- BMO Financial Group (SD)
- …**Work Schedule: Monday-Friday,** **10 am to 7pm Central Time** The BMO Investment Services (BIS) Investment Service Specialist 's primary responsibility ... Being the first point of client contact, the BIS Investment Service Specialist core mandate is to...complaints must be immediately shared with the Manager and/or Compliance Officer -Possess strong knowledge and act as resource… more
- MassMutual (Boston, MA)
- ** Investment Data Analytics Specialist ** ** Investment Controllership** **Full-Time** **Boston, MA** **About the Corporate Controller Organization:** The ... strengthening controls and highlighting trends and insights. **The Opportunity** As an Investment Data Analytics Specialist in the Controllers Organization of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Approval to Transact team as part of Corporate and ... Banking (CIB) Operations group. As a Lead Institutional Investment Operations Specialist you will assume a...into procedures, processes and controls, working in partnership with compliance , legal, 1st and 2nd line control, COB, and… more
- Mirador (Stamford, CT)
- …visit our website (https://miradorllc.com/career-opportunities). Summary of Position The Private Investment Operations Specialist will partner with wealth ... deep financial expertise to provide best-of-breed financial reporting services for U/HNW investment portfolios. We are a firm in the Wealth Management industry that… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Client Facilitations team as part of Corporate and ... Investment Banking (CIB) Operations. This individual will manage the... banking) in operations, risk management, client service, or compliance /regulatory/legal capacity + Understanding of Markit Counterparty Manager, Cornerstone,… more
- Bank of America (Chandler, AZ)
- Financial Service Representative- Retirement and Benefits Investment Specialist Bilingual Spanish Chandler, Arizona;Tampa, Florida **Job Description:** At Bank ... make a difference. Join us! The Retirement & Benefits Investment Specialist is a foundational role designed...Focus + Issue Management + Oral Communications + Regulatory Compliance + Active Listening + Adaptability + Problem Solving… more
- Fifth Third Bank, NA (Effingham, IL)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist I provides office management support for registered ... financial services experience. + Good understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within Regulatory Reporting as part of Corporate ... Regulatory Reporting task force designed to streamline our reporting, raise Out Of Compliance issues, and work with our technology partners and the Middle Office to… more
- JPMorgan Chase (New York, NY)
- …infrastructure, transportation, liquid alternatives and hedge funds. **Job Summary** An Investment Specialist in the Infrastructure Investments Group ("IIG") is ... of delivering innovative alternative solutions across market cycles. Our alternative investment engines are managed by highly specialized independent teams, backed… more
- Bank of America (Chandler, AZ)
- Sr Registered Phone Rep- Retirement and Benefits Investment Specialist Chandler, Arizona;Tampa, Florida **Job Description:** At Bank of America, we are guided by ... and Self Directed Brokerage. As a Senior Registered Merrill Retirement & Benefits Investment Specialist you will provide first-call resolution and will be… more
- T. Rowe Price (Owings Mills, MD)
- …difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today ... career with us. Team Summary The Global Client & Investment Reporting team (GCIR) is responsible for the oversight,...manner as expected by clients and ensures work meets compliance requirements; proactively escalates at-risk items. + Begins to… more
- Citigroup (New York, NY)
- The Credit Sector Specialist is a Vice President level position responsible for overseeing client analysis and reporting, in coordination with the Leveraged Trading ... attribution models for different execution products + Coordinate with quants, technology, compliance and other partners to drive product development + Engage clients… more
- Truist (Atlanta, GA)
- …are not mentioned below. Specific activities may change from time to time. 1. The Investment Banking Compliance Officer will be a member of the Global Corporate ... & Investment Banking Compliance team with the objective...& acquisitions, capital markets originations, and syndicate. 3. The specialist will be responsible for compliance activities… more
- Commonwealth of Pennsylvania (PA)
- Environmental Protection Compliance Specialist Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4465916) Apply Environmental Protection ... Compliance Specialist Salary $56,900.00 - $86,514.00 Annually Location Westmoreland County,...and ensure peace of mind including multiple retirement and investment plan options. Work/Life Balance We know there's more… more
- Manulife (Boston, MA)
- …a trusted customer experience for our clients. This role will provide advertising compliance reviews on behalf of Manulife Investment Management and its ... affiliated investment advisor to ensure compliance with applicable rules, regulations, and internal policies for...members with tasks and assignments as needed. + Provide compliance advice on our investment advisory practices,… more
- University of Pennsylvania (Philadelphia, PA)
- …resources, and much more. Posted Job Title Clinical Trials, Billing, Budget and Compliance Specialist Job Profile Title Financial Analyst Job Description Summary ... regulatory documentation DUTIES: The Clinical Trials, Billing, Budget and Compliance Specialist will report directly to the...or Roth basis. Choose from a wide variety of investment options through TIAA and Vanguard. + Time Away… more
- University of Florida (Gainesville, FL)
- Compliance Audit Specialist II - Office of Physician Billing Compliance Apply now ... Legal/Audit Services/ Compliance Department: 29011800 - MD-PHYSICIAN BILL COMPLIANCE Classification Title: Compliance Audit Specialist … more
- HUB International (Austin, TX)
- POSITION DESCRIPTION **Title:** ERISA Compliance Specialist **Business Unit:** HUB/TCG Administrators **Reports To:** ERISA Compliance Manager **Location:** ... professional team. **Brief Description/Overview:** We are in search of a skilled ERISA Compliance Senior Specialist with 3-5 years of experience in retirement… more
- Harbor Group Management (Arlington, VA)
- …and providing exquisite living experience for our residents. Job Title :Multifamily Compliance Specialist Division: Multifamily FLSA Status : Exempt JOB PURPOSE: ... Group Management Company is a multi-billion dollar real estate investment and property management firm. As we continue to...The Multifamily Compliance Specialist will work closely with the… more
- Office of the Director of National Intelligence (Bethesda, MD)
- …IC's enterprise architecture and enterprise information technology. Responsibilities The Architecture Compliance Specialist (ACS) will support assessment of the ... Intelligence Community's (IC) compliance with the IC's information technology (IT) architecture in...of National Intelligence and the IC to guide technology investment decisions based on analysis and evaluation of IC… more