- Federal Reserve System (New York, NY)
- …within a commutable distance. **What we do:** The Supervision Group of the Federal Reserve Bank of New York (FRBNY) supervises banks in the Second District. The ... this responsibility by formulating national monetary policy, supervising and regulating banks and bank holding companies, and providing financial services… more
- Travelex (Clifton, NJ)
- …large quantities of foreign currency banknotes for customers on a wholesale basis - including for central banks and international financial institutions. ... **Tesco Travel Money Advisor - Tesco Bank - Clifton Moor, York - Part Time** **Job... exchange platform, and we also process and deliver foreign currency orders for major banks , travel… more
- Scotiabank (New York, NY)
- …of the Bank 's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What ... broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities and fixed income securities trading and sales businesses… more
- Scotiabank (New York, NY)
- …and Research Compliance Officer assists in the provision of advice on compliance with governing regulations and Bank internal policies and procedures to ... broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for CIB and Research businesses, assisting with the provision of… more
- Scotiabank (New York, NY)
- … Bank 's business strategies and objectives. Assist in providing advice on compliance with governing regulations and Bank internal policies and procedures. ... leverage broader Bank relationships, systems, and knowledge. + Provide primary compliance support for US Treasury Auctions. + Assist with advice on the… more
- Scotiabank (New York, NY)
- Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance **Requisition ID:** 199204 **Salary Range:** 174,700.00 - 286,000.00 _Please note that ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- Travelex (Queens, NY)
- …large quantities of foreign currency banknotes for customers on a wholesale basis - including for central banks and international financial institutions. ... & Safety, Security and customer service requirements * Ensure compliance to legal and corporate requirements * Maintain high... exchange platform, and we also process and deliver foreign currency orders for major banks , travel… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. The… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....objectives. The role ensures all activities conducted are in compliance with governing regulations and internal policies and provides… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....action based on analysis, internal credit policies/procedures, and the Bank 's risk appetite. + Help to ensure the team… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....Capital Markets, Corporate Banking, Global Loan Syndications, Derivatives, and/or Foreign Exchange, gaining knowledge and understanding of both investment… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....Manager, you will ensure all activities conducted are in compliance with governing regulations, internal policies, and procedures. **What… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....The incumbent will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. The… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....Resilience. The role ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. The… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....for the US Regulatory Relations, US Operational Risk Group, Compliance and other US control functions, supporting IT regulatory/audit… more
- Scotiabank (New York, NY)
- …risks, as well as the management of the GBM first line testing team to ensure compliance with the Bank 's testing program. **What You'll Do** + Work with the 1st ... sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell...& metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.… more
- JPMorgan Chase (Brooklyn, NY)
- …- Trading Services Fiduciary Oversight - New York** **About the Corporate & Investment Bank ** The Corporate & Investment Bank (CIB) is a global leader across ... investment banking, wholesale payments, markets and securities services. The world's most...provides accounting and administration services along with post trade compliance and portfolio reporting; and Liquidity & Trading Services… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full ... range of wholesale products and services offered by the Scotiabank Group....strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more