- Truist (Charlotte, NC)
- …at medium to large financial institution 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for Eligible ... combination of education and work experience 2. 12 years of financial industry experience, including compliance /risk management and leadership/managerial… more
- City National Bank (Charlotte, NC)
- ** MANAGER COMPLIANCE PB** **WHAT IS THE OPPORTUNITY?** PB Support Services Manager has primary responsibility for Compliance oversight, Risk Control ... and compliance laws, regulations and issues.The PB Support Services Manager will research lending regulatory issues, monitor compliance with regulations,… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... financial lives better through the power of every connection....and takes initiative The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Quality...are guided by a common purpose to help make financial lives better through the power of every connection. ... Negotiation + Process Management + Written Communications **Job Description Summary** The Compliance and Operational Risk (C&OR) Manager is responsible for… more
- US Bank (Charlotte, NC)
- …One. **Job Description** Job Description The Corporate Audit Services (CAS) Senior Audit Manager - International Compliance is a senior level management position ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to... business partners and key stakeholders The Senior Audit Manager also has strong knowledge of Compliance … more
- US Bank (Charlotte, NC)
- … Compliance and Audit, to recommend and influence solutions to mitigate Financial Crimes Compliance (FCC) risks, including AML and Economic Sanctions. ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Analyst ("Analyst") is responsible for… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager Pennington, New Jersey;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... a difference. Join us! **Job Description** : The Global Financial Crimes Manager is responsible for supporting...Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance - Enterprise… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager - Registration and Licensing Pennington, New Jersey;Charlotte, North Carolina; Jacksonville, Florida **Job ... are guided by a common purpose to help make financial lives better through the power of every connection....job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... a common purpose to help make financial lives better through the power of every connection....and Role Responsibilities:** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to ... help make financial lives better through the power of every connection....+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- Bank of America (Charlotte, NC)
- …complete compliance , policy, operational/fraud risk management requirements. The Global Financial Crimes ("GFC") Manager - Global Markets and Global Wealth ... Global Financial Crimes Manager - Global Markets...with GFC Specialists, Global Financial Crimes Executives, Financial Crimes Investigators, Compliance and Operational Risk… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank of America, we are ... guided by a common purpose to help make financial lives better through the power of every connection....job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common ... business controls team and other internal departments, such as Legal, Operations, Financial Crimes Compliance , and broker-dealer Supervision + Work closely with… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... at-all from Day One. **Job Description** The Corporate Audit Services Audit Manager supports internal audit leadership, in providing the Audit Committee and senior… more
- TIAA (Charlotte, NC)
- The Compliance Officer implements broader planning for Trust and Wealth business unit fiduciary compliance programs in order to ensure organization functions are ... in compliance with all relevant laws, regulations, and policies and...plans). **Company Overview** TIAA is the leading provider of financial services in the academic, research, medical, cultural and… more
- CBRE (Charlotte, NC)
- Quality & Compliance Manager - onsite Job ID 151569 Posted 24-Jan-2024 Service line GWS Segment Role type Full-time Areas of Interest Facilities Management, Risk ... of America **ABOUT THE ROLE** As the Quality & Compliance Manager , your primary responsibility is to...people. Ability to assess circumstances, empathize and offer help. Financial Knowledge Requires in-depth knowledge of financial … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager (Security Log Management) Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we ... are guided by a common purpose to help make financial lives better through the power of every connection....to make a difference. Join us! **Role Responsibilities:** The Compliance and Operational Risk (C&OR) Manager is… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York; Pennington, New Jersey; Atlanta, Georgia **Job ... are guided by a common purpose to help make financial lives better through the power of every connection....job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Business Banking, Commercial Banking and Enterprise Credit - Commercial Charlotte, North Carolina;New York, New York ... are guided by a common purpose to help make financial lives better through the power of every connection....job is responsible for executing second line of defense compliance and operational risk oversight for Business Banking, Commercial… more
- Regions Bank (Charlotte, NC)
- …+ Strong skills with Microsoft office suite **This position will serve as a Compliance Manager within Regions Corporate Banking Group, in support of the Capital ... the system. **Job Description:** At Regions, the Capital Markets Compliance Function Manager develops and maintains an...financial role + Two (2) years in a compliance leadership role **Skills and Competencies** + Ability to… more