- EY (New York, NY)
- …manage tax compliance accounts for hedge funds and or private equity funds. You will review extensive securities analysis, make appropriate tax adjustments, and ... and experienced with varied and specialized facets of hedge fund, private equity fund and mutual fund taxation, including fund and organizational structuring, tax… more
- Russell Tobin & Associates (Jersey City, NJ)
- …the ability to persuade and influence stakeholders at the team level.* Compliance Culture and Conducto Takes full responsibility for personal actions and ... organization with entities in Europe and Asia.The functional scope covers both US Equity Options and Listed derivatives from the execution to Post Trade Allocation.… more
- Citigroup (New York, NY)
- …+ In-depth knowledge of respective products and clients + Proven history of successful sales trading franchise + Experience managing a team + Required licensing ... is an expert at implementing execution strategies in US Equity Markets and works well in a team environment....both market structure and algorithmic strategies + Coordinate with Trading , Sales , Research, ECM and other organizations… more
- Citigroup (New York, NY)
- …in the Electronic Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic Trading Algorithms by ... control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge of ETF… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The Managing Director Sales and Trading TDS has responsibility to develop the banks FX ... for being aware of and understanding such policies and procedures and ensuring that applicable sales and trading activity is in line with those policies + You… more
- Morgan Stanley (New York, NY)
- …directly with a diverse set of stakeholders including: Sales and Trading , Business Control Units, Desk Strategists, Compliance , Internal Audit, Technology, ... cover electronic trading across all asset classes including cash, derivatives, equity and fixed income products. The eTrading team within FRM oversees potential… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... The incumbent will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. The...new and existing lines of business + Collaborate with Equity Sales and Trading team… more
- Scotiabank (New York, NY)
- …Sales , US in New York, NY to contribute to the overall success of the GBM Equity Sales and Trading business in the US ensuring specific individual goals, ... Director, Canadian Equity Sales , US **Requisition ID:** 196351...a timely and efficient manner. Work in partnership with sales , research, and trading professionals to deepen… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... compliance support for equities and fixed income securities trading and sales businesses by advising on...the businesses. + Communicate with sales and trading management and US Compliance personnel on… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... in the meetings as assigned. + Assist with online and in-person compliance training for sales and trading staff and related support personnel. + Review… more
- SitusAMC (New York, NY)
- …Control, Risk Control, Operations, Legal and Compliance , as well as working closely with Sales & Trading . As such, it is key to the smooth and efficient ... activities of the Equity Derivatives business across Sales , Structuring & Trading as well as...business face-off with Legal, Risk, Operations, HR, PCG, Audit, Compliance , CCO, and ORM teams, ensuring we operate an… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... in the United States. The Markets Compliance team provides compliance support to trading and sales businesses to ensure business strategies, plans and… more
- HSBC (New York, NY)
- … trading limits. Maintain appropriate and smooth communication with Structuring, Sales , and other trading teams. Enhance the current hedging processes. ... **Description** ** Equity Derivatives Trader, HSBC Bank USA NA, New...pricing, trade booking processes, risk management, inventory management, and compliance ; * Trading within non-linear products (volatility… more
- Wells Fargo (New York, NY)
- …Business Control team and supports the broader Equities business that includes Cash Trading , Derivatives Trading , Equity Finance, Equity Advisory ... especially proud of our tangible, meaningful commitment to diversity, equity , and inclusion in the workplace. When it comes...will assist with support of the Equities Research, Research Sales and Economics and will require a candidate with… more
- Scotiabank (New York, NY)
- …and differentiated views. Deliver presentations to institutional clients and the internal sales and trading teams. Follow overall market news and evaluate ... Director, Equity Research Analyst **Requisition ID:** 194865 **Salary Range:**...and management of companies under coverage group. Liaise with sales , trading and other areas of the… more
- PNC (New York, NY)
- …position. **Preferred Skills** Client Relations, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment ... Effective Communications, Financial Analysis, Financial Engineering, Financial Services Industry, Internal Sales and Marketing, Sales Function, Trading … more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Director, Equity Derivatives Quant **Requisition ID:** 182450 **Cost Centre**...strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Citigroup (New York, NY)
- …will be expected to foster strong relationships with trading , research, ICM, compliance , credit partners and other sales teams. On a day-to-day basis, this ... (eg macro hedge funds, multi strat. funds, credit and equity funds and real money accounts) primarily located in...the client base - which should translate into incremental sales credit and trading revenues for the… more
- Morgan Stanley (New York, NY)
- …Risk. The individual will be responsible for reviewing IED sales and trading desk activities to help ensure compliance with applicable rules and regulations ... an Analyst or Associate level position within the Institutional Equity Risk Management team, specifically within the Regulatory Control...in Compliance , Risk Management and / or Trading Support, focused on sales and … more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... About the Role The individual will be joining the Compliance Surveillance team. The surveillance team is responsible for...Surveillance team. The surveillance team is responsible for monitoring trading in all asset classes, to detect trading… more
