- Citigroup (New York, NY)
- …senior corporate executives, next generation/inherited wealth, law firms and attorneys. From investment strategy, to banking , to lending and cash management we ... manage their wealth. The CIO Role The Chief Investments Officer (CIO) will report to the Head of Wealth...Management leadership team. The CIO will develop and implement Investment strategies that align with Wealth Management's goals and… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity...product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product… more
- Scotiabank (New York, NY)
- …the overall success of the advisory compliance coverage of the Corporate & Investment Banking and Research businesses in the US Specific business lines under ... Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform...the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- OceanFirst Bank (Red Bank, NJ)
- …7. Oversees the Fair Banking Officer and the Bank's Fair Banking program. 8. Provides thought leadership for compliance issues and serves as subject ... **Position** : Chief Compliance Officer **Location** : Red Bank,...with business line managers responsible for lending, deposit, and investment activities. Advises them with respect to compliance… more
- Citigroup (Jersey City, NJ)
- …may impact the supported businesses + Supporting the Research and Investment Banking businesses in performing timely compliance reviews of new products. + ... Serves as a Control Group compliance officer , specifically relating to research...(EGCs) preferred + Exposure to Control Group, or Product Compliance roles ( Banking or Research) within a… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional...electronic communications surveillance, information barriers, restricted/watch lists, institutional research, investment banking , and institutional sales + Acting… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment ... of our employees and customers. Essential Job Functions: + Responsible for compliance and risk management for the Bank's Investment Management Division/Trust… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- SMBC (Jersey City, NJ)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...of benefits to its employees. **Role Description** The Employee Compliance Officer will join a team that… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. ... other Morgan Stanley sponsored benefit programs. **Job:** **Other* **Title:** *Volcker Compliance Officer (Vice President)* **Location:** *New York-New York*… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. ... an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory,... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with the Senior… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... in Financial Services + Financial services industry with 2+ years' experience within Compliance or Governance department in a foreign banking organizatio SMBC's… more
- Mizuho Corporate Bank (New York, NY)
- …the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. ... Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more