- Robert Half Finance & Accounting (New York, NY)
- …Services are recruiting for a Financial Analyst Senior Associate role within a global Broker Dealer firm located in downtown Manhattan New York. Our client ... Legal, HR and Operations departments. Responsibilities: + Be the bridge between regional finance team and the business in presenting financial results in the… more
- Aegon Asset Management (Denver, CO)
- …environment + Occasional travel to assigned regions to strengthen relationships, attend regional events, broker - dealer partner meetings, and regional ... changes, new competitor offerings, internal product changes, and changes to the way broker - dealer partners want to do business with Transamerica. + Facilitate… more
- Truist (Charlotte, NC)
- …activities may change from time to time. 1. Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review ... that are routinely associated with those of a retail broker / dealer . **Please note: This role can be...are also required. Preferred Qualifications: 1. Bachelor's degree in Finance or Business. 2. 7 or more years of… more
- Truist (Charlotte, NC)
- …supervisory functions that are routinely associated with those of a retail broker / dealer and RIA supervising principal in the securities industry. The ... The Central Supervisor 2 will work closely with Truist Financial Advisors, CSAs, Regional Support Managers and Regional Directors and other registered personnel.… more
- HSBC (Bellevue, WA)
- …prospective clients around their financial needs and aspirations + Role as broker - dealer Registered Representative + Assist in coaching, mentoring and ... managed and supervised by the respective Market Manager and Regional Manager (please refer to Market Manager and ...equivalent + Minimum of a bachelor's degree in business, finance , related field, or equivalent experience; Master's degree in… more
- Capco, a Wipro Company (New York, NY)
- …migrations / conversions is preferred + Ability to understand institutional Broker - Dealer businesses, control infrastructure and technology impacts + Solid ... knowledge across all areas of the front office, operations, technology, risk, finance and compliance. Our clients include the largest investment banks, global… more
- Santander US (New York, NY)
- …+ 9-12 years' experience working in the Financial Services Industry at a Broker - Dealer in the Middle Office or Operations areas. **Skills and Abilities:** ... economics are correctly reported through the system architecture. + Provide regional and global coverage, managing the client's transactional portfolio and taking… more
- First Horizon Bank (Memphis, TN)
- …experience as a technology leader in the financial industry, preferably within a broker - dealer setting + Familiarity with and ability to implement emerging ... of additional products and services, including debt capital markets, public finance , interest rate derivatives, loan trading and consulting, asset liability… more
- First Horizon Bank (Memphis, TN)
- **Description** **Position Overview:** FHN Financial is a broker - dealer that works with over 5,000 institutional customers, including one-quarter of all US ... **Education and/or Work Experience Requirements:** + Bachelor degree in finance , economics, mathematics, accounting, or comparable area that demonstrates ability… more