- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities Technology* ... We're seeking someone to join our team as a Director to provide audit coverage for application... coverage for application and system infrastructure supporting the Institutional Securities Technology Audit . In the … more
- SMBC (New York, NY)
- …& state (CA and NY) laws and regulations is required. + Overall understanding of audit techniques, internal controls, audit principles and ability to manage ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- US Bank (New York, NY)
- …US Bank's Wealth Management and Investment Services businesses. This role supports the Audit Director for Wealth Management and Investment Services, the Senior ... Audit Director and the Chief Audit ...supports audit scope and conclusions and adhere to internal audit policies and procedures. + Reviewing … more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- Scotiabank (New York, NY)
- Director , Internal Control - Global GBM Regulatory Controls **Requisition ID:** 197516 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary ... include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives,… more
- JPMorgan Chase (Jersey City, NJ)
- The JPMC Internal Audit department is seeking a qualified...the use of AI/ML to advance the Future of Audit roadmap. As the Director of Data Strategy, ... Management & Solutions within the Internal Audit Chief Data Office, you will...businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and… more
- SMBC (New York, NY)
- …business unit or functional area to evaluate the effectiveness and sustainability of internal controls relating to business risks. Create audit reports for ... effectiveness of internal controls relating to business risks. Publish high-quality audit reports for review with senior audit management and business… more
- Research Foundation CUNY (New York, NY)
- …Alumni Engagement Office, as well as other members of the Division of Institutional Advancement. They will work collaboratively with internal and external ... Job Title: Assistant Director of Advancement Initiatives PVN ID: LE-2404-006245 Category:...coordinating all logistics for events and meetings related to Institutional Advancement/Foundation, including preparing materials and managing rsvps. +… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Lead or participate on critical regulatory matters and meetings as required. Manage Internal Audit and Compliance exams related to the CRA Program and ... a proactive risk and control culture as the Executive Director of Control Management within Corporate Controls covering the...+ 10+ years of financial service experience in controls, audit , risk management + Strong understanding of regulatory and… more
- City of New York (New York, NY)
- …Units: IT, Financial Management Services, Contracts, Quality Assurance & Internal Audit , and Administrative Services. The Executive Director of APS Support ... financial management, home care, legal services and as last resort, institutional placements are provided. Under the administrative direction of the Deputy… more
- SMBC (New York, NY)
- …Description** This role will manage and oversee all Compliance-related issues (ie, Internal Audit , Compliance, self-identified and Regulatory), as well as ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Capital One (New York, NY)
- …stakeholders to ensure the business operates in compliance with second line governance, internal audit requirements and regulatory exams. + Manage a portfolio of ... NYC 299 Park Avenue (22957), United States of America, New York, New York Managing Director , Interest Rate Derivatives At Capital One, we are a Top 10 US Bank, with… more
- Citigroup (New York, NY)
- …be responsible for developing new and maintaining existing relationships with institutional accounts. This person will be expected to foster strong relationships ... positioning as well as to close transactions with various internal stakeholders . Improved footprint with the client base...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- SMBC (New York, NY)
- …offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local ... and to maximize returns on investments and business opportunities. * Reporting to the Director of Cyber Resilience Governance, the Director supports the 1st LOD… more
- SMBC (New York, NY)
- …is to serve as a business manager by assisting with management reporting, deliverables to internal audit , finance, Home Office and other internal parties and ... performing an array of managerial and administrative tasks, including tracking deliverables to internal audit and Monitoring & Testing + Build and develop… more
- SMBC (New York, NY)
- …performing an array of managerial and administrative tasks, including tracking deliverables to internal audit and Monitoring & Testing + Build and develop ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …to keep stakeholders updated on trends and expected changes. + Support engagement with Internal Audit and advise on related action plans. + Draft and review ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Citigroup (New York, NY)
- …+ Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Responsible ... with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure +… more
- SMBC (New York, NY)
- …and other significant matters to their manager. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Scotiabank (New York, NY)
- …**What You'll Bring** + At least 10 years of experience in a trading and/ or Internal Audit or operational risk management role in a Financial Services Firm or ... debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,...+ Attend, discuss and provide regular reporting to Managing Director and Director , US Internal … more