- Fidelity TalentSource LLC (Westlake, TX)
- …Discovers solutions to address testing and oversight requirements. Ensures compliance with laws and regulations relating to operational risks. Applies ... strategies that utilize analytics techniques, tools, and methods. Primary Responsibilities: Conducts risk assessment, control testing , and compliance related… more
- USAA (Plano, TX)
- …of degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + 3 years ... federal and state laws and regulations and guidance or operational risk principles/concepts. + Experience working in... methodologies and test plans + Solid understanding of risk management frameworks (RCSA, Compliance Risk… more
- USAA (Plano, TX)
- …USAA?** As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the ... laws/regulations. Conduct appropriate, independent testing to ensure operational risks and compliance requirements are adhered...recommendations to remediate issues. Manage all aspects of a compliance and operational risk test… more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Executive- Global Technology Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington, New Jersey **Job ... for leading and executing the second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. The Compliance , Conduct, Operational Risk Technology & Cybersecurity (CCOR Tech ... and Corporate Functions (CFs), responsible for the independent oversight of first line operational risk management practices and compliance with technology… more
- USAA (Plano, TX)
- …Third Party Risk Management, Technology Risk Management, Stress Testing , Operational Risk + Federal Reserve Documents: Consolidated Supervision ... us so special! As the Head of Consumer Banking Operational Risk , you will lead efforts to... risk and control analysis; control effectiveness measurement; risk management coverage plan (monitoring, assessment, and testing… more
- US Bank (Dallas, TX)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- PNC (Dallas, TX)
- …and ability to create, implement, evaluate and enhance processes in internal controls. Operational Risk - Knowledge of policies and processes for operational ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...data, and best practices to identify, assess, and manage operational risk exposures. Organizational Governance - Knowledge… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- Bank of America (Plano, TX)
- …leaders across Enterprise Independent Testing (EIT), Enterprise Data Strategy, Global Compliance and Operational Risk (GCOR), Governance & Operations ... Sr. Data Architect-(Enterprise Independent Testing ) Chicago, Illinois;Jersey City, New Jersey; Plano, Texas...external consultants, front line unit (FLU) /Control Function (CF) Compliance and Operational Risk groups… more
- Capital One (Plano, TX)
- …and partner closely with senior business and risk office leaders, technology, compliance , legal, and operational risk . **In your role, you will:** ... risk policies and programs; + Drive collaboration between the risk , compliance , technology, Enterprise Supplier Management, and other business support… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ability. + Builds and develops… more
- Bank of America (Dallas, TX)
- …industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing ... the risk is within the bank's defined risk appetite, using knowledge of stress testing ...risk governance, as well as monitoring for potential operational , reputational and market risk issues +… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... engagements, varying in complexity, and often participates in complex, cross-functional risk -based assurance and advisory engagements driving quality of audit work.… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- Citigroup (Irving, TX)
- …Internal Management, Regulators, Auditors, etc. that detail risks inherent in Credit, Market, Operational or other Risk Portfolios. Reporting can cover a variety ... of areas including but not limited to: portfolio concentrations, limit exceptions, stress testing , loss reserves or high- risk exposures. Roles + Assists in… more
- Burns & McDonnell (Dallas, TX)
- …secure their operational technology and assets. The Director of Security Compliance within the Industrial Cybersecurity Consulting group will lead the group of ... industry, and the need to ground big ideas in operational realities. We have a group specifically focused on...cybersecurity, with at least 5 years specifically in Governance, Risk and Compliance is preferred. + 5… more
- Keurig Dr Pepper (Frisco, TX)
- …sustainability. + Demonstrate versatility by executing efficiently and effectively various compliance activities, including operational compliance reviews, ... skills by helping determine the most impactful direction of complex operational compliance activities and identifying improvement opportunities that drive… more
- Bank of America (Dallas, TX)
- …of compliance and operational risks in alignment with the Compliance and Operational Risk Management ("CORM") Program, the Financial Crimes ... Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR")...and monitoring and testing from a sanction's compliance and risk perspective. This role is… more
- Bank of America (Fort Worth, TX)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management...certification **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more
