- Russell Tobin & Associates (New York, NY)
- …Market (NAM) business. The position will report to the AVP - North American Markets ERM Officer . The Director will be responsible for supporting the ongoing ... are we looking for in our Principal Operations Risk Manager ? Our client, a global company is seeking an...of risk remains within an acceptable level.* Support NAM's compliance with the Nasdaq's Business Continuity and Crisis Management… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …you ready to make a difference? The Position This position supports the Corporate Compliance & Privacy Officer in setting the strategy and program requirements ... as we develop life-changing therapies and bring them to market . At Novo Nordisk, you will be part of...external insights. Relationships This position reports to the Corporate Compliance & Privacy Officer for North America… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... in an inclusive and high-performing culture. **Global Banking and Markets :** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Scotiabank (New York, NY)
- Manager , Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Scotiabank (New York, NY)
- Manager , CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of… more
- Guardian Life (New York, NY)
- …Chief Compliance Officer will report directly to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the ... The Chief Compliance Officer of Park Avenue Securities...and supervise, guide and appraise staff in the Individual Markets Compliance Department + Maintain and update… more
- City of New York (New York, NY)
- …managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance ... Reporting directly to the CCO and working with the compliance staff, the Compliance Officer 's...review on all new and existing public and private market manager recommendations and investments. - Assisting… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- City Wide Facility Solutions (Paramus, NJ)
- City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New Jersey (Westwood, NJ) ... - Northern New Jersey, one of more than 70 markets covered across the United States and Canada. Our...the people and communities we serve. Objective The Contract Compliance Office - Night Shift is responsible for the… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment ... Management Division/Trust Department and compliance with applicable federal/state laws and regulations, contractual obligations and internal Trust department… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Mastercard (Harrison, NY)
- …drives innovation and delivers better business results. **Title and Summary** Manager , Program Management Officer (PMO), Global Offers Program Overview ... community to deliver a media network whereby merchants can market and reach qualified and segmented consumers through a...Role Summary: The Global Offers Product Program Management Office manager is a pivotal role within the Global Offers… more
- PNC (Ridgewood, NJ)
- …At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our ... contribute to the company's success. The Regional Supervision Risk Officer (RSO) reports into PNC Investments, which is a...broker-dealer subsidiary of PNC Bank. This role works with Compliance , Central Review Desk and Regional Sales Managers to… more
- City of New York (New York, NY)
- …and conditions of new investment agreements and other related contracts; Assist with manager risk and compliance review and assessment; - Monitoring the ... beneficiaries and the City of New York. The Investment Officer will assist in overseeing the investment activity for...portfolio of existing investments to ensure compliance with the terms of the limited partnership agreement,… more
- BAE Systems (Greenlawn, NY)
- …adherence to all aspects of a rigorous Risk Management Framework (RMF) compliance program as stipulated by NISPOM/DAAPM, JSIG, ICD 503, STIGs and associated ... NIST publications. This position will work with the Information System Security Manager (ISSM) to maintain Authority to Operate (ATO) approvals for various systems… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Chief Information Security Officer to be r esponsible for designing and implementing the Bank's Information Security program while ... IT and Cyber Security threat landscape for the industry + Ensure Bank compliance with relevant Information Security laws and applicable regulations + Lead, and… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Credit Markets - Vice President within the Business ... executives and core business support groups (ie, Operations, Product Control, Compliance , Technology, Market Risk), drive business control forums, ensuring… more
- Bank of America (New York, NY)
- …lines) globally; key requirements for the role: * 5 years' experience covering markets compliance for a major US institutional broker-dealer or bank. working ... Volcker EAC Compliance and Operational Risk Manager New...Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing… more
- SMBC (New York, NY)
- …within the Americas Division Compliance Department (ie, Compliance Administrative Officer and Chief Compliance Officer ). **Role Objectives** + Assist ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...**Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible… more
