- Vanguard (Malvern, PA)
- …+ Review all applicable current and future regulatory requirements to ensure effective controls , procedures and oversight reviews are in place. + Participates in ... Overview We are looking for a passionate risk and controls professional with past experience building and managing a...to drive a risk-smart culture as well as manage corporate initiatives in partnership with 2nd line risk and… more
- Scotiabank (New York, NY)
- Director, Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary ... role in the effective design and execution of Regulatory Controls . Provides strategic direction, leadership and oversight ...the ongoing state of the reporting infrastructure. The Regulatory Controls and Advisory team acts as control … more
- JPMorgan Chase (New York, NY)
- Join JP Morgan as a Corporate Controls Control Manager at the Executive Director level and be part of a team that ensures strong and consistent controls ... and controls in CORE (Ex. Business resiliency, Third party oversight , Public/Private designations, Employee Compliance). Perform annual control evaluation… more
- JPMorgan Chase (New York, NY)
- Join JP Morgan as a Corporate Controls Control Manager at the Executive Director level and be part of a team that ensures strong and consistent controls ... and controls in CORE (Ex. Business resiliency, Third party oversight , Public/Private designations, Employee Compliance). Perform annual control evaluation… more
- CIBC (Chicago, IL)
- …root cause, impact, and control analysis) + Provide input to Governance & Controls teams (1Bs) or Internal Audit as needed to respond to Internal Audit reviews ... and risk culture. This position is responsible for the credit oversight (performance, underwriting, policies, reporting, etc.) along with the development, management… more
- Mizuho Corporate Bank (Jersey City, NJ)
- The Assistant Vice President of the Credit Control Unit/Loan Control ("CCU"/"LC") is responsible for supporting daily operations performed by the CCU/LC. The ... regulatory reporting requirements in an accurate and timely manner. + Strengthen oversight over loan operations (onshore and offshore) concerns, though the execution… more
- SMBC (Jersey City, NJ)
- …Procedures and Governance Oversight Vice President is responsible for promoting oversight and control within the KYC program including customer onboarding, ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...across the entire KYC program. Reporting to the KYC Controls and Oversight Director, the KYC Procedures… more
- Truist (Atlanta, GA)
- …including balance sheet positions and changes, key risk modeling assumptions, control assessments and governance. Oversight activities and findings provide ... utilize the information from monitoring activities to escalate issues within the Capital Oversight team and Corporate Treasury to drive timely, proactive risk… more
- Tucson Electric Power (Tucson, AZ)
- …comply with sustainability reporting and SOX requirements and also to achieve corporate objectives. . Assesses severity of control deficiencies in consultation ... Assists with building awareness of the importance of a strong internal control environment and coordinates training on internal controls . Educates business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …act as a liaison between functional areas. Leads large or multiple oversight assessments with significant scope and impact. Works independently on difficult ... resolve complex issues. **Essential Duties and Responsibilities** * Manages Oversight assessments by reviewing applicable regulations and firm policies/procedures,… more
- Citizens (Westwood, MA)
- …strong regulatory oversight and scrutiny + Expert knowledge of internal controls and risk assessment + Deep understanding of banking products and operations; ... Description Citizens currently has an opening on our Non-Financial Risk Management Oversight team focused on Cybersecurity risk. The role will provide independent … more
- TD Bank (New York, NY)
- …audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with enterprise ... Description:** **Department Overview** The Senior Compliance Manager - Credit Card Regulatory Oversight will be largely focused on managing the efforts of others and… more
- US Bank (New York, NY)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level management position ... that is responsible for coordination and oversight of audit activities related to the fiduciary products...to evaluate and improve the effectiveness of risk management, control , and governance processes of US Bancorp (USB), affiliates,… more
- US Bank (Charlotte, NC)
- …Business Units within Payment Services. **_Position Highlights_** + Providing advisory oversight of Financial Crimes Controls Programs specific to AML/BSA ... from risk oversight perspective. + Identify areas for process or control improvement and clearly communicate and assist in implementation, as appropriate. +… more
- TD Bank (Greenville, SC)
- …audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with enterprise ... **Job Description:** **Department Overview:** The compliance department provides compliance oversight and independent guidance for consumer banking products and… more
- Truist (Atlanta, GA)
- …tools and techniques for the ongoing monitoring and assessment of the control environment. Provide oversight for test planning and execution. Identify ... and documentation of review activities for risk programs and controls . 3. Conduct key control assessments on...to Enterprise deliverables) to evaluate Business Unit adherence to corporate standards related to internal controls . 4.… more
- JPMorgan Chase (Chicago, IL)
- …& Specialized Industries (MMBSI) Business Operations team is responsible for key control and operational risk management oversight , identifying areas for ... control partners (eg Legal, Compliance, Risk, Audit, Regulatory, Oversight & Control , etc.). **Job summary:** As... environment. The role reports to the Risk and Control Lead for Corporate Client Banking &… more
- USAA (Charlotte, NC)
- …alerts as they occur, including monitoring of resulting exception cases. + Provides control oversight to ensure compliance with laws and regulations. + Serves ... and filing, document governance, risk control self-assessments, procedure governance, control design, new product controls , CoSA Third Party Governance, or… more
- Discover (Riverwoods, IL)
- … activities within marketing, which may include risk assessment, controls , procedure documentation, process design, control workflow/systems, reporting, ... on efficient processes to maintainan accurate library of Marketing's risks and controls . Manages independent post-launch oversight of initiatives and report… more
- JPMorgan Chase (New York, NY)
- …and controls in CORE (Ex. Business resiliency, Third party oversight , Public/Private designations, Employee Compliance). Perform annual control evaluation ... controls , ensuring the appropriate implementation of key controls in Policies and Standards, developing control ...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more