- Truist (Charlotte, NC)
- …(LoD2) Enterprise Data Risk Oversight (EDRO) team reporting to the Data Risk Control Director. Responsible for 2LOD Data Control testing plan ... Testing planning, requirement, challenging and remediation of the Data Risk Control testing results performed by both...and approvals required. 9. Develop and deliver strategic data risk controls testing analysis to provide learnings,… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control...tool + Maintains an inventory of processes, risks, and controls and associated metrics for risk appetite… more
- Bank of America (Charlotte, NC)
- … risk oversight + Risk Control Self-Assessment (RCSA) + Vendor Management Risk + Delegation of Authority (DOA) controls and governance + Key ... Senior Business Control Specialist Charlotte, North Carolina;Jacksonville, Florida;... risk , and ensure we have proper Risk Governance in place to communicate, escalate,… more
- Bank of America (Charlotte, NC)
- …issues and control improvements for remediation. The Senior Business Controls Specialist (Regulatory Management Team) will provide analytical support to ... Senior Business Control Specialist - Regulatory Management Team...data and information relevant to inspection metrics to support governance activities for dashboard reporting Skills: * Controls… more
- Bank of America (Charlotte, NC)
- Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make ... for remediation. **Responsibilities:** + Assesses the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Bank of America (Charlotte, NC)
- …and operational risk management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES that is responsible for the ... reporting, and escalation of sanction related risks. The Sanctions Risk Specialist is responsible for the execution...communicates results. + Reviews and challenges the FLU/CF process, risk , control (PRC) inventory and FLU/CF … more
- Bank of America (Charlotte, NC)
- … contributes to the identification of themes and trends at the front-line unit, control function and enterprise level. The GFC Specialist assists in engaging ... plan which defines the scope and risk -based focus of the second line's risk management activities. The GFC Specialist also assists in preparing materials for… more
- Bank of America (Charlotte, NC)
- … risk , control (PRC) inventory and FLU/CF Risk & Control Self-Assessment (RCSA). The GFC Specialist will also provide supportin the remediation of ... Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist under supervision, assists Global Financial Crimes executives and managers in any… more
- Bank of America (Charlotte, NC)
- …Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist , under supervision, assists Global Economic Sanctions executives and managers in ... Global Financial Crimes Specialist Charlotte, North Carolina;Dallas, Texas; Plano, Texas; Scranton, Pennsylvania **Job Description:** At Bank of America, we are… more
- Bank of America (Charlotte, NC)
- …Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will support the execution of the Company's Global Financial Crimes ... activities under the Bank Secrecy Act ("BSA"). The GFC Specialist will engage with Global Financial Crimes Risk...Risk Managers, Financial Crimes Investigators, Compliance and Operational Risk ("C&OR") officers and Control Partners to… more
- Bank of America (Charlotte, NC)
- …risk management issues. Key responsibilities include monitoring and adhering to risk management policies, limits, standards, controls , metrics and thresholds ... of risk framework activities including independent monitoring and testing of controls and risk management processes for the LOB. Job expectations include… more
- Charles Schwab (Charlotte, NC)
- …business processes across the organization. Additionally ,we evaluate the effectiveness of risk management, control and governance processes. Internal Audit ... The Corporate Internal Audit team is seeking a Senior Specialist , Internal Audit, Risk Analytics/Modeling. The Corporate...testing as part of audit reviews of model development, governance and validation controls . This individual will… more
- Bank of America (Charlotte, NC)
- …strong relationships with key stakeholders within the Front Line Units (FLUs) and Control Functions (CFs), GFC risk executives and managers and internal audit ... Global Financial Crimes Specialist Charlotte, North Carolina;Washington, District of Columbia **Job Description:** At Bank of America, we are guided by a common… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Specialist Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Newark, Delaware; Chicago, Illinois **Job Description:** At ... difference. Join us! **Job Description:** The Global Financial Crimes (GFC) Specialist under supervision, assists Global Financial Crimes executives and managers in… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Specialist Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank of America, we are ... money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting Global Financial Crimes executives… more
- Wells Fargo (Charlotte, NC)
- …related initiatives. + Identify and recommend opportunities for process improvement and risk control development. + Provide leadership to bring groups together ... experience, training, military experience, education **Desired Qualifications:** + Experience with risk and control programs for regulatory reporting + Knowledge… more
- City National Bank (Charlotte, NC)
- …the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Risk Management ... in a constructive manner.Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk management discussions… more
- Bank of America (Charlotte, NC)
- Financial Crimes Risk Manager - Data Charlotte, North Carolina;Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to help ... Crimes ("GFC") Data Manager position on the GFC Data Governance and Oversight Team (GFC Data Team), under the...in Anti-Money Laundering (AML), Economic Sanctions and Financial Crimes Risk Management. The GFC Data Manager will interact with… more
- Deloitte (Charlotte, NC)
- …to gather business requirements for enhancements/ change requests. + Work with Governance , Risk and Compliance (GRC) applications + Establish security ... newly created S4 security roles. + Establishing connections between existing GRC Access Controls instance and the S4 project landscape + Develop strategies to assess… more
- City National Bank (Charlotte, NC)
- …in a constructive manner.Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk management discussions ... for projects of low to medium complexity with a risk -based audit approach.Assesses risks and controls , designs...risk assessment practices. + Strong understanding of internal control concepts and application of such. + General working… more