• IA Swap Dealer

    Insight Global (Salt Lake City, UT)
    Job Description Insight Global is seeking an Internal Audit Swap Dealer Associate to work for one of the world's premier financial institutions in ... Develop and maintain an in-depth understanding of the firm's Swap Dealer compliance program. Manage and execute...the audit conclusions and findings, presenting to Internal Audit senior management and business stakeholders.… more
    Insight Global (04/20/24)
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  • Regulatory and Control Associate

    SMBC (New York, NY)
    …Regulatory and Control Group. The group is responsible for managing regulatory and internal audit matters, business processes, and policy governance matters of ... York, with offices in London and Hong Kong. CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and… more
    SMBC (03/26/24)
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