- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia AML Risk and Controls Director Anti-Money Laundering ( AML ) is a key risk function within ... Capital One's Compliance & Ethics (C&E). The AML team...New York City (Hybrid On-Site): $202,400 - $231,000 for Director , Risk Management Candidates hired to work in other… more
- Morgan Stanley (New York, NY)
- …root causes to identify opportunities for improvements. - Solid knowledge of the KYC and AML Compliance policies and how they are applied in a US banking ... Client Reference Screening, Know Your Client (KYC), and other non - AML /KYC regulations such as MIFID, QIB, QFC,...have an impact across the Firm coordinating with Legal, Compliance , Central Change and Technology. The New Client New… more
- JPMorgan Chase (Miami, FL)
- …our dynamic Latin American Financial Institutions Group team as head of Non -Bank Financial Institutions Sales for the region with responsibility across the entire ... suite of Payments products and solutions. As Head of Non -Bank Financial Institutions (NBFI) Sales for Payments in Latin...diligence in accordance with JP Morgan's internal guidelines in AML and KYCs. On occasion, take ownership for Know… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. Play a key role in ... Associate Director , Financial Institutions US, Corporate & Investment Banking...and analyze the financial needs of corporate clients. Drive non -lending product cross-sell by effectively connecting product partners with… more
- New York State Civil Service (Albany, NY)
- Agency Financial Services, Department of Title Director of Virtual Currency Monitoring ( Director Financial Services Programs 2) Occupational Category Financial, ... $166013 Annually Employment Type Full-Time Appointment Type Permanent Jurisdictional Class Non -competitive Class Travel Percentage 0% Workweek Mon-Fri Hours Per Week… more
- TD Bank (New York, NY)
- **432366BR** **Job Title:** Director - Accounts & Liquidity - GTB, TD Securities **Company Overview:** **Our Values** At TD, we're guided by our purpose to enrich ... under regulatory standards applicable to the position. **Hours:** 40 **Job Details:** The Director Trade Finance TDS is responsible for the development of the Banks… more
- Capital One (New York, NY)
- …+ Ensure client relationships are well-managed by TMCs, adhering to regulatory, compliance , and AML policies. + Responsible for managerial functions including ... 299 Park Avenue (22957), United States of America, New York, New York Director , Treasury Management Team Lead The Treasury Management Team Lead is responsible for… more
- Walmart (Bentonville, AR)
- …values into all programs and practices; developing consequences for violations or non - compliance ; and supporting the Open Door Policy. Develops and leverages ... international regulatory guidelines; Fraud detection frameworks regarding siphoning of funds, AML , leakage etc.; Organizational master data management & controls for… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** Reporting to the Head of KYC in the Compliance Department, Americas Division, the KYC Transformation Director will be ... work across people, process, and technology. The KYC Transformation Director is a senior member of the KYC Department's...in managing + In-depth knowledge of the US and non -U.S. AML and Sanctions laws + Expert… more
- FirstBank PR (San Juan, PR)
- …assigned by the Model Risk Manager and/or the ERM and Operational Risk Director . + Monitors compliance with continued education requirements of the Bank ... model review, maintaining current model inventory for validation and audit compliance . + Assess the appropriateness and comprehensiveness of available model… more