- US Bank (New York, NY)
- …assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control, and governance processes of US Bancorp (USB), ... you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a...risk -based Annual Audit Plan for the trust and fiduciary products and services of the bank. Maintaining an… more
- JPMorgan Chase (Brooklyn, NY)
- …Maintain and continually review fiduciary policies and procedures as well as corporate fiduciary standards to ensure compliance by the business. + Partner ... **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank** The … more
- JPMorgan Chase (Columbus, OH)
- …of business risk management framework, including but not limited to: Risk governance and controls, organization structure, policies and procedures, three ... for corporations and individuals. **Job summary** As a Policy Governance Vice President in the Asset and Wealth Management...Work alongside internal groups such as Credit, Investment, and Fiduciary Risk areas as well as Compliance,… more
- JPMorgan Chase (Columbus, OH)
- …of business risk management framework, including but not limited to: Risk governance and controls, organization structure, policies and procedures, three ... working groups, including senior management. + Identify current state risk management activities and governance structure, assist...Work alongside internal groups such as Credit, Investment, and Fiduciary Risk areas as well as Compliance,… more
- JPMorgan Chase (Jersey City, NJ)
- …skills are essential + Subject matter expertise in the following areas of focus - Market Practice Risk , Fiduciary Risk , or Client / Sales Practice Risk + ... culture as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment...of the CRAs to the respective firmwide and LOB governance committees as well as the JPM Board +… more
- BMO Financial Group (Chicago, IL)
- …Compliance Program. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advises business/group on ... and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Centuri Group, Inc. (Phoenix, AZ)
- …policies, governance policies/ practices, possible conflicts of interest, reputational risk and more. What You'll Do Corporate , Securities, and Related ... preparing, managing and overseeing legal work on private to public company filings, corporate governance and corporate books / records as well as assisting… more
- Federal Reserve System (Chicago, IL)
- …will be responsible for determining the effectiveness of an LFBO institution's corporate compliance and legal risk management practice. The individual will ... candidates for a position focusing on the assessment of corporate compliance and legal practices within a large and...skills. + Possess an understanding of financial institution risks, risk management & governance , including a working… more
- JPMorgan Chase (Jersey City, NJ)
- …are essential + Subject matter expertise in the following areas of focus - Market Practice risk , Fiduciary Risk , or Client / Sales Practice Risk ... seeking multiple team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile role involves assessing key compliance… more
- M&T Bank (New York, NY)
- …Management Services, Loan Market Solutions - Supports the 2nd Line of Defense Fiduciary Risk Oversight program through execution of the CRM Program and ... Standards Documentation, Compliance Monitoring Activities, Compliance Control Management, Compliance Risk Assessment (CRA), Participation in Governance Committees,… more
- Commerce Bank (Kansas City, MO)
- …and estate accounts + Interpret and help Commerce Trust teams to apply fiduciary policies, procedures and related governance protocols + Author memorandums for ... acceptance/resignation/declination + Provide counsel on all matters relating to fiduciary duties and discretion including but not limited to...to negotiate terms of contracts and leases to mitigate risk + Ability to draft or review corporate… more
- CIBC (Boston, MA)
- …+ Understanding and following the qualitative and quantitative components of our Risk Appetite Statements + Completing all annual Corporate Mandatory Training ... CIBC Private Wealth Management ("PW") conducts an investment advisory and fiduciary business, which focuses primarily on serving a select group of… more
- CIBC (New York, NY)
- …, collectively "CIBC Risk ", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on the global Compliance ... staff of Compliance professionals and will be a member of various PWM governance committees (eg, Trust Committee, Management Risk Committee, and Operating… more
- CIBC (Chicago, IL)
- …+ Understanding and following the qualitative and quantitative components of our Risk Appetite Statements + Completing all annual Corporate Mandatory Training ... while building an appropriate balance between high-touch client service and our fiduciary responsibility to protect CIBC, our clients, and our shareholders from… more
- US Bank (Charlotte, NC)
- …for Personal Trust and Institutional Investment Services products and services, key risk and regulatory themes spanning fiduciary and asset management topics, ... at-all from Day One. **Job Description** + US Bank Corporate Audit Services (CAS) is seeking a strong candidate...business processes and provide independent opinions on the Company's governance , risk management framework and supporting control… more
- USAA (San Antonio, TX)
- …intent for design standards and overall project requirements. Responsible for governance and oversight of a portfolio of projects, often running concurrently, ... + Accountable for scope, schedule and budget for moderate to high risk /complexity projects up to $50 million. + Finds opportunities and facilitates improvements… more
- Trinity Health (Maywood, IL)
- …may include: Trinity Health officers and other management personnel; Ministry management and governance ; and/or a fiduciary board of a regional delivery network ... area as well as content experts located in the Trinity Health corporate legal office located in Livonia Michigan. **POSITION PURPOSE** Provides legal services… more
- Trinity Health (Grand Rapids, MI)
- …may include: Trinity Health officers and other management personnel; Ministry management and governance ; and/or a fiduciary board of a regional delivery network ... oversees matters involving substantial monetary amounts or other substantial risk to Trinity Health. Represents the interests of the...has special expertise, or in the general field of corporate healthcare law. May perform legal services of a… more