- Creative Financial Staffing (Charlotte, NC)
- …Control: Establish and uphold internal financial controls, policies, and procedures. Ensure compliance and reduce risk. Budgeting: Lead the annual budget process ... a key financial leader, you will report directly to the Chief Finance Officer (CFO), partnering with senior leadership to deliver meaningful insights and actionable… more
- ManpowerGroup (Charlotte, NC)
- …team looking to hire multiple highly motivated Compliance Specialists and Auditors.** Lead Compliance Officer for ECBE (Consumer Lending) Locations: CLT, ... that clearly articulate the results/conclusions of testing or validation activities. An officer candidate should be able to explain and present the remediation plan… more
- Honeywell (Charlotte, NC)
- Develop and manage comprehensive internal export controls to ensure compliance with regulatory agencies. You will establish business processes for submitting and ... government regulatory agencies and establish operational processes for assuring trade compliance . You will support the law department in investigating and resolving… more
- Wells Fargo (Charlotte, NC)
- …and oversight of Chief Operating Office (COO) testing and validation. The Senior Lead Officer will manage scheduling and the corresponding system updates, ... **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer within Independent Testing & Validation (IT&V) as part of Corporate Risk.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Control Management organization to join the Front-Line Issue ... evidence meets standards while connecting and building relationships with key partners. This Lead Control Management Officer will serve as a key individual… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer to join the Consumer Credit Risk organization within Corporate Risk who will ... and senior management within the business aligned Chief Risk Officer (CRO) teams, specifically focused on credit risk management...direct and significant impact on credit risk appetite + Lead the strategy and resolution of highly complex and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer for the Personal Lending CRO Loss Forecasting and Analytics group is looking for an ... experienced Senior Lead Credit Risk Officer to ...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (Charlotte, NC)
- …package. Apply today. **About this role:** This role is a Control Officer position within the Wells Fargo Technology Organization. Control teams are responsible ... regulatory bodies regarding risk management of business-specific risk programs. This Officer role supports the CIO teams covering Consumer Technology. The candidate… more
- TIAA (Charlotte, NC)
- Enterprise Compliance Officer (AML Tuning & Analytics) The Enterprise Compliance Lead /Manager will manage the tuning and optimization of AML monitoring ... systems. This individual will lead in conducting tuning on a periodic basis to...results to the stake holders. + Work closely with compliance , governance, and IT teams to ensure alignment with… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer supporting our Consumer Lending group. This role is part of the Evidence Based ... controls and whether they are mitigating their assigned risks. This role will lead a team of assessors that perform evidence-based control evaluations, and other… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support the Auto Product Analytics and Digital Innovations group. **In this ... role, you will:** + Lead complex initiatives designed to mitigate current and emerging...working with senior business leaders as well as Audit, Compliance and Operational Risk partners. + Strong interpersonal skills… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer to lead the Originations capabilities for the Small Business Card segment. **In ... of business key drivers of profit. + Innovative problem solver. + Lead strategic initiatives, collaborating across a large organization and multi-tasking as… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or… more
- Wells Fargo (Charlotte, NC)
- …RCSA Annual Refresh for Home Lending. **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad impact ... and provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:** + 5+… more
- Morgan Stanley (Charlotte, NC)
- …influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead , mentor, and supervise ... our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer … more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management, alarm response, crisis management, ... responsible for working with the Regional Security Manager, the Security Officer Team Lead , and contract security officers, to ensure all physical security post… more
- KPMG (Charlotte, NC)
- …Title:** Executive Director, KPMG Delivery Network (KDN) Chief Financial Officer **Requisition Number:** 112450 - 51 **Function:** Business Support Services ... seeking an Executive Director, KPMG Delivery Network (KDN) Chief Financial Officer to join our KDN organization. Responsibilities: + Oversee finance operations,… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... environment, with understanding of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB GMC Associate. + Able to soundly manage… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective oversight ... and challenge self-assurance activities conducted by the front line to ensure compliance with Internal Controls Management Policy (ICMP) and Standard through ongoing… more
