- First International Bank and Trust (Edina, MN)
- Wealth Management Compliance Officer Department: Corporate Location: Edina, MN PT/FT/Temporary : Full Time START YOUR APPLICATION ... for 10 years running. We are currently seeking an experienced and detail-oriented Wealth Management Compliance Officer to join our team at First International… more
- Citigroup (New York, NY)
- …AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / ... to executive governance groups. Responsibilities: Provide AML guidance to the Wealth group globally to assist in identification and mitigation of AML risk and… more
- Charles Schwab (Westlake, TX)
- …program. Schwab seeks a Managing Director, Schwab Compliance, to support the firm's Wealth and Advice Solutions business unit and to serve as the lead enterprise ... and Services. The role reports to the Chief Compliance Officer (CCO) of Charles Schwab Corporation and in all...and in all capacities supports all Schwab businesses. The Wealth & Advice Solutions business unit (WAS) was created… more
- Citizens (Philadelphia, PA)
- …of Trust Officer and Trust Associates. + Serve on various fiduciary/ governance committees and project teams. Qualifications + 7-10 years of successful fiduciary ... Description The Senior Trust Officer (STO) is responsible for advising high net...needs and administering trust accounts for Clarfeld Citizens Private Wealth (CCPW). They lead the day-to-day management and administration… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... Research and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance with governing… more
- Citigroup (Fort Lauderdale, FL)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, ... strengthens our ability to execute against our strategic priorities. The Risk Policy Officer is a strategic professional who stays abreast of developments within own… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... compliance policies and procedures as part of the internal review and governance process. Review written supervisory procedures to verify they reflect current… more
- Citigroup (New York, NY)
- …opportunity to gain a better understanding of wholesale banking products and Citi's governance / risk management practices. **Job Family Group:** Risk Management ... banking, second line of defense risk, operations, technology and central governance functions, for products spanning investment banking, commercial real estate,… more
- Citigroup (Tampa, FL)
- …letter and spirit of regulatory commitment prior to IA validation + Ensure effective governance is in place and advise where gaps are identified + Facilitate issue ... in the financial services industry. + Risk management, controls, risk governance and capabilities maturity experience preferred along with a strong business… more
- Citigroup (Tampa, FL)
- …products and local services for 84 countries. Furthermore, we manage the governance of the Citi Solutions Center Network, which serves 98,000 employees, supporting ... compatible behaviors, all while modeling a customer-centric mindset. 90% of the CSS family calls one of our strategic hubs (Budapest, Costa Rica, Manila, Mumbai, and… more
- Citigroup (New York, NY)
- …Regulatory requirements, and driving Strong Risk Management - for USPB Risk, Wealth Risk and Legacy Franchises/Banking & International Retail Risk Management. The ... risk reporting for USPB CRO organization, and consumer/retail risk reporting for Wealth CRO, Legacy Franchises Banking & International-Retail CRO and other key… more
- University of Pennsylvania (Philadelphia, PA)
- …retirement benefits, a wide variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and ... and advancement services functions such as operations, financial management, and procedural governance . Reporting directly to the Chief Advancement Officer , this… more
- Citigroup (New York, NY)
- …Compliance Risk Management ("ICRM") functions, Finance/Treasury and the Chief Operating Officer as well as the Markets, Services, Banking and International, Personal ... Banking & Wealth Management and Legacy Franchises businesses. The BRL Group...Key stakeholder in senior forums covering strategy, risk management, governance , regulatory interactions, franchise reputation and/or highly complex or… more
- Citigroup (New York, NY)
- …a SVP level position under the Citigroup wide Client Analytics & Lead Finance Officer team. This team is focused on enhancing the client management dimension across ... Private Bank, Financial Institutions), product heads (Markets, Banking, Services, Wealth , US Personal Banking), and geographical leads (country and cluster… more