- Creative Financial Staffing (Charlotte, NC)
- …of 3 Staff Accountants, setting goals and objectives, and providing performance management and career development. Compliance and Control : Establish and uphold ... leader, you will report directly to the Chief Finance Officer (CFO), partnering with senior leadership to deliver meaningful...strategic impact with the leadership team. Audit and Risk Management : Lead the annual audit and identify… more
- Wells Fargo (Charlotte, NC)
- …and lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This position is the primary ... and provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate & Investment Banking (CIB) Control Team. ... the CIB COO team. + Serve as a coverage officer within the control team, with proven...of related controls. + Contribute to governance routines and management reporting leveraging Risk & Control Self-Assessment… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer for the Personal Lending CRO Loss Forecasting and Analytics group is looking for an ... experienced Senior Lead Credit Risk Officer to ...of initiative, strong partnering and interpersonal skills, solid project/process management skills, as well as critical analytical thinking and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) Compliance.** ... more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will provide compliance leadership and guidance to the… more
- ManpowerGroup (Charlotte, NC)
- …team looking to hire multiple highly motivated Compliance Specialists and Auditors.** Lead Compliance Officer for ECBE (Consumer Lending) Locations: CLT, IRVING, ... that clearly articulate the results/conclusions of testing or validation activities. An officer candidate should be able to explain and present the remediation plan… more
- Wells Fargo (Charlotte, NC)
- …+ Excellent verbal, written, and interpersonal communication skills + Strong control management , project management and/or process development ... **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in Consumer...forward-looking in-depth analysis. Consumer Credit is the independent risk management team responsible for providing credit oversight and credible… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with ... **Job Description:** **Department Overview:** Seeking a highly motivated, detail-oriented Compliance Officer to join our dynamic team. This colleague will play a… more
- City National Bank (Charlotte, NC)
- …consultative and advisory engagements on design and operational effectiveness of control management practices, including timely planning, execution, and ... managers + Perform annual refresh of ICM Policy and Standard. Develops 2LOD control management guidance, procedures, and templates to ensure quality standards… more
- HUB International (Charlotte, NC)
- …employee benefits broker, providing a broad array of property, casualty, risk management , life and health, employee benefits, investment and wealth management ... community support and involvement through HUB Gives **Summary:** The Chief Sales Officer (CSO) is responsible for meeting overall growth and profitability targets,… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management… more
- AIG (Charlotte, NC)
- …goals. AIG's Information Technology functions include application development and management , enterprise architecture, and technology risk and compliance. About the ... role The Information Security Office Governance Lead will spearhead the information security governance process for the Information Security Office, ensuring… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... and mitigating risks in a timely manner, supporting engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and… more
- Bank of America (Charlotte, NC)
- …compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of ... the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk … more
