- Fidelity TalentSource LLC (Smithfield, RI)
- …alternatives and non 40 Act distribution issues.\u00A0 Familiarity with intermediary, registered investment advisers (RIA), and institutional investor issues ... experience.Experience working with a range of issues affecting private wealth and institutional clients, with a heavy emphasis on...offering advertising and performance issues under FINRA rules, the Investment Advisers Act of 1940 and the Global … more
- Fidelity TalentSource LLC (Boston, MA)
- …financial planning frameworks and custom solutions. DescriptionStrategic Advisers is a registered investment adviser and Fidelity Investments Company and serves ... as the investment manager to all Fidelity managed accounts offered by...Fidelity managed accounts offered by Fidelity s Portfolio Advisory Services and through Fidelity s Wealth Management… more
- Fidelity TalentSource LLC (Orland Park, IL)
- Job Description:Financial Services Representative Have a passion for helping people? Join our team of Financial Services Representative where you ll have ... daily basis. What to expect\u2026In your first year as a new Financial Services Representatives, your onboarding leader will support you as you navigate our Industry… more
- Amerant Bank (Coral Gables, FL)
- …customer service to the bank's affiliated broker dealer and registered investment advisor.Responsibilities:Middle Office Liaison for the front office between ... Mutual Fund, International transfers, DRS and/or DWAC transfers.Provide superior customer service to the Wealth Management business units we serve.Ensure… more
- Citigroup (Jacksonville, FL)
- …effectiveness of own team and other closely related teams. **Responsibilities:** + Deliver wealth management services to clients with guidance from the Banker ... The Licensed Client Service Assoc is a developing professional role which...**Job Family Group:** Private Client Coverage **Job Family:** Client Services **Time Type:** **Primary Location:** Jacksonville Florida United States… more
- First International Bank and Trust (Chandler, AZ)
- …preferred. + Minimum of five years of operations experience within a wealth management/trust, registered investment advisor, broker/dealer working ... Wealth Management Operations Analyst Department: Wealth ...preferred. First International Bank and Trust is a family-owned full- service Community Bank with locations in ND, MN, SD,… more
- JPMorgan Chase (Morristown, NJ)
- …needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service , operational marketing and administrative ... RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through...are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of… more
- JPMorgan Chase (White Plains, NY)
- …TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC ... of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and...(JPMS), a registered broker-dealer and investment advisor, member of… more
- JPMorgan Chase (Fayetteville, NY)
- …for you. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service operational marketing and administrative ... Private Client Investment Associate title Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve… more
- JPMorgan Chase (Columbus, OH)
- …Private Client Investment Associate title Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve ... As part of Consumer Banking, you will provide client service operational marketing and administrative support to the primary...to the primary Private Client Advisor(s), within JP Morgan Wealth Management **Job responsibilities** + Work as a team… more
- Bank of America (Fort Lauderdale, FL)
- …is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill ... Registered Wealth Management Client Associate Fort...investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life… more
- Fifth Third Bank, NA (Effingham, IL)
- …office management support for registered securities representatives (eg, Investment Executives or Wealth Management Advisors). Responsible and accountable ... Bank. GENERAL FUNCTION: The Licensed Investment Support Specialist I provides...AND RESPONSIBILITIES: + Provide daily administrative support to designated registered representatives, and existing and potential clients. + Provide… more
- Bank of America (Princeton, NJ)
- …is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill ... Wealth Management Registered Client Associate Princeton,...investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life… more
- Wells Fargo (Duluth, MN)
- …this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... . **In this role you will:** + Assist Financial Advisor(s) with sales, service , and operational related activities such as providing service to clients… more
- Wells Fargo (Doylestown, PA)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... . **In this role, you will:** + Assist Financial Advisor(s) with sales, service and operational related activities such as providing service to clients… more
- Wells Fargo (St. Louis, MO)
- …**About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... . **In this role you will:** + Assist Financial Advisor(s) with sales, service , and operational related activities such as providing service to clients… more
- Citigroup (Jacksonville, FL)
- … and/or Banking clients. Position is responsible for providing best in class service on Banking and/or Investment inquiries, and ensuring risk is prudently ... with transparency. **Qualifications:** + 2-5 years of experience in Client Service and/or Sales within financial services (banking, insurance, investments)… more
- Bank of America (Tampa, FL)
- Registered Private Wealth Client Associate Tampa, Florida **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... along with the power to make a difference. Join us! **Job Description:** The ** Registered Private Wealth Client Associate** is responsible for providing client … more
- Guardian Life (New York, NY)
- …financial retail sales a plus (in Wealth Management). + Customer service cross-selling experience (introducing additional products and services on inbound ... ** Wealth Management Specialist** Park Avenue Securities strives to...and current rate expertise via phone support to the registered FRs in the Field, in addition to providing… more
- Zions Bancorporation (Salt Lake City, UT)
- …requirements associated with providing advisory and fiduciary asset management services . Responsibilities Wealth Management Supervisory Manager provides ... in business, finance or a related field and 5+ experience in financial services regulatory compliance, securities industry, investment management, investment … more
