- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity...product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product… more
- Scotiabank (New York, NY)
- …the overall success of the advisory compliance coverage of the Corporate & Investment Banking and Research businesses in the US Specific business lines under ... Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform...the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional...electronic communications surveillance, information barriers, restricted/watch lists, institutional research, investment banking , and institutional sales + Acting… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...compliance risk, and is represented by the Chief Compliance Officer as either a member or… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Morgan Stanley (New York, NY)
- …is a leading global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. ... an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory,... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with the Senior… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,… more
- Wells Fargo (New York, NY)
- …a Senior Lead Control Management Officer to join the Corporate & Investment Banking (CIB) Control Team. The team is responsible for the implementation ... the CIB COO team. + Serve as a coverage officer within the control team, with proven knowledge of...infrastructure or control role, with understanding of Corporate & Investment Banking infrastructure. + Direct experience with… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... in Financial Services + Financial services industry with 2+ years' experience within Compliance or Governance department in a foreign banking organizatio SMBC's… more
- Mizuho Corporate Bank (New York, NY)
- …the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. ... Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
- Citigroup (Larchmont, NY)
- …products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, and wealth management. Citi Bank Retail ... The Mortgage Lending Officer role is a developing professional role. This...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... of security and safety policies and procedures, regulatory and legislative compliance , Security Guard management, alarm response, branch and corporate building… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Citigroup (New York, NY)
- …risk, operations, technology and central governance functions, for products spanning investment banking , commercial real estate, trade services, wealth ... management / private banking , and commercial loans. Within the broader ICM area,...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (New York, NY)
- …of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Raymond James Financial, Inc. (New York, NY)
- …James. Headquartered in Pittsburgh, PA, TriState Capital Bank provides premier private banking , commercial banking , and treasury management products and services ... and high-net-worth (HNW) clients.** **Summary** **of** **the** **Position:** The Investment Fund Finance Portfolio Manager manages the underwriting / credit… more