- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- US Bank (New York, NY)
- …position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …Partner with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- Citigroup (New York, NY)
- …will develop and implement Investment strategies that align with Wealth Management 's goals and growth objectives, making independent decisions that will ... Investments Officer (CIO) will report to the Head of Wealth Management and is a senior member...internal stakeholders and external clients, generating actionable investment content, risk management ideas, and helping create new… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) Fraud Oversight coverage including ... rule, or regulation and design and delivery of a risk management framework that maintains risk...surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management … more
- Citigroup (New York, NY)
- …distribute global/regional consumer risk reports that are insightful, comprehensive, and enable Independent Risk Management to monitor risk around ... and Regulatory requirements, and driving Strong Risk Management - for USPB Risk , Wealth...challenging business risk strategies. + Partner with Independent Risk Management and In-Business/Country… more
- Citigroup (New York, NY)
- … Group (PMG) is an independent function in the 2nd Line of Defense Risk organization that seeks to apply portfolio management techniques on a macro basis, ... and creating & delivering presentations to senior management + Conduct independent working sessions with business and risk stakeholders on PMG governed… more
- Motion Recruitment Partners (New York, NY)
- … Wealth Management Credit Risk Management + Consumer or Wealth Management Risk Analytics & Reporting + Experience in model development is ... testing principles and methodologies (inc. TWD). + Experience in Risk Management , Internal Audit. + Knowledge and...of IA validation and regulatory review. + Provide an independent initial assessment and challenge on the remediation and… more
- Citigroup (New York, NY)
- …objective of this role is to drive the execution of regulatory engagements across Independent Risk Management , to ensure the organization is responsive, ... regulatory concerns. + Review and provide quality assurance of risk management deliverables submitted to regulators. +...The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a strong and… more
- Citigroup (New York, NY)
- …in partnership with USPB Organizational Units, Enterprise Framework & Policy Group and Independent Risk Management + Facilitate development and monitoring of ... and Balance Sheet Management . This group is responsible for executing Enterprise Risk Management (ERM) programs including, but not limited to, Risk … more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... an important part of our culture. Department Profile The cornerstone of Morgan Stanley's risk management philosophy is the execution of risk -adjusted returns… more
- US Bank (New York, NY)
- …Audit Manager the Asset Management team and the Audit Director of Wealth Management and Investment Services in providing the Audit Committee and senior ... management with independent assurance and advisory services...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- Morgan Stanley (New York, NY)
- …firm that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . WM's ... reporting and perform data analysis as needed *Preferred Experience:* *5 years of Risk Management or Financial Product Management experience *Lending product… more
- Morgan Stanley (New York, NY)
- …firm that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . WM's ... perform data analysis as needed. ** ** ** *Preferred Experience:* *7 years of Risk Management or Financial Product Management experience *Lending product… more
- Morgan Stanley (New York, NY)
- …including Compliance, Audit, Legal, Operational Risk , Financial Control Group, Technology, Wealth Management Operations as well as, Home Loans management ... Home Loan projects to remediate any process or control gaps identified - Prepare risk management and assessment updates to Senior Management for all… more
- JPMorgan Chase (New York, NY)
- …a new strategic Unified Managed Account platform for the Global Private Bank and US Wealth Management , which consists of the Chase Wealth Management ... + 5 years of prior experience in financial services industry, preferably in wealth management or investments organizations + Experience in project management… more
- S&P Global (New York, NY)
- …Level (for internal use):** 11 **The** **Role:** Associate Director, Relationship Management **The Team:** The S&P Global Corporate Commercial Team is responsible ... and access to hands-on learning opportunities from your peers and from management . **Responsibilities:** . Provide high touch client service to communicate S&P's… more
- Citigroup (New York, NY)
- …US bank regulatory legal advice to Citi's businesses and control functions, including the Independent Risk Management ("IRM") and Independent Compliance ... Officer as well as the Markets, Services, Banking and International, Personal Banking & Wealth Management and Legacy Franchises businesses. The BRL Group is a… more
- Bank of America (New York, NY)
- …and operational risks are appropriately addressed + Assists in the production of independent financial crimes risk management reporting to Global Compliance ... operational risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes...challenging the implementation plan as needed + Contributes to risk coverage plans, executes independent risk… more