- Daiichi Sankyo, Inc. (Basking Ridge, NJ)
- …disorders.Summary The Executive Director, Global Clinical Operations Study Management Group Head has leadership and overall strategic oversight of study management ... in the pharma industry, (iii) supporting consistency, coherence, and compliance , (iv) establishing area-relevant standards, (v) encouraging innovation.Build strong… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …utilization, and allocation to optimize productivity and ensure alignment with TA Head . Collaborate with OED, CMR Strategic Operations, and Finance to develop and ... make the appropriate changes to ensure trial conduct is completed in compliance and meets Novo Nordisk's business standards Risk management: Assessing and mitigating… more
- T. Rowe Price (Baltimore, MD)
- …We invite you to explore the opportunity to join us and grow your career with us. Head of Investment Compliance Role Summary: The Head of Investment ... a consistently high level of quality for all accounts across the globe. The Head of Investment Compliance is a global lead position and will set the vision… more
- Wells Fargo (New York, NY)
- **About this role:** **Corporate & Investment Banking (CIB) delivers a comprehensive suite of capital markets, banking, and financial products and services. A ... corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading,… more
- T. Rowe Price (Baltimore, MD)
- …business objectives. + Strategic vision and demonstrated success in transforming an investment compliance function and building a framework for consistency ... for setting compliance standards and enhancing the compliance framework for T. Rowe Price's investment ...Mutual Funds and for the main US advisors. The Head of Compliance , North America will provide… more
- Wellington (Chicago, IL)
- …that aligns our perspectives with those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to ... Private Investments Chief Compliance Officer, working closely with other compliance professionals and attorneys. **Responsibilities** The Head of Private… more
- Vanguard (Malvern, PA)
- …with and influence the strategic direction of the testing and monitoring team. The Compliance Manager, Head of Fund & Advisor Inspections: + Hires, evaluates, ... related work experience, with at least two years within a financial services compliance function. Regulatory, compliance , investment , or auditing experience… more
- Takeda Pharmaceuticals (Boston, MA)
- …compliance in the design on the products and platforms. **ROLE SUMMARY** This role, ** Head of Digital Ethics & Compliance - Global Portfolio Division** , is ... embrace the digital future, the integration of ethics and compliance within our technological advancements is paramount. To realize...as a plus. **WHAT TAKEDA CAN OFFER YOU:** No investment we make pays greater dividends thank taking good… more
- Takeda Pharmaceuticals (Boston, MA)
- …and the comfort of working at home. **THE OPPORTUNITY** **Digital Ethics & Compliance (DE&C) is part of E&C organization and focuses on what the organization ... and partner with GD&T stakeholders to embed ethics and compliance as part of the way everyone works at...design on the products and platforms. **DE&C by Design Head ** assumes a strategic and transformative leadership position tasked… more
- SMBC (New York, NY)
- …procedures for optimized efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- TD Bank (Chicago, IL)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** 190,000 - 250,000 USD TD is committed to providing fair ... for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some Municipality… more
- MassMutual (Boston, MA)
- …to leave the company in a better place than you found it. As the Head of Derivative Controllership, you will lead a team that manages derivative investment ... reporting for the Investment Controllership team, while working closely with Investment Management. We are seeking an accounting professional who wants to join a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Head of Equity Optimization in Managed Solutions as part of Wealth & Investment Management (WIM). This role will ... lead the transition for the proprietary investment teams to become more WIM centric and a...will be communicated at time of offer acceptance + Compliance with state law registration and licensing requirements is… more
- T. Rowe Price (Baltimore, MD)
- …difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today ... products and tools that provide timely, consistent, and accurate fit-for-purpose data. The Role Head of Data Architecture reports to the Head of Data Technology… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is seeking a Head of Treasury for the NB Alternatives platform. This role represents an opportunity to be an initial member in the build out of the ... centralized treasury team supporting the overall NB Alternatives platform. The Head of Treasury will report into the Chief Financial Officer for NB Alternatives.… more
- Mizuho Corporate Bank (New York, NY)
- Head of Financial Crimes Modelling & Analytics The Compliance function manages compliance and regulatory risk by establishing compliance policies, ... reviews, and coordinating regulatory examinations and relations. The Financial Crime Compliance team within Compliance is responsible for the Anti-Money… more
- Santander US (New York, NY)
- US Head of Tax New York, United States of...and strategies for the Group in the US, ensuring compliance with US tax laws and regulations, and providing ... America We are seeking a professional to join our team as Santander US Head of Tax for Santander US operations, that includes a retail bank, an auto consumer finance… more
- JPMorgan Chase (Plano, TX)
- **Role Description:** As the Head of Billing Operations for Securities Services you will lead a global team of approximately 130 staff, located in Plano, TX and the ... Manila, Philippines and will report directly to the Global Head of Client Account Services within the Digital & Platform Services function. The Client Revenue… more
- Vanguard (Malvern, PA)
- …Vanguard Founded in 1975, Vanguard is one of the world's leading investment management companies. The firm offers investments, advice, and retirement services to ... fairly, and to give them the best chance for investment success. About Personal Investor As Vanguard's direct channel,...to make each client a better investor. Summary The Head of Tax and Cost Basis serves a critical… more
- MassMutual (Boston, MA)
- …and expanding capabilities for our Financial Advisor salesforce of ~7,000 advisors. The Head of Business Governance will lead efforts to identify and mitigate risks ... advisor-friendly as possible. They will partner with our field risk management unit, compliance and law, as well as supervisory officers at our General Agencies… more
