- Atlantic Group (New York, NY)
- Role Overview - Legal & Compliance Analyst: Join our... Analyst. Reporting to the General Counsel and Chief Compliance Officer , you will play a vital ... as a Legal & Compliance...role in supporting the firm's Legal and Compliance department. Compensation: $100,000.00 - $125,000.00 + bonus… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 ... you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical...We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF … more
- Bloomberg (New York, NY)
- Compliance Officer - Personal Account Dealing and Conflicts of Interest (COI) Analyst - Legal & Compliance **New York, NY** Posted May 3, 2024 - ... you to make it happen. **What's the role?** Bloomberg's Legal and Compliance Department plays a critical...York, with team members also in London, as a Compliance Officer to support Bloomberg's Personal Account… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations… more
- SUNY Geneseo (Geneseo, NY)
- Harassment and Discrimination Investigator & Compliance Officer Bookmark this Posting | Print Preview | Apply for this Job Please see Special Instructions for ... Announcement Position Information Campus Title Harassment and Discrimination Investigator & Compliance Officer Department Office of Diversity and Equity Position… more
- City of New York (New York, NY)
- … and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on ... add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...Will** + Cultivate a strong working relationship with the Legal and Compliance staff; and supervise, guide… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...other requirements. o Work closely with DCAS Fleet Management, Legal , Discipline and Labor Relations and Safety to resolve… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...other requirements. o Work closely with DCAS Fleet Management, Legal , Discipline and Labor Relations and Safety to resolve… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...other requirements. o Work closely with DCAS Fleet Management, Legal , Discipline and Labor Relations and Safety to resolve… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing ... laws, international and industry standards **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial… more
- Monroe Community College (Rochester, NY)
- …Position: This position will provide leadership, direction, and integration of compliance activities to fulfill college needs, federal law, state regulations, ... internal and external audits. Serves as the College's Freedom of Information Officer and maintains an effective college-wide policy, procedure, and protocol process.… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...related or new regulatory requirements. + Proactively engages with Compliance , Legal and control function colleagues to… more
- Hidden Level (Syracuse, NY)
- **Export Compliance Officer at Hidden Level** Hidden Level is looking for an Export Compliance Officer for a Central New York technology company that is ... responsibilities** + Identify and manage new regulatory risks. + Compliance program implementation and execution activities to include: +...the law and national security **Nice to have:** + Legal background + US Certified Export Control Officer… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal ... with working at a large bank or similar organization, preferably in a Compliance . Legal or similar function. + Must be a self-starter, flexible, innovative and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... certifications desirable **Education:** + Bachelor's degree or equivalent experience in compliance , legal or other control-related function in the financial… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for ... focus + Related certifications desirable **Education:** + Bachelor's degree; experience in compliance , legal or other control-related function in the financial… more
- Citigroup (New York, NY)
- Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... desirable **Education:** + Bachelor's degree; 3+ years of experience in compliance , legal or other control-related function in the financial services firm,… more
- Morgan Stanley (New York, NY)
- …other Morgan Stanley sponsored benefit programs. **Job:** **Other* **Title:** *Volcker Compliance Officer (Vice President)* **Location:** *New York-New York* ... is an important part of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units. They… more
