- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at the ... + 6 + years of relevant work experience in credit risk management within a financial organization or credit rating agency + Undergraduate or Master's degree… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... + Identify and escalate risks to the Chief AB&C Officer . + Provide guidance to businesses and functions on...Management, AML Monitoring, or related position involving compliance and risk management for a global financial services… more
- Citigroup (New York, NY)
- …a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides ... global oversight to the Platforms and Data Services Risk and Control environment, proactively supporting the Treasury and Trade Solutions PDS Head ("Business Head")… more
- Citigroup (Queens, NY)
- …with Citi policy. Requirements: Bachelor's degree, or foreign equivalent, in Business Administration, Financial Risk Management, or a related field, and ten (10) ... Citibank, NA seeks a Risk Policy Senior Officer I for...I for its Long Island City, NY location. Duties: Lead in the development, execution, review, and challenge of… more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... of registered representatives and monthly registered representative meetings. + Participate and lead calls on topics related to the Capital Markets business. +… more
- Citigroup (New York, NY)
- …control environment, the Global Equities business continues to expand its risk , governance and controls environment. Equities business lines include Cash Equities, ... and Sales/Sales Trading. Reporting to the Head of Equities Risk & Controls, the role will focus on leading...and CAP management, as well as the ability to lead substantive remediation activity, will be a key responsibility.… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting our Technology Control Management Information and Cyber Security ... Group. The Senior Lead Control Management Officer will be focused...or the enterprise, as well as good understanding of financial crimes, operational risk , audit, legal, credit… more
- Citigroup (New York, NY)
- The Client Lead Finance Officer Team - Senior Vice President position is under the Citigroup wide Client Analytics & Lead Finance Officer team. This is a ... not be in the same geographic location. The Client Lead Finance Officer Team supplies the Client...the long term performance of the franchise. **Responsibilities:** + Lead creation of Citi financial reports and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- City National Bank (New York, NY)
- **CREDIT OFFICER LEAD CORPORATE BANKING** **WHAT IS THE OPPORTUNITY?** Participates in the loan management process by providing credit and loan underwriting ... assists the Credit Officers and Credit Analysts in research, credit structuring, financial analysis, etc. for complex accounts. + Responds to questions or inquiries… more
- Wells Fargo (New York, NY)
- … Officer **In this role, you will:** Wells Fargo is seeking a Control Lead Officer as part of the Corporate & Investment Banking (CIB) Control organization ... program as it relates to DS and SFA. + Lead issue management activities in partnership with members of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational,… more
- Veterans Affairs, Veterans Health Administration (Northport, NY)
- Summary The Security Specialist (Compliance Officer ) (Non-Uniform) position is located within the Police Service of the Northport VA Medical Center in Northport, New ... Responsibilities The incumbent serves as a Security Specialist - Non-Uniform Compliance Officer ensuring a safe and secure environment across VHA within various… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of applicable SEC, FINRA, MSRB laws and… more
- Morgan Stanley (New York, NY)
- …our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer ... facilitating communication and training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all aspects of the business and… more
- International Rescue Committee (New York, NY)
- …organizations that offer financial education and other asset-building services. The Loan Officer is a remote position that can be located anywhere in the US. The ... Requisition ID: req51299 Job Title: Loan Officer Sector: Finance Employment Category: Regular Employment Type: Full-Time Compensation: USD 55,000.00 - 77,700.00… more
- Capital One (New York, NY)
- …proper pre-qualification, structuring, and pricing of debt and proprietary investments + Lead across the organization to manage risk , support new business ... of America, New York, New York Director, Community Finance - Capital Officer **Overview:** External Affairs works with many external and internal stakeholders to… more
- Truist (New York, NY)
- …description:** Leads a team of compliance professionals to ensure appropriate compliance risk oversight is in place for assigned business units and/or functions. ... Leads and executes compliance risk management activities to reasonably ensure compliance with the...from time to time. 1. The Investment Banking Compliance Officer will be a member of the Global Corporate… more
- International Rescue Committee (New York, NY)
- …Working Group (PWG), and co-responsible for delivering the functions of the PWG. * Lead on financial aspects of the due diligence processes including audit ... Requisition ID: req51126 Job Title: Sr. Officer , Finance & Partnerships Sector: Finance Employment Category: Regular Employment Type: Full-Time Gross Compensation:… more
- Capital One (New York, NY)
- …of America, New York, New York Senior Manager, Community Finance - Capital Officer External Affairs works with many external and internal stakeholders to envision ... advocating for an inclusive society, building thriving communities, and creating financial tools that enrich lives. Our teams include Communications, Community… more
- Bank of America (New York, NY)
- Sr. Treasury Sales Officer II / III New York, New York;Chicago, Illinois **Job Description:** At Bank of America, each day brings innovation and opportunity. We are ... by people. Driven by Technology. The Senior Treasury Sales Officer (TSO) is responsible for managing all aspects of...and prospective global clients in the FinTech and Non-Bank Financial Institution segments. He or she will partner with… more