- Citigroup (Tampa, FL)
- …or country level. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee ... The Senior Audit Manager is a senior level position responsible for...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (Tampa, FL)
- …serve as lead reviewer for various tasks + Collaborate with teams across the business and determine impact on the overall control environment and audit approach ... The Audit Manager is an intermediate level role responsible for...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (Tampa, FL)
- …and regulations, adhering to Policy, applying sound ethical judgment, conducting business practices, escalating, managing remediation and reporting control ... program is in need to incorporate an Information Risk Manager to properly support all CSIS functional teams at...as required._ **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and skills obtained through experience and/or training to monitor possession and control of client assets, complete regulatory reporting and assist the ... compliance with firm accounting policies/industry regulations; escalate identified issues to Supervisor/ Manager and the relevant line of business + Assists… more
- Citigroup (Tampa, FL)
- …master's degree in business or related field + Experience in managing regulatory meetings, requests, and exams + Strong attention to detail and ability to ... tight deadlines + Demonstrates consistent track record of having worked as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency… more
- Citigroup (Tampa, FL)
- …both Internal Audit and a regulatory perspective. HR Controls - Business /Function Quality Control Lead is a strategic professional responsible for executing ... results. This role reports to the HR Controls - Business /Function Quality Control Sr. Group Manager...10+ years of experience in internal audit, risk management, regulatory , quality control , compliance, or a related… more
- JPMorgan Chase (Tampa, FL)
- …Move your career to the next level with this exciting new opportunity as VP Control Manager within the Treasury Services Payment Rails product lines. Build on ... for improvement **Preferred Qualifications, Skills and Capabilities:** + Ideally, experience in a Control Manager function or strong knowledge of Risk and … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …locations: St. Petersburg, FL, Memphis, TN, or Southfield, MI._ **Job Summary:** The Manager of the Operations Control Governance Team leads a team responsible ... as it relates to a brokerage operations environment. The Manager will need to be able to engage with...impacting RJA Operations including SOX / 17a5, SOC1, FICCA, regulatory examinations, and various compliance control reviews… more
- Citigroup (Tampa, FL)
- …The Central Controls MCA Team owns the enterprise-wide framework and execution of Manager Control Assessment program. Within the Central Controls MCA Team the ... The Business Risk and Control Officer, will be a...to governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & … more
- Citigroup (Tampa, FL)
- **Group Overview:** The Compliance Business Control Senior Analyst is a seasoned professional role on the Client Reporting Oversight (CRO) team within the Data & ... and analytical procedures. + Perform the execution of the Manager Control Assessment (MCA, ie, Risk &...degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business Control … more
- Citigroup (Tampa, FL)
- The Business Risk and Control Officer is a...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & ... overall performance and effectiveness of the sub-function/job family. The Business Risk and Control Officer will be...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- Citigroup (Tampa, FL)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... + Escalation + Artefacts Management **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:**… more
- Citigroup (Tampa, FL)
- …team member, you will be executing assigned quality assurance testing of the Manager 's Control Assessment (MCA) documentation (MCA; AKA Risk and Control ... at a medium to large financial services firm. + Regulatory Reporting and related process experience such as, but...Management experience. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- Citigroup (Tampa, FL)
- **The SVP Business Risk and Control Officer is...purpose of this role is the execution of the Manager 's Control Assessment (MCA) Quality Assurance (QA) ... to achieve high quality, complete, and accurate QA and control assessments.** **Apply knowledge of the business ,...medium to large financial services firm. + Experience with Regulatory Reporting such as RWA, FFIEC 031, FR Y9C,… more
- Citigroup (Tampa, FL)
- …assessing end to end risks and controls design to determine gaps in existing Manager Control Assessment (MCA) framework for selected processes. Assist in writing ... Citigroup Global Markets Inc. seeks a Business Risk Manager for its Tampa,...Risks / Regulations to determine Target Process inventory. Identify Regulatory SMEs and firm-wide business / functional… more
- TD Bank (Tampa, FL)
- …experience **Customer Accountabilities:** + Delivers analytical support in oversight, advisory services and control function to Manager or Senior Manager + ... evaluation, operational, reporting and/or analytical support in oversight, advisory services and control function to business (GAML) partners, in a timely manner… more
- TD Bank (Tampa, FL)
- …evaluation, operational, reporting and/or analytical support in oversight, advisory services and control function to business (GAML) partners, in a timely manner ... job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the… more
- Citigroup (Tampa, FL)
- …audits, business continuity activities or addressing regulatory issues. The Business Unit Group Manager may coordinate and manage activities such as the ... The Business Unit Group Manager is a...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (Tampa, FL)
- …teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports + ... The Senior Audit Manager is a senior level role responsible for...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Jabil (St. Petersburg, FL)
- …to deliver both scalable and customized solutions. Our commitment extends beyond business success as we strive to build sustainable processes that minimize ... vibrant and diverse communities around the globe. JOB SUMMARY The Document Control Coordinator is responsible for supporting the maintenance of the document… more