- Discover (Riverwoods, IL)
- … management framework and is valued by management as a trusted partner. **Summary:** The Compliance Risk Internal Audit team assesses the risk management ... environment across a variety of regulatory topics and assesses risk management frameworks, controls , and governance to...and governance to provide insights to key stakeholders regarding compliance risk . Focus Areas include: + … more
- Copeland (St. Louis, MO)
- … internal audit, and external audit. **As the Senior Manager - IT Internal Control Compliance and Risk , you will:** + Identify various compliance ... roles such as audit/ internal audit, IT governance/ compliance / controls , data privacy, enterprise risk ...have experience developing solutions to business risks in an internal control context. + Knowledge of COSO,… more
- Discover (Riverwoods, IL)
- …Administration and Management + 8+ years of experience in Financial Services, Marketing, Compliance , Internal Audit Risk Management Operations areas, or ... standards are in place and are appropriate. Monitors the risk and control environment for weaknesses and...in RIMS- Certified Risk Management Professional, Regulatory Compliance Manager, Internal Auditor, Public Accountant (CPA)… more
- Veralto (Richmond, VA)
- …a typical day will look like:** + Maintain documentation of internal controls and procedures to ensure compliance with SOX regulations. + Coordinate with ... of 5 - 8 years of experience in SOX compliance , internal audit, or risk ...of IT security. + Experience designing, monitoring, or evaluating internal controls and SOX compliance … more
- Robert Half (Atlanta, GA)
- …and sanction, fraud, and other financial crime. + Carries out compliance monitoring, internal controls risk assessments, and internal controls ... JOB REQUISITION Risk and Compliance - Financial Crimes...program ensuring that there are adequate processes, procedures, and internal controls to promote an effective financial… more
- Discover (Riverwoods, IL)
- …and assessing nonfinancial risks (eg compliance risk , operational risk ) and the effectiveness and efficiency of controls , leveraging prior experience, ... with 1st line control owners, the Business Risk Office, and Compliance Advisory to ensure...Business, Engineering or related field. + 4+ years of Compliance , Internal Audit, Business, Risk … more
- Wolters Kluwer (Columbus, OH)
- …conducting internal control reviews, Wolters Kluwer Internal Control Framework compliance , risk management, corporate governance, and ethics. ... information and professional services in the accounting, audit, business, compliance , finance, healthcare, legal, risk , and tax... Controls Manager and support Wolters Kluwer's Internal Control Framework (ICF). We need someone… more
- Scotiabank (New York, NY)
- …requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective ... business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Champion a high-performance environment… more
- Federal Reserve System (Minneapolis, MN)
- …a new function. + Proficient in compliance , internal policies, risk management, gap analysis, policies, standards, and controls . + Learning agility, ... control environment. + Report to division management on compliance risk profile. **Other AS 5 COSO... Risk management responsibilities include:** + Understand process, risk , and internal controls of… more
- Huntington National Bank (Columbus, OH)
- …or Columbus, OH Duties and Responsibilities: + Works closely and manages relationships with internal partners in Audit, Compliance , Risk , and Legal to ... Management programs, such as Risk and Control Self-Assessment, especially around data risks and controls... controls , and data lifecycle management. + Regulatory, compliance , and operational risk management experience. +… more
- Edward Jones (St. Louis, MO)
- …Systems/Technology preferred) * 2+ years internal audit, risk management, compliance , or internal control experience with comprehensive knowledge of ... on performing root cause analysis and the development of controls to effectively mitigate the identified control ...control effectiveness, including implementing tools and method of risk evaluation. + Prepare risk documentation to… more
- Banco Popular Puerto Rico (San Juan, PR)
- …to five years of related experience in operational risk , vendor management, internal audit or compliance . Additional Information * Risk Management ... framework of Popular in its various components (eg risk and control self-assessments, outsourcing risk...users. * Ability to plan and coordinate with different internal users and external providers. * Strong business writing… more
- Huntington National Bank (Columbus, OH)
- …successful team of Data Governance professionals. + Works closely and manages relationships with internal partners in Audit, Compliance , Risk , and Legal to ... management experience on data-centric efforts + Prior experience in risk management and/or regulatory compliance + Prior...and controls , and data lifecycle management + Risk management, regulatory, compliance , and/or audit experience… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …deemed necessary by key stakeholders (such as Legal, Compliance , Enterprise Risk and Audit partners). Supports Business Controls in advancing risk ... to, OCC Heightened Standards. + Supports the resolution of internal audit, compliance , or risk ...unexpected events. Implements corrective actions in partnership with Business Controls leadership to address process and control … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …deemed necessary by key stakeholders (such as Legal, Compliance , Enterprise Risk and Audit partners). Supports Business Controls in advancing risk ... to, OCC Heightened Standards. + Supports the resolution of internal audit, compliance , or risk ...events and implements corrective actions in partnership with Business Controls leadership to address process and control … more
- Sallie Mae (Newark, DE)
- …on the state of Fraud Risk . + Foster strong relationships with internal stakeholders, including legal, compliance , risk management, and business units, ... enforce the Fraud Risk Policy and Fraud Risk Appetite, ensuring compliance with applicable laws,...risk management governance routines, such as: Fraud-related RCSA risk and control reviews, complaint analysis, change… more
- Citigroup (Jacksonville, FL)
- …prior experience in regulatory compliance related work - Internal Audit, Risk management, Internal Procedures and Controls required + Proven ability ... The Compliance Business Control Group Manager is...an Issue arises. + Knowledgeable in conducting an effective Risk Control Self Assessment or Manager's … more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …evidence based practices in regulatory and accreditation compliance , analysis of internal and external compliance / risk assessments and findings from ... achieve desired outcomes + Ability to lead interdisciplinary groups to review high- risk workflows, identify compliance gaps, and facilitate development and… more
- ManpowerGroup (Las Vegas, NV)
- …www.jeffersonwells.com ) is a professional services firm delivering solutions in Finance & Accounting, Internal Audit, Risk & Compliance , and Tax. We provide ... workpaper preparation, and reporting and issue remediation. Responsibilities: + Enterprise and Internal Audit Risk Assessments + Audit Planning and Project… more
- Discover (Riverwoods, IL)
- …Finance, Project Management, or related field . 4+ years of experience in Risk , Compliance , Audit, or Internal Control roles . In lieu of a degree, ... 8+ years of experience in Risk , Compliance , Audit, or Internal Control roles **Preferred Qualifications** **If we had our say, we'd also look for:** .… more