- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New… more
- Citigroup (New York, NY)
- …, the O&T COO enables the organization to execute on O&T's Vision and Strategy._ _The O&T Regulatory Exam Management Officer will report to the O&T ... Engagement Senior Lead and will be leading and coordinating the O&T's regulatory exam management activities (including regular and ad hoc meetings) globally,… more
- SMBC (New York, NY)
- … Regulatory Team within SMBC's Planning Department to assist with the execution of regulatory relations and exam management for SMBC. This role is ... **Qualifications and Skills** + Exam management and strong project management skills supporting exams and regulatory projects for the financial services… more
- Citigroup (New York, NY)
- …Credit + Solid understanding of Regulatory Interactions with a background in exam management /coordination, management of regulatory meetings and ... The objective of this role is to drive the execution of regulatory engagements across Independent Risk Management , to ensure the organization is responsive,… more
- Guardian Life (New York, NY)
- …and advisors, and applicable rules and regulations from within a current regulatory environment + Excellent project management skills + Results orientation ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be...(PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join The Corporate & Investment Banking (CIB) Control Team. The team is ... of a dedicated team with responsibility for engagement monitoring across audit, external exam , internal testing and all related issues management and root cause… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate & Investment Banking (CIB) Control Team. The team is ... of a dedicated team with responsibility for engagement monitoring across audit, external exam , internal testing and all related issues management and root cause… more
- City of New York (New York, NY)
- …TO PERMANENT CYBER SECURITY ANALYST AND THE QUALIFIED CANDIDATES WHO FILES FOR THE EXAM MAY BE ELIGIBLE TO APPLY> Established in 1805, the New York City Department ... through the collaboration of: The Bureau of Technology Strategy & Project Management The Bureau of Network Technology & Telecommunication Services The Office of… more
- Citigroup (New York, NY)
- …model and regulatory requirements. + Provide critical assistance and focus on all regulatory exam management issues to include Data Integrity and CRA ... activities, including external examinations, internal audits, Independent Compliance Risk Management activities and regulatory compliance activities. The Senior… more
- HSBC (New York, NY)
- …reports, and related supporting documentation + Track, prepare, and review responses to regulatory exam requests and inquiries, as well as other exam ... related matters + Support the discharge of Chief Compliance Officer regulatory duties (includes day-to-day activities of our issues management program and… more
- Wellington (New York, NY)
- …tools, and assist with enhancing and maintaining team recordkeeping practices + Support regulatory inquiry and exam management in relation to Wellington's ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more