- Russell Tobin & Associates (New York, NY)
- …related risks. As the Director - ERM NAM your responsibilities will include: * Lead Risk Assessments including Risk and Control Self Assessments (RCSA), Top Risk ... Months Contract with extensions.Pay: $70-$75 DOE The Enterprise Risk Management (ERM) team of GRM is seeking a Director...report to the AVP - North American Markets ERM Officer . The Director will be responsible for supporting the… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Control Management organization to join the Front-Line ... evidence meets standards while connecting and building relationships with key partners. This Lead Control Management Officer will serve as a key… more
- Wells Fargo (New York, NY)
- …and alignment of related controls. **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated ... **About this role:** The Corporate & Investment Banking (CIB) Control Team is responsible for the implementation and ...Control Team is responsible for the implementation and management of the First Line of Defense risk program… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, ... with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control … more
- Citigroup (New York, NY)
- The Client Lead Finance Officer Team - Vice...a new team, focusing on supporting Citi's Chief Client Officer . This role will be supporting management ... not be in the same geographic location. The Client Lead Finance Officer Team supplies the Client...supplies the Client CFO, business leadership and other senior management with analysis and insight into the financial results… more
- Citigroup (New York, NY)
- …to credibly challenge proposed changes and risk management + Provide advice on control design and effectiveness + Lead review meetings and conduct control ... The VP, Business/Function Quality Control Officer is a strategic professional...commitment owners. This roles reports into the Business/Function Quality Control Lead within the ICRM Controls Team,… more
- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at the ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...approvals + Partner with the Front Office, Finance, Valuation Control Group, Model Review Group, Policy, Finance, Technology and… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... parties. + Collaborating with other internal areas including: Legal, Business Management , Operations, Technology, Finance, other Control Functions, and… more
- Citigroup (New York, NY)
- The FX Finance Lead is a senior management level position responsible for providing management with analysis and insight of financial results in coordination ... in the same geographic location. This role reports into the Rates & Currencies Lead Finance Officer . Responsibilities: + Manage all financial aspects across the… more
- Citigroup (New York, NY)
- … officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...Advanced Degree a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management … more
- Live Nation (New York, NY)
- …if this sounds like you then please read on! THE ROLE The Corporate Lead Security Officer is responsible for overseeing day-to-day office and physical security ... + Manage day-to-day office security operations including oversight of access control requests. + Coordinate with cross-functional business partners to proactively… more
- Citigroup (New York, NY)
- The CSIS Sr Lead Security Officer is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... threats and vulnerabilities. + Manage day-to-day operational activities within span of control , to include emergency response, crisis management and recovery… more
- Citigroup (New York, NY)
- …3110, 3120, etc,) and, or Prudential Bank Regulations (K, O, W). Issue and CAP management , as well as the ability to lead substantive remediation activity, will ... heightened expectations from regulators and to ensure a strong and consistent control environment, the Global Equities business continues to expand its risk,… more
- Citigroup (New York, NY)
- …Reporting, and Technology) is responsible for oversight of DART governance, control effectiveness, issue management and remediation, Internal Audit and ... regulatory exams. + Develop and maintain close working relationships with senior management across Risk, Finance, Technology, and other control functions.… more
- Citigroup (New York, NY)
- …Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management and regulators over the effectiveness of credit, capital ... and implementation of a proactive, prudent, and effective global control framework and lead key strategic projects...submit all required deliverables to support budget requests + Lead development and management of comprehensive project… more
- Justice, Bureau of Prisons/Federal Prison System (Kings County, NY)
- …carry firearms and to use physical force, including deadly force, to maintain control of inmates. During institution emergencies or other periods of heavy workload ... Ability to be persuasive in selling and influencing ideas. Ability to lead , supervise, and instruct others. Sympathetic attitude towards the welfare of others.… more
- Citigroup (New York, NY)
- …duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full ... is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities,… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of applicable SEC, FINRA, MSRB laws and… more
- Citigroup (New York, NY)
- … officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing internal strategies, policies, ... the impact of issues/violations (legal/regulatory, policy, reputational, etc.) and dimensions control process gaps to help management define disciplinary and… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51126 Job Title: Sr. Officer , Finance & Partnerships Sector: Finance Employment Category: Regular Employment Type: Full-Time Gross Compensation: ... Unit to one centralized team to increase efficiency, effectiveness and quality control across the department's grants and business operations. The primary purpose of… more