- Citigroup (New York, NY)
- …global/cluster wealth risk reports that are insightful, comprehensive, and enable Independent Risk Management to monitor risk around the globe, ... and Regulatory requirements, and driving Strong Risk Management - for USPB Risk , Wealth...challenging business risk strategies. + Partner with Independent Risk Management and In-Business/Country… more
- Morgan Stanley (Baltimore, MD)
- …perspectives and needs is an important part of our culture. The Morgan Stanley Wealth Management Operational Risk group is responsible for overseeing the ... operational risk and control framework across the Wealth Management business. This team partners with...partners with key stakeholders throughout the organization to execute independent risk monitoring functions, support process and… more
- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Charlotte, North Carolina; Jacksonville, ... Financial Crimes ("GFC") Manager - Global Markets and Global Wealth &Investment Management Risk (hereinto...operational risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management … more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- US Bank (Minneapolis, MN)
- …position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …Partner with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- M&T Bank (Los Angeles, CA)
- …and implementation of policies and procedures that align with all aspects of Wealth Management . **Primary Responsibilities:** + Oversee the servicing of the ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . +...minimum of 5 years' experience working with clients in Wealth Management or financial services, or in… more
- Morgan Stanley (Purchase, NY)
- …Stanley/E*TRADE platforms. The team also performs direct oversight of supervisory activities conducted by Wealth Management Risk to ensure the adequacy of ... providing a wide range of investment banking, securities, investment management and wealth management services....methods on large datasets to support inference - Performing independent measurements of risks reported by the Business -… more
- Morgan Stanley (Baltimore, MD)
- …someone to join our team as an Associate to assist in the execution of Wealth Management assurance activities and serve as a Dedicated Bank Resource, which ... compilation and reporting of information and data related to Wealth Management 's bank-impacting assurance and continuous monitoring... assessment of the Firm's internal control environment for risk management and governance. This is an… more
- Capco, a Wipro Company (Dallas, TX)
- …You** + 4+ years of professional experience working in financial services, specifically in wealth management and/or asset management + Management ... **About the Team:** Capco is a fully independent , global management and technology consultancy...**About the Job:** As a Senior Consultant in the Wealth & Asset Management practice, you will… more
- M&T Bank (Wilmington, DE)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
- Wellington (San Francisco, CA)
- …1928, Wellington Management Company, LLP is one of the world's largest independent investment management firms. With US$1.3 trillion in assets under ... management expertise and a keen understanding of the wealth distribution process. We're also looking for someone who...and vacation time) Tracing our history to 1928, Wellington Management is one of the world's largest independent… more
- City National Bank (Houston, TX)
- …investment methodologies, operational processes and client services that CNR provides. ** Wealth Management Division: City National Rochdale** For over 35 ... to one or more Senior Investment Consultants through the identification of qualified independent Financial Advisors and CPAs who are in the business of providing… more
- HUB International (Rockville, MD)
- …privately owned global insurance broker, providing a broad array of property, casualty, risk management , life and health, employee benefits, investment and ... wealth management products and services. In addition to winning the...and casualty, life and health, employee benefits, investment and risk management products and services. From offices… more
- Citigroup (Irving, TX)
- The Internal Audit Wealth team is responsible for providing independent assurance over the key risks and processes associated with Citi's Wealth line of ... primarily using Python, SAS, SQL, Teradata, Oracle, Hive and Tableau. + Support Risk Based Audits and Issue Validation through independent testing of data… more
- US Bank (Milwaukee, WI)
- …CAS brings a systemic approach to evaluate and improve the effectiveness of risk management , control, and governance processes. Our comprehensive scope of ... you excel at-all from Day One. **Job Description** Corporate Audit Services (CAS) is the company's independent internal audit organization and third line of defense.… more
- Citigroup (Irving, TX)
- …(IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including ... and the Group Audit Committee. The QA function provides independent assurance that IA has achieved and is maintaining...in any of the following areas: Wealth management , Cards, Consumer protection rules, Risk , Compliance,… more
- Truist (Atlanta, GA)
- …activities to identify potential changes impacting risk profiles. 9. Leverage expert risk management or internal audit knowledge to assess relevance of audit ... preferably with a large financial services firm. 3. Advanced knowledge of banking, risk management , and audit practices with strong understanding of broader … more
- BMO Financial Group (Minneapolis, MN)
- …Certified Financial Planner is preferred. + Broad knowledge of all facets of wealth management . + In-depth knowledge of Bank products, services and capabilities. ... Provides advisory-based sales and relationship management to attract, retain and grow a portfolio...reports that demonstrate the value provided and assesses clients at- risk for retention. + Proactively identifies client needs and… more