- George Washington University (Washington, DC)
- …support GW scholars and investigators in understanding their ethical and fiduciary responsibilities with respect to research activities; Lead the University's ... collaboration with the University Office of Ethics, Compliance and Risk (OECR), the Office of Sponsored Projects (OSP), the...the Office of Human Research (OHR), the GW Export Control Officer, and other relevant institutional offices, schools and… more
- US Bank (New York, NY)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control , and governance processes of US Bancorp (USB), ... business audit executive that has strong knowledge of audit, risk management, risk and control ...risk -based Annual Audit Plan for the trust and fiduciary products and services of the bank. Maintaining an… more
- Citizens (MA)
- …on applying fiduciary service knowledge, as well as operational and risk management expertise across the business in support of a meaningful customer experience. ... procedures identifying ways to streamline and drive efficiency within a strong control environment. The Fiduciary Business Support Manager assists in designing… more
- Highmark Health (Columbus, OH)
- …performance management and staff productivity. + Plan, organize, staff, direct and control the day-to-day operations of the department; develop and implement ... :** **JOB SUMMARY** This job directs and manages Information Security and Risk Management (ISRM) services for the Enterprise. Provides leadership to the… more
- PNC (NC)
- …state, local, and company-specific regulations, policies, and guidelines affecting business practices. Risk & Control Self Assessment (RCSA) - Knowledge of and ... accounts. * Conducts Asset reviews and analysis and makes investment/ fiduciary recommendations. * Reviews asset financial information, governing instruments, and… more
- BlackRock (Seattle, WA)
- **About this role** **Team Overview:** Data Operations and Solutions is entrusted with maintaining all data integral to the investment decision process. The function ... Portfolio Management, Global Capital Markets, Relationship Management, Portfolio Compliance, Risk Analytics, Regulatory Reporting, and others, to ensure their… more
- MUFG (Tampa, FL)
- …The Contracts and Documentation Specialist, who reports to the Bank Operations Manager, reviews, drafts, and negotiates control Agreements as ... Duties: 80% In charge of the evaluation, preparation, and discussion of control Agreements. Assist Treasury Relationship Managers and Relationship Managers with … more
- BlackRock (Seattle, WA)
- **About this role** **Team Overview:** Data Operations and Solutions is entrusted with maintaining all data integral to the investment decision process. The function ... Portfolio Management, Global Capital Markets, Relationship Management, Portfolio Compliance, Risk Analytics, Regulatory Reporting, and others, to ensure their… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Supervision department partners closely with the business to proactively mitigate risk . Our department supports business units by managing activity/account reviews, ... education options. **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …metrics. + Collaborate with Audit team members to plan audit projects, develop risk and control assessments, develop work programs and other deliverables of ... to the entity being audited. Execute testing of controls to assess adequacy of control design and operational effectiveness in managing risk . + Demonstrate and… more
- Banco Popular Puerto Rico (San Juan, PR)
- …and insurance. * Knowledge and experience in Fiduciary and Trust operations and applicable regulations. * Experience in Risk Management, Compliance, or ... regulatory requirements, including those applicable to non-deposit investment products and fiduciary services. RRT conducts risk -based reviews of various… more
- NJEDA (NJ)
- …of the respective products all while maintaining the highest level of fiduciary responsibility. $129,744 - $162,180 Note: The NJEDA currently offers a hybrid ... with directors to identify opportunities for improved performance and stronger risk -mitigation/compliance. + Oversee the development of decisioning memos and board… more
- Glory Global Solutions (Carrollton, IL)
- …while driving technologies that will enhance the company's business operations . The candidate will oversee all technology and technological resources, ... relationships as appropriate. Additionally, the candidate will hold the fiduciary responsibility for developing, administering, monitoring, and coordinating the… more
- BMO Financial Group (Chicago, IL)
- …to regulatory risk appetite based on an understanding of business operations and stakeholder needs. + Consults on new products, services and automated systems ... and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Regions Bank (Hoover, AL)
- …Anti-Money Laundering Specialist (CAMS) + Certified Bank Auditor (CBA) + Certified Fiduciary and Investment Risk Specialist (CFIRS) + Certified Financial Systems ... Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified in Risk and Information Systems Control (CRISC), Certified Information… more
- BlackRock (Wilmington, DE)
- …purpose is to help more and more people experience financial well-being. As a fiduciary to investors and a leading provider of financial technology, our clients turn ... support of new and innovative product offerings. We partner closely with intermediary operations teams, transfer agents, vendors, as well as internal teams such as… more
- Citigroup (Irving, TX)
- …Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders ... any of the following areas: Wealth management, Cards, Consumer protection rules, Risk , Compliance, Transaction Services, Technology, Operations , Data. + Related… more
- Citigroup (Tampa, FL)
- …the integrity of information, tasks and obligations of contracts in the system, to control and monitor them. * Ensure to utilize our Issuer Services Core system as ... Services business in order to improve process and reduce risk and manual intervention. * Work on holidays and...Fee Schedule of each contract. * Ensure to complete control log on a daily basis, in order to… more
- Corewell Health (Big Rapids, MI)
- …in leadership in critical to the success of the position. Experience with a Value/ Risk Model of Care and Rural Health is preferred. Enjoy a mix of administrative ... physician, with knowledgeable practice management professionals assisting in day-to-day operations and the resources and referral base of the...Health Medical Group* Act at all times in a fiduciary role for the Medical Group, the System, and… more
- UMB Bank (Kansas City, MO)
- …**Private Wealth Management team** serves to manage, protect and grow. As a fiduciary , we deliver financial outcomes for our clients through team-based advice. We ... + Ensure quality is achieved as planned. Enable quality assurance and quality control as appropriate. Develop and execute on go-to-market plans for each project… more
