- Synchrony (Stamford, CT)
- …line business functions on effective controls and documentation for consumer compliance and operational risk management. + Establish effective ... Risk - Health & Wellness will be the compliance and operational risk point...experience + 3+ years of experience with exposure to consumer compliance and regulatory hot topics within… more
- American Express (Sandy, UT)
- …assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial ... one professional certification. Our audit teams align to key risk areas and business units to ensure IAG can...business units to ensure IAG can provide comprehensive and risk -based audit coverage. In addition, IAG has a Professional… more
- JPMorgan Chase (Wilmington, DE)
- As part of Compliance , Conduct and Operational Risk (CCOR) you are at the center of helping the firm understand, manage and anticipate risks in a constantly ... be a great fit for our team. As a Compliance , Conduct and Operational Risk ...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- JPMorgan Chase (Wilmington, DE)
- …Control and Investor Relations functions, Legal, Business Control Managers, Business Management; Compliance and Operational risk global and regional team ... primary point of contact for delivery of the Firm's Compliance & Operational Risk Program...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Vice President, you will ... Line of Business (LOB), global/regional Compliance teams, Legal, Internal Audit, Operational Risk , Finance & Business Management and other Control functions.… more
- JPMorgan Chase (Jersey City, NJ)
- …thinking outside the box, challenging the status quo and striving to be best-in-class. Compliance , Conduct and Operational Risk ("CCOR") is part of broader ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- SMBC (New York, NY)
- …an enterprise wide GRC tool. + Support several framework components such as operational risk , controls management, compliance , regulatory change, ... as risk management, compliance , and regulatory change, third party risk management, business continuity management, or operational resilience on a GRC… more
- State of Massachusetts (Boston, MA)
- …well as transaction histories, and perform analyses on data collected to determine compliance with state and federal consumer protection regulations. * Evaluate ... The Division of Banks is currently accepting applications for the Consumer Protection Examiner I position in the Non-Depository Institution Supervision - Mortgage… more
- Bank of America (Jersey City, NJ)
- …data and technology capabilities. We work in partnership with our Audit and Technology Compliance and Operational Risk (TCOR) partners. The team embraces our ... of America Merrill Lynch has an opportunity for a Risk Analysis Specialist II (B5 Data Compliance ...that technology roadmaps and data solutions align to Global Risk Management (GRM) strategies. Consumer Risk… more
- Bank of America (Charlotte, NC)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... engage with GFC Specialists, Global Financial Crimes Executives, Financial Crimes Investigators, Compliance and Operational Risk ("C&OR") officers and… more
- JPMorgan Chase (Newark, DE)
- …the story behind the financials. The Planning & Analysis Associate will support the Compliance , Conduct and Operational Risk ("CCOR") sector Planning & ... solutions oriented. This role will include coverage of specific Compliance , Conduct and Operational Risk ...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- BECU (GA)
- …advance lending and account management decision engines for alignment with risk strategies, operational efficiencies, and member experience. + **Communication:** ... can be found here . **IMPACT YOU'LL MAKE** **:** The Senior Manager Credit Risk Officer plays a crucial role in developing and executing full lifecycle Credit … more
- SMBC (New York, NY)
- …work with business unit to establish operational procedures and monitor compliance . Establish and maintain thresholds, at- risk levels and exposure limits. ... guidelines, work with business unit to establish operational procedures, monitor compliance . Identify necessary changes to both risk models and operating… more
- JPMorgan Chase (Columbus, OH)
- …+ Strong business writing skills + 5+ years experience in Wholesale Audit, Compliance , Operational , and/or Regulatory Risk Management + Demonstrated ability ... function to develop and maintain policies, standards, guidelines, and procedures, including regulatory compliance measures and risk advisory within the Risk … more
- Deloitte (Jersey City, NJ)
- …financial institutions + Experience with risk management (eg, credit risk , liquidity risk , operational risk , compliance risk , market risk ... and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory structure and organizations including the FRB,… more
- JPMorgan Chase (Columbus, OH)
- **Posting Description** Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...implementation with business partners + Support CRMA leadership in operational uplifts; Support data research projects to design new… more
- Santander US (New York, NY)
- CLO Warehouse (Securitization) Credit Risk 2nd Line of Defense- Corporate & Investment Banking New York, United States of America The individual is responsible for ... risk analysis and independent oversight of credit quality of...Warehousing / Securitization** credit quality including internal and regulatory compliance . Key focus will be on: + CLO Warehousing… more
- Federal Reserve System (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection ... an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Large Institution… more
- Federal Reserve System (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection ... of an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Large and… more
- SMBC (New York, NY)
- …and controls effectiveness testing concepts + Prior experience with control evaluation within model risk , operational risk , compliance risk , ... capital markets, asset liability management, financial reporting, regulatory reporting, or operational risk areas. Specific experience within Model Risk… more