- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate ... Testing methodology, standards, and executing group specific testing . The Lead Independent Testing Officer will support the Financial Crimes IT&V… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate ... controls according to standards and other applicable policies. The Independent Testing Officer will be...according to IT&V standards and other applicable policies. + Lead initiatives and enhance validation testing strategies… more
- City National Bank (Charlotte, NC)
- … Testing Framework, developing a common methodology and standards, executing independent testing of key operational controls, and conducting horizontal ... **INTERNAL CONTROLS OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Operational Risk...OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective oversight of the management of risks… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …and building working relationships with GM COR, GCOR Surveillance / Enterprise Independent Testing and internal audit teams + Participating in governance ... audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- PNC (Charlotte, NC)
- …Analytics & Model Development Group Manager Senior you will be a member of the Independent Risk Management team reporting to PNC's Chief Model Risk Officer . This ... We are seeking an accomplished Senior Validation Manager to lead our Market Risk Model and Counterparty Credit Risk...oversight for the validation team, guiding them in the independent review of complex market and counterparty risk models.… more
- Bank of America (Charlotte, NC)
- …Adaptability + Business Process Analysis + Issue Management + Monitoring, Surveillance, and Testing + Independent and takes initiative The Enterprise Area of ... leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes… more
- Bank of America (Charlotte, NC)
- …inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) ... and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses...or regulatory activities + Assists in the development of independent risk management reporting for respective area(s) of coverage… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Truist (Charlotte, NC)
- …goals and objectives. This position reports to either Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on areas of support. ... Coverage and Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement… more