- Morgan Stanley (Tampa, FL)
- …and negative news processes for Morgan Stanley. _Primary Responsibilities_ o Perform an end-to-end Quality Control KYC review of new onboarding and periodic ... Assist in preparing ongoing and ad hoc reporting for senior management o Report metrics and communicate results to...sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Quality Control ( KYC ) - Assistant… more
- SMBC (Sacramento, CA)
- …as well as industry best standards and obtain required approvals. + Oversee the KYC Quality Program ensuring that errors and observations from Quality ... KYC data, tools, KYC procedures, and escalating regulatory, audit and/or internal control issues pertaining to BSA/AML matters to Head of KYC and/or BSA… more
- Citigroup (Tampa, FL)
- The KYC Data Quality Senior Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new ... + Prepares statistical and non-statistical data exploration, validate data, identify data quality issues. + Conducts data analysis, data mining, read and create… more
- Citigroup (San Antonio, TX)
- …Bachelor's degree/University degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:** Full time ... regionally or product-wise) from an issue/project perspective; regular engagement with Senior Business Level Officers, Legal, Risk, and Compliance regarding complex… more
- Citigroup (Tampa, FL)
- …to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality ... independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, … more
- City National Bank (NC)
- …risk reporting processes and generate risk reporting for presentation to senior management committees* Develop and report metrics consistent with bank's Risk ... appetite and tolerance, and the ability of the risk management and control infrastructure to support business activities* Participate in workshops and lead… more
- City National Bank (Newark, DE)
- …reporting and strategy structure that includes: Data Governance and Policy, Data Quality and Control , Data Strategy and Architecture, Master Data Management, ... **DATA ANALYST SENIOR , Client Data Domain -** **_Hybrid Schedule, Newark,...controls, and will guide the development design of data quality testing. The position will report directly to the… more
- M&T Bank (Williamsport, PA)
- …May coach and mentor Retail and Business Banking staff to ensure quality referrals. + Support partnerships/relationships with Retail and Business Banking, Community ... ongoing account reviews and re-evaluation of customer needs. Deliver a high quality customer service experience during each customer interaction through a complete… more
- JPMorgan Chase (Brooklyn, NY)
- …seeking a Compliance Risk Management Vice President to join the Know Your Customer ( KYC ) Policy team to support our KYC Transformation and Customer Escalation ... priorities, business transformation, and operational efficiency initiatives involving the Firm's KYC and Customer Escalation programs. The position provides you the… more
- Citigroup (Jersey City, NJ)
- Job Description The Securities & Derivatives Lead Analyst is a senior level position responsible for accomplishing results through the management of a key function ... seamless delivery of securities and derivatives related account maintenance, KYC /Onboarding and activities. **Responsibilities:** + Develop and implement business… more
- Citigroup (Jersey City, NJ)
- …skills required in order to negotiate internally, often at a senior level. Some external communication is typically required. Provides advanced judgment ... risks would be monitored and measured through a robust control framework. Conducted reviews consistently across each entity on...improve upon the Governance and Escalation framework to inform senior management in a timely manner of emerging issues… more
- Morgan Stanley (Tampa, FL)
- …review of certain clients' source of wealth. > Reviewing and responding to monthly quality control findings related to the source of wealth review process. ... and or documentation for new and existing clients to effectively support the firm's KYC program including but not limited to: > Manage the implementation of internal… more
- Citigroup (Irving, TX)
- …is performing complex and critical audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to ... to risk-based audits, issue validations, business monitoring, regulatory, governance committee and senior management reviews. + Manage a small to medium sized team… more
- Zions Bancorporation (Salt Lake City, UT)
- …reporting metrics, executive summaries and analysis. + Conduct Risk and Control Self-Assessment (RCSA) of Wealth Management's key operational controls and oversee ... and administrative and investment review(s) status and issue resolution. + Quality assurance and review of Investment Policy Statements' creation, compliance to… more