- Bank of America (Pennington, NJ)
- …Control and Risk lead team on any identified observations, action plan development and issue remediation closure + Issue management + Perform due diligence, ... Executive level summaries + Strong understanding of risk management and core audit methodology principles and practices + Enterprise Issue Management Lead… more
- Justworks (New York, NY)
- Senior Manager, Internal Audit at Justworks (View all... audit reports to address issues. + Track audit reporting and issue resolution to ensure ... If this sounds like you, you'll fit right in. Internal Audit at Justworks is a key...with business, legal, and tech teams to provide gap remediation recommendations and strategies. + Experience at HR, Tech,… more
- Citigroup (New York, NY)
- …a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other ... level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with the Audit … more
- SMBC (New York, NY)
- …audits for assigned portfolio. + Manages timely and quality performance of (1) audit issue validation; (2) continuous monitoring activities; (3) annual risk ... and Regulation letters). + Manages timely and quality performance of (1) audit issue validation; (2) continuous monitoring activities; (3) annual risk… more
- Citigroup (New York, NY)
- …materials_ + _Partner with ICM functional areas, 2nd Line Operational Risk Management and Internal Audit to ensure delivery design and execution to the highest ... target operating model and system infrastructure enhancements_ + _Enhance and oversee issue management processes to support data quality improvement_ + _Lead working… more
- Citigroup (New York, NY)
- …in regulatory and Internal Audit interaction, including issue management and remediation . Education: + Bachelor's/University degree, Master's degree ... senior management metric performance results and other updates + Own the remediation of Internal Audit and Regulatory related Exception Framework issues. +… more
- SMBC (New York, NY)
- …senior audit management and business leadership. Facilitate audit issue tracking to ensure timely remediation . **Role Objectives: Delivery** Execute ... functional area to evaluate the effectiveness and sustainability of internal controls relating to business risks. Create audit... management and business leadership. Facilitate audit issue tracking to promote timely remediation and… more
- SMBC (Jersey City, NJ)
- …findings to IT change program committee and management. Facilitate audit issue tracking to promote timely remediation . **Role Objectives: Delivery** Execute ... 3LOD audits of IT change programs in accordance with audit methodology; evaluate adherence to internal firm...design authority and/or implementation authority. Facilitate audit issue tracking to promote timely remediation and… more
- Morgan Stanley (New York, NY)
- …control systems - Lead/Coordinate in flight exams, tests, data requests for Regulators, Internal Audit & Compliance Testing; Coordinate/delivery of pre- audit ... candidate will oversee top-down risk analysis, real time control issue detection, escalation, root cause analysis and remediation...- Experience in risk assessments and exams - Regulator, Internal Audit , Operational Risk and Compliance -… more
- Scotiabank (New York, NY)
- …US Operational Risk Group, Compliance and other US control functions, supporting IT regulatory/ audit exams and remediations and issue management across the US ... execution coordination activities for GTA US related to regulatory, audit and self-identified issues. This person will serve as...Work closely with the Office of the CIO and internal or external auditors on tracking remediation … more
- Bloomberg (New York, NY)
- …and Compliance and Internal Audit + Advance incident and issue management ensuring appropriate tracking and remediation in accordance with action ... testing plans, conduct control testing, report results, monitor control issue remediation as applicable and validate ...have:** + 8+ years of front-line risk, operational risk, internal or external audit , and/or relevant controls… more
- Bank of America (Pennington, NJ)
- …for execution, management and support of Private Bank's Risk Framework, Audit issue activities, self-assessments, including assisting in managing Single ... owners + Monitor process performance assess control effectiveness ratings + Assist in audit issue management ( issue summaries, thematic analysis, action plan… more
- Citigroup (New York, NY)
- …the Global Equities business, central Markets teams, Independent Compliance Risk Management, Internal Audit , Bank Regulatory Legal and participate in updates to ... Reg NMS, Reg SHO, Reg ATS, Best Execution, Consolidated Audit Trail (CAT) + Work with the Business Supervisors,...and support sound operational and compliance risk management. + Issue and CAP management; substantive remediation capabilities… more
- M&T Bank (New York, NY)
- …from these activities. Represent the second line at regulator and/or Internal Audit discussions/examinations. + Oversee the implementation of departmental ... risks in accordance with risk framework and ensure appropriate remediation plans exist to address those gaps in a... internal control standards, including timely implementation of internal and external audit points together with… more
- Motion Recruitment Partners (New York, NY)
- …stress testing principles and methodologies (inc. TWD). + Experience in Risk Management, Internal Audit . + Knowledge and understanding of regulatory and risk ... to issue owners on how to best represent a reduction of risk and issue remediation that will pass the scrutiny of IA validation and regulatory review. +… more
- Scotiabank (New York, NY)
- …that outlines a significant aspect of the job and how it is achieved. + Oversees audit issue remediation to meet the annual enterprise target, and SOX ... issues identified through Technology Control testing and by others, including Internal Audit , Compliance, regulators, and management self-identified issues. +… more
- Wells Fargo (New York, NY)
- …+ Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters involving MPG + ... the three lines of defense, including business line leadership, Legal, Audit , Compliance, and other corporate stakeholders to facilitate transparency and credible… more
- TEKsystems (New York, NY)
- …and operating effectiveness of controls - 5+ years' experience in compliance testing, internal audit , or regulatory compliance within the banking or financial ... on our compliance testing program and recommend adjustments as needed. Skills: Audit , controls design, Financial services, Internal control Additional Skills &… more
- TD Bank (New York, NY)
- …Risk matters to AFC , governance committees, including Board * Responses to regulatory and internal audit findings from internal and external US regulators * ... and mitigate risk + Drives a strong governance and internal control environment and perform effective challenge by executing...within the first line AML requirements + Effectively manages issue remediation as well as ongoing exams… more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... **Experience with consumer credit card regulations strongly preferred** + **Previous issue management, remediation and validation experience strongly preferred**… more