- TD Bank (New York, NY)
- …of Business:** Legal **Job Description:** As part of the Legal Department, the Senior Counsel is at the center of keeping TD Bank strong and resilient, all while ... operations, and processes. You may also, directly and indirectly through external counsel , support business development teams and the management of legal and… more
- TD Bank (New York, NY)
- …Legal **Job Description:** **Department Overview:** As part of the Legal Department, the Senior Counsel is at the center of keeping TD Bank strong and resilient, all ... operations, and processes. You may also, directly and indirectly through external counsel , support business development teams and the management of legal and… more
- BMO Financial Group (New York, NY)
- …Commodity/Metals business that operates globally in a dynamic trading and regulatory environment. The candidate would support the business with a focus ... on: + Obtaining legal opinions from external counsel in new jurisdictions + Working closely with the BMO Legal Team and the line of business to negotiate documents… more
- Truist (New York, NY)
- …3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) 5. Investment banking and capital markets regulatory ... may change from time to time. 1. The Investment Banking Compliance Officer will be a member of the...compliance support, guidance, and oversight. 2. Responsible for providing regulatory guidance and coverage of private side activities such… more
- Citigroup (New York, NY)
- As a TTS Payments - Control and Regulatory Management, VP in the Global Payments Control and Regulatory Controls team, you will play a crucial role in managing ... control agenda for multiple product vertical - Domestic Payments, Banking as a Service and Payment Express. This role...on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the… more
- Scotiabank (New York, NY)
- … Manager , HRBP will leverage knowledge, best practices and direction of the Senior Manager , HR BP to provide guidance and counsel to Leaders and Management ... Manager , HRBP **Requisition ID:** 196798 **Salary Range:** 85,700.00...to results, in an inclusive and high-performing culture. **Global Banking and Markets:** Global Banking and Markets… more
- City National Bank (Jersey City, NJ)
- ** MANAGER OF AUDIT SR- INFRASTRUCTURE & SERVICE MANAGEMENT** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager (SAM) for Infrastructure & Service Management ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...to cross pollinate experience and knowledge. + Build, direct, counsel , and instruct staff assigned to an engagement and… more
- TD Bank (New York, NY)
- …specific details for this role **Job Description:** **Preferred Qualifications:** The Tax Manager will report directly to the Head of Wholesale Accounting and ... + CPA/MS/MBA (not mandatory) The VP, Specialized Finance Group Manager , TDS manages a team of Specialized Finance Analysts.../ external committees as appropriate to provide advice / counsel to business / finance partners and/or represent TD's… more
- TD Bank (New York, NY)
- …action to senior management + Act as a strategic audit advisor by providing counsel and guidance on audit issues. Lead relationships with key enterprise partners and ... internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and… more
- Bank of America (New York, NY)
- Merrill Market Client Relationship Manager New York, New York **Job Description:** This job is responsible for leading the overall service delivery model to include ... the bank's digital offerings and wealth management banking strategy in the market while working with the Home Office to ensure superior client service. Key… more
- US Bank (New York, NY)
- …continually monitor risk profile of investments in compliance with all applicable banking regulatory requirements and internal procedures. + Monthly forecasting ... join our growing team of environmental finance professionals as a Portfolio Manager (PM). The M's responsibilities include identifying and mitigating risk, managing… more
- TD Bank (New York, NY)
- …assist the team in providing business areas with objective guidance on regulatory compliance controls, processes, and implementation of Compliance programs to help ... senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent...to make prudent professional decisions in rendering advice and counsel to business lines or assigned areas, on compliance… more
- Citigroup (Queens, NY)
- The Wealth Relationship Manager SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and… more
- JPMorgan Chase (New York, NY)
- …Morgan Asset Management ( **JPMAM** ) is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across ... strategic decision making in the areas of capital raising, capital deployment, regulatory , governance and asset management. FET works closely with IIG Investment… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** **Corporate Banking Technology - Senior Java Developer Job Description** **Job Summary** ... crucial role in developing cutting-edge solutions within the context of Corporate Banking , Credit, and Lending, contributing to the enhancement of our financial… more
- Mizuho Corporate Bank (New York, NY)
- …the manager of the Corporate and Technology Legal team and/or the General Counsel of the Legal Department-- Banking or the CLO MINIMUM JOB REQUIREMENTS OR ... advice and support related to intellectual property, data privacy, cybersecurity, regulatory compliance, dispute resolution and other matters that intersect with… more
- Citigroup (New York, NY)
- …the wholesale credit businesses. We work across and with the areas of banking , second line of defense risk, operations, technology and central governance functions, ... for products spanning investment banking , commercial real estate, trade services, wealth management /...on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the… more
- TD Bank (New York, NY)
- …including investment bankers, product groups and compliance as well as external counsel . + Stay current of legal and regulatory developments impacting ... insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients… more
- Morgan Stanley (New York, NY)
- …global financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The Firm's employees ... to Morgan Stanley's Investment Management segment (MSIM) a leading global asset manager across the public and private markets. Members of the Investment Management… more