- SMBC (Jersey City, NJ)
- …as well as the preparation and filing of the monthly NFA report + Coordinate with Regulatory Policy and Accounting Policy teams to evaluate the impact ... and implementation of robust controls to ensure compliance with accounting standards and regulatory rules + Oversee...to ensure compliance with accounting standards and regulatory rules + Oversee daily capital ratio calculation process… more
- Citigroup (New York, NY)
- …earnings release process. + Work closely with senior leadership within the business, Accounting Policy , Controllers, FP&A, regulatory reporting, audit to ... **Overview:** The Head of SEC & Financial Reporting is a...that will report to the Citi Controller and Chief Accounting Officer. The individual will serve as an integral… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Head of Product Sales Specialists. We are seeking a dynamic and experienced leader within the Global Treasury ... that understand the technical intersection between treasury products and accounting /ERP systems. + Understand the fundamentals of corporate treasury management… more
- Citigroup (New York, NY)
- …the need for Four new leadership roles that will report into our new ** Regulatory and Capital Reporting Head ** **.** **Those roles are:** **Capital Remediation ... Head :** The Head of Capital Remediation is primarily responsible for driving...Pillar 3 disclosures. **Qualifications:** * Minimum 15-20 years of Accounting , Controllers and Reporting experience, including US Regulatory… more
- Citigroup (New York, NY)
- …members, RCPG, Capital Controllers, Credit Risk Management, Market Risk Management, Accounting Policy , Legal and Business units. **Qualifications:** + Excellent ... review and approval of technical interpretations made by the Regulatory Capital Policy Group ('RCPG") within Finance-Controllers...and CCR RWA Senior Specialist will report to the Head of CIAT, a Managing Director, and will act… more
- SMBC (New York, NY)
- …the team's goals and strategic direction of the Bank. Position reports directly to the Group Head of LMG and has dotted line reporting to the Group Head of the ... is responsible for leading underwriting and execution work directly with the Group Head of Power & Utility industry and client RMs. Primary responsibilities include,… more
- MUFG (New York, NY)
- …Special Assets Department portfolio. Extensively interacting with the Bank's Central Policy and Planning Division, Finance, Accounting and Controllers ... Language: Fluency in Japanese required to extensively interact with Central Policy and Planning Division, Finance, Accounting and Controllers Departments… more
- MassMutual (New York, NY)
- …We are a diverse group of professionals experienced in and responsible for accounting , financial reporting, tax, policy and controls, cash operations, corporate ... to our Investment Controllership team. The position reports to the Head of Investment Services Controllership and resides within the Financial Controllership… more
- Mizuho Corporate Bank (New York, NY)
- … Regulatory : Liaise with Regulatory Affairs to coordinate BAU and ad-hoc regulatory meetings, exams, and requests. + Head Office Liaison: Act as the ... spearhead Governance matters, including but not limited to: + Policy : Develop and maintain Policy and Standard...primary contact and coordinator for Head Office requests. Qualifications + Bachelor's degree; major in… more
- Santander US (New York, NY)
- …interest, delegate, and meet deadlines. + Advanced knowledge of the operational, accounting , credit, regulatory , market and technological risks within the ... **CLO Warehousing / Securitization** credit quality including internal and regulatory compliance. Key focus will be on: + CLO...market and Securitization. The role will report to the Head of Securitization Credit Risk and will sit within… more
- Santander US (New York, NY)
- …interest, delegate, and meet deadlines. + Advanced knowledge of the operational, accounting , credit, regulatory , market and technological risks within the ... aspects of **Project Finance** credit quality including internal and regulatory compliance. Key focus will be on: + Project...Inflation Reduction Act. The role will report to the Head of Project Finance Credit Risk and will sit… more
- SMBC (New York, NY)
- …performing SMBC AH testing in partnership with risk management department, head -office stakeholders, and key front office personnel. Additionally, the Balance Sheet ... but not limited to Liquidity Management, Asset Liability Management, Regulatory Reporting, Financial Controllers, and Finance Change Management. The ability… more
- MUFG (New York, NY)
- …multiple groups + Experience with the financial industry and related markets, big four accounting firms, and related regulatory bodies is a plus + Exhibits ... position within Internal Audit will report to the Global Head of Audit Methodology and Technology. The role's primary...various audit methodology topics + Management of Internal Audit Policy including, amendments to existing Policy and… more
- SMBC (New York, NY)
- …performing SMBC AH testing in partnership with risk management department, head -office stakeholders, and key front office personnel. Additionally, the Balance Sheet ... but not limited to Liquidity Management, Asset Liability Management, Regulatory Reporting, Financial Controllers, and Finance Change Management. The ability… more
- JPMorgan Chase (New York, NY)
- …management of the review and governance pipeline; coordination of regulatory /audit deliverables including capital stress testing exercises; and general business ... as specified in the Estimations and Model Risk Management policy and its sub policies. The Committees also have...+ Take meeting minutes and provide meeting documents for regulatory and audit requests + Advance to Committee Secretary… more
- City of New York (New York, NY)
- …Chair/ Commissioner presides over regularly scheduled public commission meetings and is the head of the agency, which maintains a staff of approximately 500 TLC ... provide outstanding customer service to TLC licensees and industry stakeholders, meet regulatory requirements, and advance TLC's strategic goals. The FDC will be one… more
- American Express (New York, NY)
- …methodical and communicative approach and the ability to assess project phasing. + Head a PMO (project management office) for D/C: responsible for maintaining best ... well as American Express' internal due diligence and compliance processes. Anticipate regulatory and approval processes as well as critical path workflow to ensure… more
- TD Bank (New York, NY)
- …documented and processed accurately and in a timely manner + Communicates bank policy information and strategy between the product head and relevant trading ... at a desk level to the firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully… more
- HSBC (New York, NY)
- …will include about 20% travel. This role will directly report to the Global Head of Fund Manager Research. They will be responsible for being involved in team ... holder will be included in the research for foreign markets to assess regulatory and tax issues involving trading/establishing a local presence in those markets. The… more