- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing Analyst -Technology has an exciting opportunity ... build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management oversees… more
- USAA (Charlotte, NC)
- …of degree. + 8 or more years of relevant work experience (internal/external audit, operational risk /compliance testing , quality assurance). + 3 years of ... governance controls and routines to support the second line testing function + Develops and implements a risk...federal and state laws and regulations and guidance or operational risk principles/concepts. + Experience working in… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a ... is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager- Quality Assurance Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for ... support of corporate governance processes through results reported to Operational Risk Management Committee, Enterprise Risk... risk execution activities. Focus will be on risk program elements (RCSA, Control Testing , Third… more
- Citigroup (Charlotte, NC)
- Citibank, NA seeks an Operational Risk Officer for its Charlotte, NC location. DUTIES: Support accessibility tools for Technology Quality Engineering Teams and ... ID # 24723865. EO Employer. Wage Range: $138,200.00 to $138,200.00 Job Family Group: Risk Management Job Family: Operational Risk **Job Family Group:** **Job… more
- USAA (Charlotte, NC)
- …for high risk and highly complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures ... models. Utilizes expert business and technical model and model risk knowledge to conduct highly specialized model review...testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'… more
- Bank of America (Charlotte, NC)
- …Inventory and FLU/CF Risk & Control Self-Assessment (RCSA) + Supports the review and challenge of internal and external operational loss events, including ... for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Truist (Charlotte, NC)
- …surveillance, review , and analysis of key business performance and risk indicators that allow Business Unit Compliance Oversight (BUCO) and GCO/Business Units ... **Work Shift:** 1st shift (United States of America) **Please review the following job description:** As part of Governance...areas, inclusive of data 4. Deep understanding in core risk programs, focused on issues management and testing… more
- Bank of America (Charlotte, NC)
- …**Responsibilities:** + Leads the assessment of the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Serve as expert on completing root cause analysis on gaps within the risk framework such as operational losses, audit issues assessment, control gaps in… more
- Truist (Charlotte, NC)
- …1. Execute first line of defense activities related to compliance with operational risk guidelines. This includes proactively identifying changes in personnel, ... review the following job description:** Responsible for implementation of Truist's risk programs to include effectiveness testing , risk monitoring,… more
- Charles Schwab (Charlotte, NC)
- …with IAD methodology. + Issues Identification: Based on the results of audit testing , identify and draft audit observations for review . + Issue Management ... processes across the organization. Additionally ,we evaluate the effectiveness of risk management, control and governance processes. Internal Audit leadership is… more
- Bank of America (Charlotte, NC)
- … risk outcomes. Job expectations may include the ability to recognize all risk categories including credit, market, operational and compliance, as well as ... risk management procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls… more
- USAA (Charlotte, NC)
- …+ Leads team audit activities and provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical thinking ... experience. + Experience performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory… more
- USAA (Charlotte, NC)
- …experience. + Experience performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory ... engagements, varying in complexity, and often participates in complex, cross-functional risk -based assurance and advisory engagements driving quality of audit work.… more
- Truist (Charlotte, NC)
- …risks; Utilize and refine analytical tools as appropriate to support assessments of risk . 6. Execute control monitoring and testing activities to assess ... English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Engage with Business Unit in its management… more
- Truist (Charlotte, NC)
- …and support for all business unit segments assigned in the execution of enterprise risk and operational risk programs. Collaborate with leadership, second ... standards. 5. Develop relationships and partner with BU Chief Risk Officer, Audit, Operational Risk ...controls applied to mitigate them to execute ad hoc risk management initiatives and controls testing . 10.… more
- Nuveen Investments (Charlotte, NC)
- ** Risk Technology Sr Associate** Familiar with Asset Management and have product knowledge including but not limited to: Equities, Municipals, Taxable Fixed Income, ... in using Tableau to perform data quality checks and analysis for reporting to Risk Managers. **Key Responsibilities and Duties** + Work with risk vendors to… more
- USAA (Charlotte, NC)
- …environment. + Experience performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more
- Truist (Charlotte, NC)
- …first and second line of defense teammates to identify, escalate, and remediate risk control gaps and weaknesses. Assessing, testing , and providing credible ... English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Engage with Business Unit leadership in its… more