- Capital One (Mclean, VA)
- …subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements ... place and provide adequate coverage + Provide effective challenge and guidance on KYC compliance risks and support business line through various interactions and… more
- CIBC (Chicago, IL)
- …Funding ○ Depository Account Opening ○ Anti-Money Laundering (AML)/Know Your Customer ( KYC ) Review & Evaluation ○ Overdraft Account Review and Decisioning ○ Client ... and quantitative components of our Risk Appetite Statements Completing all annual Corporate Mandatory Training and Testing modules, as well as any additional… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Approval to Transact team as part of Corporate and ... Investment Banking (CIB) Operations group. As a Lead Institutional Investment Operations Specialist you will assume a leading role in implementation of new policies,… more
- TEKsystems (Charlotte, NC)
- …Lines of Business (LOBs). In addition, the team consults and provides support on regulatory risk and remediation initiatives. Business partners include AML ... Operations, Consumer LOB, Change Management, Corporate Audit, Global Financial Crimes Compliance, Operational Risk, Shared Services Operations, and numerous… more