- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Small Business Banking Control Team. The Small Business ... control plans (RACP), while also caring for the customer experience. The Lead Control Management Officer proactively engages with business process… more
- Wells Fargo (Charlotte, NC)
- …outstanding talent. It all begins with you. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support the Financial Crime ... Deficiencies, Control Governance & Reporting, and Control Programs. The Lead Control Management Officer supports these functions in the Corporate… more
- Wells Fargo (Charlotte, NC)
- …of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer within the Commercial Banking ... business solutions for highly complex risks associated with business operations. + Lead and mentor Control Management project or virtual teams + Engage with… more
- Wells Fargo (Charlotte, NC)
- …Capital Markets (ECM), and Mergers and Acquisitions (M&A) investment banking teams. This Senior Lead Control Management Officer will provide front line ... and relevant risks and controls of the business. + Knowledge of Risk and Control Self-Assessment (RCSA) + Experience with Issue Management , root cause analysis,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join The Corporate & Investment Banking (CIB) Commercial Real ... Estate (CRE) Control Management Team. This is a highly...CRE business involving collaboration with coverage teams within CRE Control , stakeholders in the CRE Chief Operating Officer… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer for the Personal Lending CRO Loss Forecasting and Analytics group is looking for an ... experienced Senior Lead Credit Risk Officer to ...of initiative, strong partnering and interpersonal skills, solid project/process management skills, as well as critical analytical thinking and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Product and Advisory Services Compliance.** Learn more ... about the career areas and business divisions at wellsfargojobs.com . As the Lead Compliance Officer , you will provide compliance leadership and guidance to the… more
- ManpowerGroup (Charlotte, NC)
- …team looking to hire multiple highly motivated Compliance Specialists and Auditors.** Lead Compliance Officer for ECBE (Consumer Lending) Locations: CLT, IRVING, ... that clearly articulate the results/conclusions of testing or validation activities. An officer candidate should be able to explain and present the remediation plan… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior** ** Lead Compliance Officer ** in Corporate Risk as part of **Commercial Banking - Market Coverage and ... over $25 million. **In this role, you will:** + Provide Independent Risk Management coverage of FINRA licensed bankers in Commercial Banking + Liaise with Corporate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer in Operational Risk Foundational Programs as part of the Operational Risk Measures, ... operational risk foundational components, including but not limited to, internal control , risk assessment, operational risk events (internal & external), operational… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with ... **Job Description:** **Department Overview:** Seeking a highly motivated, detail-oriented Compliance Officer to join our dynamic team. This colleague will play a… more
- City National Bank (Charlotte, NC)
- …consultative and advisory engagements on design and operational effectiveness of control management practices, including timely planning, execution, and ... managers + Perform annual refresh of ICM Policy and Standard. Develops 2LOD control management guidance, procedures, and templates to ensure quality standards… more
- HUB International (Charlotte, NC)
- …employee benefits broker, providing a broad array of property, casualty, risk management , life and health, employee benefits, investment and wealth management ... community support and involvement through HUB Gives **Summary:** The Chief Sales Officer (CSO) is responsible for meeting overall growth and profitability targets,… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management… more
- AIG (Charlotte, NC)
- …goals. AIG's Information Technology functions include application development and management , enterprise architecture, and technology risk and compliance. About the ... role The Information Security Office Governance Lead will spearhead the information security governance process for the Information Security Office, ensuring… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational… more
- Bank of America (Charlotte, NC)
- …the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management ... risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational… more