• Senior Compliance Officer

    Truist (Charlotte, NC)
    …the day-to-day Compliance Program obligations of GFOAS, which is an SEC Registered Investment Advisor ("RIA") to a private fund complex.** **GFOAS Compliance Program ... the private fund complex.** + **Compliance advisory support for client /prospect materials (eg, PPMs, factsheets, investor communication) for hedge...including but not limited to SEC Form D, Form PF and NFA filings.** + **Familiarity with CPO &… more
    Truist (04/20/24)
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