- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for Business Banking, Commercial Banking and Enterprise ... Compliance and Operational Risk Manager- Business ...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Morgan Stanley (New York, NY)
- …people, systems, or from external events. The firm may incur operational risk across the full scope of its business activities, including revenue-generating ... **Job:** **Other* **Title:** * Operational Asset Inventory Data Quality Oversight Lead ( Operational Risk Department)* **Location:** *New… more
- Bank of America (New York, NY)
- …and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ... Volcker EAC Compliance and Operational Risk Manager New York, New...managing the risks related to their respective lines of business . By executing the CORM Program , the EAC… more
- Bank of America (New York, NY)
- …and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ... EAC Compliance and Operational Risk Manager- Control Room Charlotte,...business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing… more
- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. As a member of the CCB Operational Risk Management (ORM) team, you will provide oversight for Consumer & Community Banking ... to relevant stakeholders in CCOR and the business + Represent CCOR CCB Operational Risk in business governance, risk , and control forums + Provide… more
- American Express (New York, NY)
- …and also includes execution against all components of the American Express Operational Risk framework. **Job Responsibilities:** The Manager, Operational ... and management of control and compliance objectives to support business priorities while promoting a strong risk ...those related to Global Merchant Services. This includes core Operational risk programs, regulatory and policy projects,… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... the various regulators, the individual will identify compliance and operational risk themes and trends, conduct analyses...risk and control frameworks and ability to analyze business risk and results in the context… more
- Manulife (New York, NY)
- …Winning Team today. **Working Arrangement** Hybrid **Job Description** The Manager, Operational Risk Management of Manulife/John Hancock Investment Management ... Markets/ GA, will be responsible for assisting the Director, Operational Risk Management of Manulife / John...+ Assist in the collection of information from the business to prepare reporting to risk committees,… more
- Bank of America (Jersey City, NJ)
- …(C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control ... Compliance and Operational Risk Manager (Security Log Management)...CF leaders to support the CORM Program objectives, balancing business strategy with appropriate controls. **Logging and Monitoring SME**… more
- City National Bank (New York, NY)
- **MANAGER INVESTMENT OVERSIGHT ** **WHAT IS THE OPPORTUNITY?** The Risk SVP will serve as the head of the Investment Risk function for City National Bank. The ... line of defense's performance systems, quantitative analysis, and investment recommendations. The Risk SVP will be responsible for investment risk governance at… more
- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Asset/Investment Management* **Title:** *MSIM Operational Risk Management - Vice President* **Location:** ... based in New York/Boston. The position will report into an Officer of Global Risk & Analytics and will interface with business partners and stake holders… more
- Citigroup (New York, NY)
- …Trade Solutions PDS Head (" Business Head") in managing and mitigating operational , compliance and regulatory risks, and executing risk and control ... innovation and a unique global trade solution network. The Business Risk Officer for North America cluster...Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to… more
- SMBC (New York, NY)
- … management, compliance, and regulatory change, third party risk management, business continuity management, or operational resilience on a GRC platform. + ... an enterprise wide GRC tool. + Support several framework components such as operational risk , controls management, compliance, regulatory change, operational … more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... Management **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Risk Management **Job Family:** Business Risk &… more
- Morgan Stanley (New York, NY)
- …employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Operational Risk * **Title:** *AVP US Banks Business Risk Testing ... supervising and executing the internal controls testing program within the first line Operational Risk Management team covering Morgan Stanley Private Bank, NA… more
- Synchrony (Stamford, CT)
- …VP, Deposits Risk Leader, this role will contribute to consumer compliance and operational risk oversight of deposit products and services across the ... eGRC and CTC knowledge o Ensure proper alignment to business processes o Facilitate change management as applicable o...trending for possible issues * Assist with compliance and operational risk assessments and targeted reviews as… more
- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... Specialists, Global Financial Crimes Executives, Financial Crimes Investigators, Compliance and Operational Risk ("C&OR") officers and Control Partners to… more
- Santander US (New York, NY)
- …Information Technology risk or audit background and experience in operational risk and managing information technology, information security or similarly ... risks. The individual will work in concert with the operational risk management team, including the vendor... management programs. **Primary Responsibilities** + Provides 2nd Line risk oversight of the Information Risk… more
- American Express (New York, NY)
- …path. Find your place in risk and analytics on #TeamAmex. Market Risk Oversight Group (MROG) sits within the Global Operational Risk & Oversight ... and Compliance (GRC) is responsible for identifying and managing risk across all business units, functions, processes,...Oversight will support the uplift in the liquidity risk management program, as the Company grows from a… more
- Bank of America (Jersey City, NJ)
- …Utility (FMU) Risk Team is committed to responsibly managing the governance and risk oversight for all Bank of America's FMU memberships and for monitoring ... framework while supporting delivery of BAU governance processes and risk oversight . The FMU Risk ...Corporate Treasury, working with control partners in Compliance & Operational Risk , Global Technology and Operations and… more