- JPMorgan Chase (Jersey City, NJ)
- his role is for an experienced audit professional to join our Corporate Functions Issue Validation Center Team. As a Corporate Functions and Issue ... , Executive Director , you will lead the issue validation team focusing on Consumer and...execution including direct experience in meeting documentation expectations Directs audit validation findings and uses judgment to… more
- SMBC (New York, NY)
- …of audits for assigned portfolio. + Manages timely and quality performance of (1) audit issue validation ; (2) continuous monitoring activities; (3) annual ... and Regulation letters). + Manages timely and quality performance of (1) audit issue validation ; (2) continuous monitoring activities; (3) annual risk… more
- USAA (Plano, TX)
- …you'll do:** + Accountable for timely delivery and quality execution of audit plan/reports, issue validation , driving continuous monitoring activities, ... of what makes us so special! **The Opportunity** Our Director , Audit leads the planning, execution and...and emerging risks. + Responsible for providing oversight of issue severity and impact to business processes and the… more
- Citigroup (New York, NY)
- The Audit Director is a senior level...+ Ensure timely delivery of comprehensive regulatory and internal audit issue validation , including issues ... direction of Citi's Internal Audit (IA) function. The overall objective of the Audit Director is to direct audit activities that support a subset of a… more
- Citigroup (New York, NY)
- The Audit Director is a senior level...+ Ensure timely delivery of comprehensive regulatory and internal audit issue validation , including issues ... accordance with IA standards, Citi policies, and local regulations. The Audit Director for Technology Transformation will provide and coordinate 3rd line… more
- Wells Fargo (Charlotte, NC)
- …to lead projects/initiatives with high risk and complexity. + Experience with Issue Validation and Remediation. + Excellent verbal, written, and interpersonal ... **About this role:** Wells Fargo is seeking a Audit Manager - Executive Director on the Wealth and Investment Management (WIM) Audit Team providing coverage… more
- Citigroup (New York, NY)
- …or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation , including issues arising from other external ... of individual initiatives under the Risk & Control Transformation Program. The Audit Director responsible for Risk and Control transformation is a senior level… more
- Bank of America (Charlotte, NC)
- Audit Director - Financial Crimes (BSA/AML including Sanctions) Charlotte, North Carolina;Boston, Massachusetts **Job Description:** At Bank of America, we are ... effectiveness; drives continuous improvement + Strategic engagement in governance routines, issue remediation / validation , and regulatory engagement +… more
- Charles Schwab (Chicago, IL)
- …prior to finalizing the audit report. + ** Issue Management and Validation :** Monitor and review issue validation testing to ensure comprehensive ... audit issues and regulatory issues. Reporting to a Director of the Corporate enterprise team, the Internal ...Clear understanding of regulatory expectations in the execution of audit work, issue validation , MRA… more
- Citigroup (Tampa, FL)
- …via formal QA products (eg, Scorecards, Thematic Reviews, Hot reviews and Regulatory/ QA Issue Validation ) to ensure conformance with the IPPF IIA Standards and ... partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP)...IA (risk based and regulatory), responsible for preparing the issue validation strategy, executing issue … more
- Charles Schwab (Phoenix, AZ)
- …prior to finalizing the audit report. + Issue Management and Validation : Monitor and review issue validation testing to ensure comprehensive testing ... and adherence to SLAs. Ensure accurate team reporting of issue validation status. + Business and Project...feedback to the audit team throughout the audit . + Regulatory: Conduct or review validation … more
- First Horizon Bank (New Orleans, LA)
- …actively building consensus 9. Clear understanding of regulatory expectations in the execution of audit work, issue validation , MRA validation , and the ... requirements of the board of directors, management, and regulatory authorities. The Audit Director is responsible for overseeing the Company's independent,… more
- Commonwealth Care Alliance (Boston, MA)
- …industry knowledge of highly impactful external audits such as Risk Adjustment Data Validation Audit , CMS Program Audit protocols, common findings, and ... **Why This Role is Important to Us:** Under direction of the Director of Internal Audit , the primary functions of this position are to: + Contribute towards the… more
- Citigroup (Tampa, FL)
- …build effective teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance ... Business audit teams on entity risk assessments, audit scoping, execution and issue analysis related...those who fail to maintain these standards. + Assist Director with developing and evaluating audit universe… more
- Citigroup (New York, NY)
- …and maintain good working knowledge of IA's methodology, especially as it relates to audit execution, issue validation and other assurance activities; IA's ... by developing and maintaining strong working relationships with Internal Audit + Product/Functions team(s), Business & Functions Risk/Control, Program leads… more
- Citigroup (Irving, TX)
- …via formal QA products (eg, Scorecards, Thematic Reviews, Hot reviews and Regulatory/ QA Issue Validation ) + Be a change agent in the continuous improvement ... teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the… more
- Santander US (Boston, MA)
- …to risk frameworks, policies, and standards through internal control testing and issue validation . Report and escalate exceptions and facilitate Business Line ... Director of IT Risk and Control Self Assessment...line of defense teams, corporate risk functions and internal audit . Responsibilities: + Drive Continuous Improvement Culture: Establish expectations,… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** The Regulatory Reporting Quality Assurance Director role is critical in ensuring the compliance with regulatory standards, ... data accuracy and completeness for regulatory reports filed by SMBC. The Director will stay updated on evolving regulatory requirements pertaining to these reports,… more
- SMBC (New York, NY)
- …This role will manage and oversee all Compliance-related issues (ie, Internal Audit , Compliance, self-identified and Regulatory), as well as oversee the execution of ... inputted, reported, and - with the close collaboration with Issue owners - closed. This role will report into...of complaints from across the AD. + Manage the registration/ validation of management self-identified issues (MSII) within the ADIT,… more
- Charles Schwab (Westlake, TX)
- …+ Advanced understanding of current regulatory expectations in the execution of testing, issue validation , and the response to regulatory inquiries for assigned ... management activities across the Company. Reporting to the Managing Director of the EORT team, the Director ,...facilitating coordination across Company Testing Teams, providing Regulatory and Audit support as well as assisting in the testing… more