- JPMorgan Chase (Tempe, AZ)
- …of Anti-Money Laundering (AML) / KYC Requirements. Dealer Services is seeking a KYC Officer who will partner with Bankers and AML/ KYC Operations to ... robust Anti Money Laundering (AML) and Know Your Customer ( KYC ) program. The KYC QC Officer...and standards to ensure projects and initiatives are within compliance and mitigate the AML/ KYC risks to… more
- JPMorgan Chase (Columbus, OH)
- … teams to deliver ongoing requirements for capturing, reporting and monitoring compliance with regulatory standards. The AML/ KYC team is responsible for ... and Issue Management practices to ensure initiatives are within compliance and mitigate the AML/ KYC risks to an acceptable level. The individual will work… more
- SMBC (Sacramento, CA)
- …and training; influence changes to processes, procedures, and controls to mitigage KYC compliance risk. + Prepare reports and presentations for senior ... play a critical role in managing and optimizing the KYC process, ensuring compliance , and mitigating risks...control issues pertaining to BSA/AML matters to Head of KYC and/or BSA Officer . + Maintain and… more
- SMBC (Jersey City, NJ)
- …311 and adverse information checks), + maintains evidence of search results in the KYC system and escalating to the BSA Officer any confirmed or suspected ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible… more
- SMBC (White Plains, NY)
- …311 and adverse information checks), + maintains evidence of search results in the KYC system and escalating to the BSA Officer any confirmed or suspected ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) Analyst is responsible… more
- MUFG (New York, NY)
- …areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC /risk/ compliance issues identified as part of the KYC due ... member of our recruitment team will provide more details. + Support the KYC due diligence process by engaging and closely collaborating with Corporate Banking… more
- Robert Half Legal (Chicago, IL)
- …an alternative investment management firm headquartered in Chicago who's looking to hire a Compliance Officer with at least 3-6+ years of experience to join ... position will be working on a hybrid WFH schedule. Compliance Officer Responsibilities: + Develop and manage...procedures, and facilitate the resolution of breaches + Perform KYC and AML analysis and assist the deal teams… more
- Bangor Savings Bank (Bangor, ME)
- …from the Emerging Payments Program Manager. The Banking as a Service Relationship Officer consistently supports a commitment to compliance by adhering to all ... the Emerging Payments Program Manager, the Banking as a Service Relationship Officer is responsible for the support, retention, and management of Fintechs programs.… more
- Meta (Menlo Park, CA)
- …Responsible for administering, maintaining, coordinating and monitoring MFT's day-to-day compliance with BSA/AML/CDD/EDD/ KYC /FinCEN/USA Patriot Act, and related ... **Summary:** The MFT Compliance Head of AML and MPY BSA / AML Officer is responsible for coordinating and monitoring Meta Payments, Inc's ('MPY') day-to-day… more
- MUFG (Atlanta, GA)
- …day. A member of our recruitment team will provide more details. **Job Summary:** Marketing Officer is responsible for 1) To act as a Core Account Officer for ... South Carolina, Tennessee etc). 2) Maintaining and servicing existing portfolio including KYC operations as the First Line of Defense. 3) Proactively maintaining and… more
- Morgan Stanley (New York, NY)
- …Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, ... Your Key Responsibilities: As an Institutional Securities Group (ISG) Financial Crimes Advisory Officer in GFC, you will: >Advise on due diligence with respect to… more
- JPMorgan Chase (New York, NY)
- …client and business queries + Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to ... meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- JPMorgan Chase (Chicago, IL)
- …WKO KYC Officers, Bankers, Legal, Reputational Risk Office and Compliance to determine appropriate approval level and actions to mitigate risk. Responsibilities ... with clients and business partners? The Know Your Customer ( KYC ) team may be the right place for you....WKO Makers and Middle Office, Client Owners, Legal and compliance to determine appropriate approvals and actions to mitigate… more
- CIBC (Chicago, IL)
- …Funding ○ Depository Account Opening ○ Anti-Money Laundering (AML)/Know Your Customer ( KYC ) Review & Evaluation ○ Overdraft Account Review and Decisioning ○ Client ... Maintenance (Name/Address Change, Tax ID Changes, Officer Updates, HHNR) ○ Fraud Management (Client Notification & Resolution (Check, ACH, Wire) ○ Loan Advance &… more
- JPMorgan Chase (Chicago, IL)
- …issues, in coordination with MMBSI management and the appropriate escalation forum. Supporting KYC officer in completion of AML/ KYC due diligence including ... of the firm to clients. + Oversee, escalate and resolve issues, including any AML-identified compliance issues, as well as any reputational or negative media… more
- SMBC (Sacramento, CA)
- …affiliated parties related alerts. + Ensures completion of requests from BSA/AML/OFAC Compliance Officer in relation to conditional approvals or other ... Services **JOB SUMMARY:** Under the direction of the Sanctions Compliance Manager, the Sanctions Analyst will aid in maintaining...all levels of company personnel. + Knowledge of AML, KYC and FinCEN a definite plus. **EOE STATEMENT** We… more
- SMBC (Sacramento, CA)
- …affiliated parties related alerts. + Supports completion of requests from BSA/AML/OFAC Compliance Officer in relation to conditional approvals or other ... International Services **JOB SUMMARY:** Within the Financial Crimes and Compliance Unit, ("FCC"), the Sanctions Compliance Team...all levels of company personnel. + Knowledge of AML, KYC and FinCEN a definite plus. **EOE STATEMENT** We… more
- Bank of America (Clayton, MO)
- …a specialist role that has primary responsibility for assisting the Senior Trust Officer and Trust Officer in all phases of trust account/relationship servicing, ... and asset transfer; handle client inquiries related to the on-boarding process; KYC refresh and ongoing requests, digital engagement and fulfillment + Responsible… more
- Bank of America (Boca Raton, FL)
- …a specialist role that has primary responsibility for assisting the Senior Trust Officer and Trust Officer in all phases of trust account/relationship servicing, ... to clients, Merrill Advisors and/or as backup for the Trust Officers + KYC refresh and ongoing requests, digital engagement and fulfillment + Responsible for: +… more
- Citigroup (Chicago, IL)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC /AML and other compliance norms . Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more