- Citigroup (New York, NY)
- …authority for issues remediation and management within the business ( Internal Audit ). They require strong understanding of Project Management Professional ... initiatives in issues remediation and management on behalf of the Internal Audit organization. Additionally, developed communication and diplomacy skills are… more
- Citigroup (New York, NY)
- …materials + Partner with ICM functional areas, 2nd Line Operational Risk Management and Internal Audit to ensure delivery design and execution to the highest ... Program (LTP) is a key initiative within ICM and Citi's broader regulatory data remediation needs. The goal is to remediate the quality of the data on Citi's… more
- BlackRock (New York, NY)
- … identification - APIC. Facilitate periodic stakeholder relationship meeting to address issue remediation challenges post audit engagements and report ... **About this role** Company: BlackRock Financial Management, Inc. Job Title: Associate, Internal Audit Technology Location: 50 Hudson Yards, Floor 11, New York,… more
- Citigroup (New York, NY)
- …a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other ... level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with the Audit … more
- SMBC (New York, NY)
- …audits for assigned portfolio. + Manages timely and quality performance of (1) audit issue validation; (2) continuous monitoring activities; (3) annual risk ... and Regulation letters). + Manages timely and quality performance of (1) audit issue validation; (2) continuous monitoring activities; (3) annual risk… more
- SMBC (New York, NY)
- …senior audit management and business leadership. Facilitate audit issue tracking to ensure timely remediation . **Role Objectives: Delivery** Support ... functional area to evaluate the effectiveness and sustainability of internal controls relating to business risks. Create audit...for publication to the business. Facilitate audit issue tracking to promote timely remediation and… more
- Citigroup (New York, NY)
- …in regulatory and Internal Audit interaction, including issue management and remediation . Education: + Bachelor's/University degree, Master's degree ... senior management metric performance results and other updates + Own the remediation of Internal Audit and Regulatory related Exception Framework issues. +… more
- Sprinklr (New York, NY)
- …a key team player within the growing and exciting IA function. The Sr. Internal Audit will build and maintain relationships with key stakeholders, establishing a ... specific actions to improve the efficiency and effectiveness of Internal Audits. + Lead IA / SOX issue...applications (NetSuite, Salesforce, Workday, ADP, G-Suite, Xactly). + Operational internal audit experience. + Experience with data… more
- SMBC (Jersey City, NJ)
- …findings to IT change program committee and management. Facilitate audit issue tracking to promote timely remediation . **Role Objectives: Delivery** Execute ... 3LOD audits of IT change programs in accordance with audit methodology; evaluate adherence to internal firm...design authority and/or implementation authority. Facilitate audit issue tracking to promote timely remediation and… more
- Morgan Stanley (New York, NY)
- …control systems - Lead/Coordinate in flight exams, tests, data requests for Regulators, Internal Audit & Compliance Testing; Coordinate/delivery of pre- audit ... candidate will oversee top-down risk analysis, real time control issue detection, escalation, root cause analysis and remediation...- Experience in risk assessments and exams - Regulator, Internal Audit , Operational Risk and Compliance -… more
- Bloomberg (New York, NY)
- …and Compliance and Internal Audit + Advance incident and issue management ensuring appropriate tracking and remediation in accordance with action ... testing plans, conduct control testing, report results, monitor control issue remediation as applicable and validate ...have:** + 8+ years of front-line risk, operational risk, internal or external audit , and/or relevant controls… more
- Citigroup (New York, NY)
- …the Global Equities business, central Markets teams, Independent Compliance Risk Management, Internal Audit , Bank Regulatory Legal and participate in updates to ... Reg NMS, Reg SHO, Reg ATS, Best Execution, Consolidated Audit Trail (CAT) + Work with the Business Supervisors,...and support sound operational and compliance risk management. + Issue and CAP management; substantive remediation capabilities… more
- Motion Recruitment Partners (New York, NY)
- …Tracing + Risk Data Testing + Data Architecture + Experience in Risk Management, Internal Audit . + Knowledge and understanding of regulatory and risk management ... to issue owners on how to best represent a reduction of risk and issue remediation that will pass the scrutiny of IA validation and regulatory review. +… more
- Wells Fargo (New York, NY)
- …+ Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters involving MPG + ... the three lines of defense, including business line leadership, Legal, Audit , Compliance, and other corporate stakeholders to facilitate transparency and credible… more
- Bank of America (New York, NY)
- …designs with impact to client seg and rehypothecation process. * Provide audit assistance and guidance during internal /external reviews of segregation process. ... controls by evaluating data to identify issues and control improvements for remediation * Implements optimized controls and enhanced Quality Assurance (QA) practices… more
- Wells Fargo (New York, NY)
- …be part of a dedicated team with responsibility for engagement monitoring across audit , external exam, internal testing and all related issues management and ... Management system of record. + Support of the inventory of business processes, internal testing, audit , regulatory engagements outputs and the integration with… more
- Wells Fargo (New York, NY)
- …be part of a dedicated team with responsibility for engagement monitoring across audit , external exam, internal testing and all related issues management and ... Management system of record. + Support of the inventory of business processes, internal testing, audit , regulatory engagements outputs and the integration with… more
- Motion Recruitment Partners (New York, NY)
- …across various streams of work to ensure the timely delivery of key initiatives, milestones, issue tracking, and issue remediation . + Work closely with the ... management experience with a focus on Capital Markets initiatives to address regulatory, audit , risk and control and/or risk management issues. + Strong & proven… more
- Bank of America (Jersey City, NJ)
- … Management process end-to-end, including development of action plans for self/ audit /compliance-identified + Participate in Internal and External Audit ... Enterprise functions to ensure that its models and analytics address both internal and regulatory requirements, such as quarterly Enterprise Stress Testing (EST),… more
- Bank of America (New York, NY)
- …suspicious activity to meet BSA regulatory expectations as well as supporting internal policy requirements. The candidate will use various tools and data analysis ... teams, Operations, and other GFC teams to analyze business processes, internal controls, client behavior and transaction trends, as well as pursue… more