- Truist (Charlotte, NC)
- …Enterprise Data Risk Oversight (EDRO) team reporting to the Data Risk Control Director. Responsible for 2LOD Data Control testing plan including overseeing ... laws, rules, regulations, and risk management standards (eg, Federal Financial Institutions Examination Council (FFIEC), Control Objectives for… more
- Vanguard (Malvern, PA)
- …In this role, you will design, lead, and manage a robust HR 1st line controls environment. You will partner closely with senior leaders to drive a risk-smart ... "first line of defense". + Set and lead overall control programs for Vanguard HR, both internally and externally,...applicable current and future regulatory requirements to ensure effective controls , procedures and oversight reviews are in… more
- Edward Jones (Tempe, AZ)
- …now. **Job Overview** Position Schedule: Full-Time Reporting to the AML Officer within Financial Crimes, this new position was created to build a framework for the ... oversight , tuning, and assurance of Anti-Money Laundering technology solutions....and strategic communications support as the primary liaison between Financial Crimes and Digital Technology. The candidate will engage… more
- US Bank (New York, NY)
- …executive that has strong knowledge of audit, risk management, risk and control frameworks, and regulatory expectations at large financial institutions. This ... Service Industry and Technical knowledge, including understanding of risk theory, control frameworks, applicable financial services industry trends, laws and… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Compliance **Job Description:** **Department Overview** The Senior Compliance Manager - Credit Card Regulatory Oversight will be ... which is outlined in the general description below. **Job Description** The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... its operational risks with a sound framework of internal controls . This includes oversight and independent challenge...in the centralized control inventory and Risk Control Self-Assessment (RCSA) + Provides governance and oversight… more
- Citizens (Westwood, MA)
- Description The Senior Manager of Non- Financial Risk Management Oversight is responsible for the independent oversight , review and effective challenge ... Commercial Bank division. The colleague will work within a broader 2nd line risk oversight team to assess the risk program activities at the enterprise level for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …act as a liaison between functional areas. Leads large or multiple oversight assessments with significant scope and impact. Works independently on difficult ... resolve complex issues. **Essential Duties and Responsibilities** * Manages Oversight assessments by reviewing applicable regulations and firm policies/procedures,… more
- USAA (Phoenix, AZ)
- …second line oversight of banking business functions in a major financial institution under large bank supervision + Experience is successfully defining and ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...is not available for this position. Provides risk management oversight for a line of business or staff agency… more
- United Therapeutics (Durham, NC)
- …8+ years of experience in biopharmaceutical research & development or CRO + For Senior Oversight Lead level: + 10+ years of experience in biopharmaceutical ... the same time, we seek to provide our shareholders with superior financial performance and our communities with earth-sensitive energy utilization. Our company was… more
- USAA (Charlotte, NC)
- …alerts as they occur, including monitoring of resulting exception cases. + Provide control oversight to ensure compliance with laws and regulations. + Serve ... of risk management (QRM). As a Business Risk and Controls Advisor Senior , you will be positioned...the established risk framework and ongoing supervision of business controls including risk and control self-assessments, identification… more
- Federal Reserve System (Boston, MA)
- …goal is to assure the quality of financial reporting by focusing on internal controls . The COSO Internal Controls Senior Analyst works closely with the ... **Company** Federal Reserve Bank of Boston COSO Internal Controls Senior Analyst The Bank confirms... controls regarding the reliability and integrity of financial information, the effectiveness of the control … more
- Port Authority of New York and New Jersey (Newark, NJ)
- …projects, including knowledge of design, construction and procurement. + Experience providing oversight for consultant Program controls , financial or cost ... Redevelopment in the development, and management of comprehensive program controls , financial and contract management systems which...establish the scope, schedule and budget for all project control components of the program. The Senior … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …the Securities industry and SEC / FINRA regulations is preferred. Business Controls Senior Associate - Mortgage Non-Performing Servicing LOCATION -- Cincinnati, ... unexpected events. Implements corrective actions in partnership with Business Controls leadership to address process and control ...in relevant field preferred. + 5 + years of financial services industry, risk, business controls or… more
- Truist (Charlotte, NC)
- …drives the successful implementation of the LoD2 Enterprise Data Risk Oversight Program including management of applicable roles and responsibilities. Ensures that ... moving to 3LoD for validation. 9. Provides risk advisory to strengthen data risk controls when applicable. Be the Single Point of contract for Data Risk areas within… more
- Sallie Mae (Newark, DE)
- … senior executive team in: + Driving continuous improvement in our control environment, including controls development and maturity, metrics and measures, and ... to ensure a cohesive, comprehensive, and actionable assessment of risk and controls . + Prioritizes opportunities to strengthen the control environment in… more
- Scotiabank (New York, NY)
- Director, Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary ... role in the effective design and execution of Regulatory Controls . Provides strategic direction, leadership and oversight ...the ongoing state of the reporting infrastructure. The Regulatory Controls and Advisory team acts as control … more
- MTA (New York, NY)
- Senior Manager Project Controls Job ID: 3278 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: Regular ... to apply 30 days after their effective date of hire. JOB TITLE: Senior Manager Project Controls AGENCY: Construction & Development DEPT/DIV: Delivery/ LIRR… more
- JPMorgan Chase (New York, NY)
- …and controls in CORE (Ex. Business resiliency, Third party oversight , Public/Private designations, Employee Compliance). Perform annual control evaluation ... Join JP Morgan as a Corporate Controls Control Manager at the Executive...degree or equivalent experience required + 10+ years of financial services experience in controls , audit, quality… more
- JPMorgan Chase (New York, NY)
- …and controls in CORE (Ex. Business resiliency, Third party oversight , Public/Private designations, Employee Compliance). Perform annual control evaluation ... Join JP Morgan as a Corporate Controls Control Manager at the Executive...degree or equivalent experience required + 10+ years of financial services experience in controls , audit, quality… more