- HSBC (New York, NY)
- **Description** The purpose of the Global Banking Control Testing Senior Manager is to lead a team of control testers to ensure successful delivery ... the required documentation and quality standards + Knowledge of Global Banking and/or Investment Banking ,...banking services operations environment + Relevant experience in Control Assurance, SOX Controls testing , Internal Audit,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Global Banking & Payments Charlotte, North Carolina;New York, New York; Pennington, New Jersey **Job Description:** At ... , Enterprise Payments, Global Research and Enterprise Credit (collectively " Global Banking & Payments"). This newly-formed team executes cross-product… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets ... Senior Manager, First Line Testing , US Internal Control **Requisition ID:**...and investment flows across the Americas and the world. Global Banking & Markets provides a full… more
- Scotiabank (New York, NY)
- …We work together to drive ambition for every future! **Purpose:** Leads and oversees Global Technology Control Testing (located in United States) ensuring ... Director, Technology Control Testing **Requisition ID:** 198966 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global … more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global Banking and ... Director, Internal Control - Global GBM Regulatory Controls...and investment flows across the Americas and the world. Global Banking & Markets provides a full… more
- Citigroup (New York, NY)
- …limit framework to ensure risk within risk appetite capacity. + Performs process and control testing of first line activities by assessing design and operating ... for Finance (Finance CRO) organization provides risk management oversight of the Global Finance function, including effective risk challenge and mitigation of risk… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Morgan Stanley (New York, NY)
- …internal audit findings, Matters Requiring Attention (MRAs), etc. * Proactively manage the control testing program to the project plan and communicate roadblocks ... Morgan Stanley is a global financial services firm that maintains significant market...lending, residential real estate loans and other lending products; banking ; and retirement plan services. ** ** *Summary* Responsible… more
- Bank of America (New York, NY)
- …Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has a business-critical role to mitigate legal, ... flow of Material Non-Public Information between different areas within Global Banking , Global Markets &...regulatory Inquiries, lead/facilitate meetings with Research Legal and Investment Banking Legal. + Manage day to day Control… more
- JPMorgan Chase (New York, NY)
- …action plan management. Conduct thematic and deep dive risk reviews. Design and execute testing of key risk controls. Participate in control meetings to provide ... with corporate operational risk event standards, and escalate to the relevant control committee. Align operations with global and corporate initiatives for… more
- TD Bank (New York, NY)
- …teams within the Consumer business will need to implement, including remediation of issues, control and process testing and management of exams * Supports the ... you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The Head of Governance and Control , AML, Consumer… more
- JPMorgan Chase (New York, NY)
- The Control Management Organization has dual reporting into to the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. ... The team focuses on four areas: Risk Identification & Assessment, Control Design & Evaluation, Issue Management, and Control Governance. The role requires… more
- American Express (New York, NY)
- …in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ... will be a key member of the American Express Global Commercial Services (GCS) Line of Business Compliance Team...Lending and Regulation Z, general credit card practices, general banking , and other relevant federal, state and local regulations.… more
- JPMorgan Chase (New York, NY)
- This role is within Business Control Management (CM) covering the North America Credit business. The team consists of business controls experts who are responsible ... for managing the end-to-end control environment for the North America Credit business. The...business units + Prepare the business for audits and testing as well as assist in business regulatory exams… more
- American Express (New York, NY)
- …with professional advisors, experts and peers. + Help implement the next generation of control testing and monitoring - use automation, key risk indicators and ... Global Travel & Lifestyle Services, the Centurion Lounge network, our Global Dining and Resy businesses, US Consumer Banking , and best-in-class marketing… more
- Citigroup (New York, NY)
- As a TTS Payments - Control and Regulatory Management, VP in the Global Payments Control and Regulatory Controls team, you will play a crucial role in ... managing day to day risk and control agenda for multiple product vertical - Domestic Payments, Banking as a Service and Payment Express. This role provides the… more
- Citigroup (New York, NY)
- …drive customer journey improvements with enhanced controls. + Ability to manage a global team, motivating and engaging senior control professionals. + Experience ... It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves over 500,000 clients through… more
- Citigroup (New York, NY)
- …the on-going development, enhancement and implementation of a proactive, prudent, and effective global control framework and lead key strategic projects for the ... Projects (ISP) team oversees critical projects and leads the infrastructure and control development and implementation for the consolidated Global Risk Review… more