- Citigroup (Jersey City, NJ)
- …and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML -related examinations, audit ... AML NAM Head of Data Science and Model...Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate that root cause analysis is performed… more
- JPMorgan Chase (Tempe, AZ)
- …financial services industry with background in controls, audit, quality assurance , operational risk management, or AML /KYC preferred; or equivalent subject ... KYC QC Officer will report to the KYC QC Manager . Our team is responsible for Anti Money Laundering...to ensure all regulatory requirements are met + Perform quality control reviews in various AML related… more
- TD Bank (Wilmington, DE)
- …due diligence, detection and investigation of suspicious activity, regulatory reporting, and quality assurance + Establishes and owns the risk program and ... & Commercial Banking **Job Description:** The Head of Consumer AML Financial Crimes & Fraud, Insider Risk role is...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Toyota (Plano, TX)
- …work + Provide guidance to lower-level team members regarding program, data handling, and AML investigations + Preform quality assurance testing to ensure ... brands, Toyota is growing and leading the future of mobility through innovative, high- quality solutions designed to enhance lives and delight those we serve. We're… more
- Bank of America (Jacksonville, FL)
- …Fraud Management + Interpret Relevant Laws, Rules, and Regulations + Problem Solving + Quality Assurance + Risk Management + Adaptability + Customer and Client ... Ops Sr Analyst MKTS - AML Refresh Ops Jacksonville, Florida **Job Description:** At...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Bank of America (Jacksonville, FL)
- …Operations Management + Customer and Client Focus + Process Performance Measurement + Quality Assurance + Risk Management + Adaptability + Fraud Management + ... for client AML /KYC refresh globally. This employee will work within the AML Operations organization as a manager in supporting the Remediation & Escalation… more
- Bank of America (Charlotte, NC)
- …Fraud Management * Risk Management * Interpret Relevant Laws, Rules, and Regulations * Quality Assurance * Problem Solving * Adaptability * Customer and Client ... AML Refresh Operations - Ops Sr Analyst MKTS...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- USAA (San Antonio, TX)
- …Come be a part of what makes us so special! **The Opportunity** As a dedicated Quality Assurance Manager , you will manage a team responsible for the review ... to ensure check points remain current and applicable. The Quality Assurance Manager ensures an...regulations, and applicable guidance to include: HMDA, TILA/REG Z, BSA/ AML , RESPA, FDPA, Reg B, SCRA, UDAAP, E-SIGN, GLBA/REG… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with… more
- Citigroup (Irving, TX)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently… more
- Bank of America (Greensboro, NC)
- …Retention * Talent Development * Risk Management * Business Operations Management * Quality Assurance * Process Performance Measurement * Customer and Client ... overall operating model. **Line of Business Job Description:** This is a team manager role. Anti Money Laundering ( AML ) Know Your Customer/Client Due Diligence… more
- SMBC (Sacramento, CA)
- …Oversee the KYC Quality Program ensuring that errors and observations from Quality Control (QC), Quality Assurance (QA), Compliance Monitoring & Testing, ... The FCC department is responsible for developing the Bank's BSA/ AML , Sanctions, and Fraud Programs to ensure that the...We are seeking an experienced and talented Director, KYC Manager to lead our organization's Know Your Customer (KYC)… more
- Robert Half Management Resources (Wayne, NJ)
- …in Morris County, NJ is currently seeking an Internal Auditor to support their Quality Assurance group on a contract to full-time basis. The Internal Auditor ... , Patriot Act, OFAC + Proficiency with TeamMate software + Recent experience with Quality Assurance Reviews Robert Half is the world's first and largest… more
- Zero Hash (IL)
- …E), UDAAP, FCPA, CAN-SPAM, BSA. + Prior experience with designing and executing quality assurance and second line monitoring. + Prior experience with risk ... About the Role As the Corporate Compliance Manager , you will be a key member of...While the Corporate Compliance team works closely with the AML team, this role is generally not AML… more
- Scotiabank (Houston, TX)
- …prepare and coordinate requested information and answer questions from Internal Audit, Quality Assurance Internal Control and external Fed Exams. Implement ... Manager , Regulatory Reporting, Houston Branch **Requisition ID:** 197290...issues identified around AXIOM logic and data integrity / quality issues for Houston Branch's reporting perspective. **What You'll… more
- Regions Bank (Atlanta, GA)
- …+ Manages team performance metrics but not limited to SLAs, production, quality assurance , document exceptions, etc. + Develops and sustains relationships ... opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to...At Regions, the SBA (Small Business Administration) Closing Team Manager is responsible for managing closing functions from loan… more
- SMBC (Sacramento, CA)
- …and verbal communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills; influencing and ... oversight of day-to-day fraud investigations. This may include the supervision and quality control of the staff's completion of case investigations and Suspicious… more
- MUFG (Irving, TX)
- …are required for position. + Prefer training and experience in management or quality assurance within the banking industry, investigative, and/or legal / ... for the oversight of staff involved in reviewing, assessing and documenting BSA / AML risk matters as established under the Bank Secrecy Act, PATRIOT Act and all… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... The Internal Audit US Personal Banking team is responsible for providing independent assurance over the key risks and processes associated with Citi's US Personal… more
- Capital One (Mclean, VA)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide input to… more