- USAA (Plano, TX)
- …of what makes us so special! **The Opportunity** As a Director of Compliance and Operational Risk Testing - IT, you will have oversight of the second ... security portion of the annual Enterprise Compliance & Operational Risk Testing (ECORT) plan. Successful candidates will possess deep… more
- Comerica (Dallas, TX)
- …Provide management oversight of compliance , audit and regulatory reviews; Manage the Operational Risk team to ensure a comprehensive approach to risk ... Job Summary The Operational Risk Manager position is designed...of Supplier Risk , Contract Term Management and Compliance Control Testing Oversight * Assess new… more
- Charles Schwab (Westlake, TX)
- …study. + 10+ years of experience in audit, SOX testing , compliance testing , QA and/or operational risk management. + Advanced understanding of risks ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Enterprise and … more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Executive- Global Technology Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington, New Jersey **Job ... for leading and executing the second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. The Compliance , Conduct, Operational Risk Technology & Cybersecurity (CCOR Tech ... and Corporate Functions (CFs), responsible for the independent oversight of first line operational risk management practices and compliance with technology… more
- US Bank (Dallas, TX)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- KPMG (Dallas, TX)
- … management principles, as well as experience making decisions to optimize overall operational risk ; ability to analyze and synthesize technical data and convey ... Services organization. Responsibilities: + Apply a thorough knowledge of risk , compliance , and information security to develop...model for managing risk ; proficient in IT risk assessments, IT controls testing , evaluation of… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and act as key participant in data aggregation, monitoring, and reporting of stress testing and portfolio analysis for Risk Analytics + Review and analyze… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ability. + Builds and develops… more
- Santander US (Dallas, TX)
- …Serve as key member of numerous technology governance forums including the Operational Risk Committee, Technology Executive Working Group, Information Security & ... awareness, and communication, issues and remediation planning, tracking, MIS and reporting, testing , compliance , and monitoring. The team will comprise of… more
- Charles Schwab (Westlake, TX)
- … support and issue management across multiple governance groups (1st Line of Defense Testing , Operational , Third Party, Audit, Compliance ). In addition, the ... experience, including broker dealer and retail experience + 5+ years supervisory, risk , audit, control, or compliance experience in similar financial service… more
- KPMG (Dallas, TX)
- **Business Title:** Manager, Risk Management, Data **Requisition Number:** 111662 - 87 **Function:** Business Support Services **Area of Interest:** **State:** TX ... join our team. KPMG is currently seeking a Manager, Risk Management, Data to join our Risk ...intelligence capabilities, and data fabrics + Participate in periodic compliance activities to ensure project teams and management adhere… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... engagements, varying in complexity, and often participates in complex, cross-functional risk -based assurance and advisory engagements driving quality of audit work.… more
- Comerica (Dallas, TX)
- …and weaknesses in order to act as the first line of defense against operational risk . Position Responsibilities: Control Testing * Perform assessments of ... business unit is following processes and procedures to mitigate risk . This includes ensuring compliance internal policies...also focuses on the analysis of the business unit's operational risk management and the development of… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... activities on planning and scoping, business understanding/walkthroughs, and review of risk assessment and testing and demonstrates critical thinking ability.… more
- Burns & McDonnell (Dallas, TX)
- …secure their operational technology and assets. The Director of Security Compliance within the Industrial Cybersecurity Consulting group will lead the group of ... industry, and the need to ground big ideas in operational realities. We have a group specifically focused on...cybersecurity, with at least 5 years specifically in Governance, Risk and Compliance is preferred. + 5… more
- Keurig Dr Pepper (Frisco, TX)
- …sustainability. + Demonstrate versatility by executing efficiently and effectively various compliance activities, including operational compliance reviews, ... skills by helping determine the most impactful direction of complex operational compliance activities and identifying improvement opportunities that drive… more
- Moss Adams LLP (Dallas, TX)
- …Conduct sub-recipient/sub-contractor monitoring efforts including financial report/invoice reviews, compliance assessments/ testing , and desk reviews/audits. + ... Conduct detailed transaction testing for compliance with established criteria and requirements. + Support consulting activities that include conducting… more
- Moss Adams LLP (Dallas, TX)
- …lead sub-recipient/sub-contractor monitoring efforts including financial report/invoice reviews, compliance assessments/ testing , and desk reviews/audits. + ... **Grants Compliance Senior Consultant** **Description** At Moss Adams, we...controls reviews, internal audits, policy and procedure development, and operational assessments. We are a cohesive group that works… more