- MUFG (Tempe, AZ)
- …reviewing, assessing and documenting BSA / AML risk matters as established under the Bank Secrecy Act , PATRIOT Act and all other regulatory ... and provide guidance to the necessary parties within the Bank when action is required, including BSA ...position. + Prefer training and experience in management or quality assurance within the banking industry, investigative,… more
- Wells Fargo (Chandler, AZ)
- …with their activities and operations. This group is responsible for complex business-specific Bank Secrecy Act ( BSA ), Anti-Money Laundering (AML), ... **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist in the Consumer, Small...Qualifications:** + 5+ years of risk management, business controls, quality assurance , business operations, compliance, or process… more
- MUFG (Tampa, FL)
- …skills. + Expert understanding of financial crimes risk such as Bank Secrecy Act and Anti-Money Laundering ( BSA /AML), Know Your Customer, and ... Crimes Internal Audit function is responsible for executing independent, objective assurance and consulting activities designed to assess and evaluate the… more
- SMBC (White Plains, NY)
- …activities in accordance with regulatory requirements Bank Secrecy Act /Anti Money Laundering/Office of Foreign Assets Control ( BSA /AML/OFAC) and SMBC ... applicable laws, regulations, internal policies, and procedures. + May act as SME and/or take lead in...communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills;… more
- Navy Federal Credit Union (Pensacola, FL)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... and assist in email development, net new strategy development, quality assurance , on-going campaign optimizations, and reporting...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more
- USAA (San Antonio, TX)
- …Come be a part of what makes us so special! **The Opportunity** As a dedicated Quality Assurance Manager, you will manage a team responsible for the review and ... quality assurance of loans that reach a...in relevant industry. + 2 years of direct team lead , supervisory or management experience. + Strong communication skills… more
- Citigroup (Jersey City, NJ)
- …complex, highly-matrixed organizations Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act , The USA PATRIOT Act , US ... Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate that root cause analysis is performed...resolution with senior stakeholders + Ability to influence and lead people across cultures at a senior level using… more
- SMBC (Sacramento, CA)
- …and verbal communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills; influencing and ... to its employees. Our mission is to be "the bank of choice" for middle market and professional service...applicable laws, regulations, internal policies, and procedures. + May act as SME and/or take lead in… more
- Athene (West Des Moines, IA)
- …We're ready to help you achieve more. Purpose: The Senior Manager of Software Quality Assurance (QA) is responsible for the management, development, control, and ... oversight of a team of quality assurance professionals. This is a leadership...standards, and tracking and reporting key metrics. Accountabilities: + Lead and manage a team of manual and automation… more
- SMBC (Sacramento, CA)
- …Oversee the KYC Quality Program ensuring that errors and observations from Quality Control (QC), Quality Assurance (QA), Compliance Monitoring & Testing, ... Department. The FCC department is responsible for developing the Bank 's BSA /AML, Sanctions, and Fraud Programs to...KYC team. + In-depth knowledge of KYC, USA PATRIOT Act , BSA Act , FFIEC manual,… more
- Capital One (Mclean, VA)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... + Participate in major components of business units and lead small to medium size BSA /...ensure work is completed to schedule and meets our high- quality standards. + Develop and maintain strong and effective… more
- Capital One (Plano, TX)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... Financial Crimes Compliance Audit team, you will focus on engagements involving BSA /AML, Sanctions, and Fraud Compliance related audit projects that provide input to… more
- SolomonEdwards (Columbus, OH)
- …or related field - In lieu of a degree, 6+ years of experience in testing, quality assurance , and/or audit * Experience Required: * 4+ years of experience in ... Compliance, Financial Services, Risk, and/or BSA /AML testing * Transactional and Control testing * Consumer experience required * Details on required experience: 4+… more
- Cambridge Savings Bank (Waltham, MA)
- …regulations. Execute self-assessments related to fraud processes, risks, controls, and quality assurance testing. + Continuous Monitoring: monitor all sources ... appropriately managed, escalated and reported. Key Result Areas: + Lead and execute the Bank 's Fraud Risk...with over $6 billion in assets. As a mutual bank , CSB is committed to improving the quality… more
- TEKsystems (Chesapeake, VA)
- …to ensure that the solution provides the expected business results * Support Quality Assurance teams in defining and executing test plans, coordinating user ... liaison between IT and the various functional departments. The BSA is expected to lead and drive...acceptance testing and ensuring the solution satisfies requirements and quality expectations * Partner with training teams to ensure… more
- TEKsystems (Chesapeake, VA)
- …to ensure that the solution provides the expected business results * Support Quality Assurance teams in defining and executing test plans, coordinating user ... liaison between IT and the various functional departments. The BSA is expected to lead and drive...acceptance testing and ensuring the solution satisfies requirements and quality expectations * Partner with training teams to ensure… more
- Huntington National Bank (Bloomington, MN)
- …and ensure regulatory and policy compliance including Customer Identification Procedures under BSA , as well as Equal Credit Opportunity Act (ECOA) requirements. ... on those outsides of credit authority. + Responsible for quality of write-ups within and outside of credit authority...credit authority of analysts as needed. + Manage and lead technical training for staff in collaboration with other… more
- SMBC (Sacramento, CA)
- Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned ... who came together for the challenge of building a bank from scratch - and we are committed to...to the MB Audit Executive Director, Internal Audit Team Lead who in turn reports to MB Internal Audit… more