- Citigroup (Tampa, FL)
- …serve as lead reviewer for various tasks + Collaborate with teams across the business and determine impact on the overall control environment and audit approach ... The Audit Manager is an intermediate level role responsible for...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (Tampa, FL)
- …and regulations, adhering to Policy, applying sound ethical judgment, conducting business practices, escalating, managing remediation and reporting control ... program is in need to incorporate an Information Risk Manager to properly support all CSIS functional teams at...as required._ **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- PNC (Tampa, FL)
- …have an opportunity to contribute to the company's success. As a Sr. Business Analyst within PNC's Finance- Control / Regulatory Reporting organization, you ... on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Key Responsibilities Include: Assess current state by inventorying the… more
- Citigroup (Tampa, FL)
- …master's degree in business or related field + Experience in managing regulatory meetings, requests, and exams + Strong attention to detail and ability to ... tight deadlines + Demonstrates consistent track record of having worked as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency… more
- Citigroup (Tampa, FL)
- …and meetings with regulators + Attends regulatory meetings with IA Regulatory and Exam Management Group Manager , documenting key messages from the ... time to anticipate potential IA requests + Supports the Regulatory and Exam Management Group Manager in...or equivalent experience \#NAMInternalAudit **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam… more
- JPMorgan Chase (Tampa, FL)
- …Move your career to the next level with this exciting new opportunity as VP Control Manager within the Treasury Services Payment Rails product lines. Build on ... for improvement **Preferred Qualifications, Skills and Capabilities:** + Ideally, experience in a Control Manager function or strong knowledge of Risk and … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …locations: St. Petersburg, FL, Memphis, TN, or Southfield, MI._ **Job Summary:** The Manager of the Operations Control Governance Team leads a team responsible ... as it relates to a brokerage operations environment. The Manager will need to be able to engage with...impacting RJA Operations including SOX / 17a5, SOC1, FICCA, regulatory examinations, and various compliance control reviews… more
- Citigroup (Tampa, FL)
- …Management process. Completing and submitting completed assessments to the Senior Business /Function Manager for approval. **Regulations mapping** : Oversee ... **Client - Risk Officer - Regulatory Change Specialist (VP)** **Department Overview** Citi's Client...and approach. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- Citigroup (Tampa, FL)
- **Group Overview:** The Compliance Business Control Senior Analyst is a seasoned professional role on the Client Reporting Oversight (CRO) team within the Data & ... and analytical procedures. + Perform the execution of the Manager Control Assessment (MCA, ie, Risk &...degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** Business Control … more
- Citigroup (Tampa, FL)
- The Business Risk and Control Officer is a...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & ... overall performance and effectiveness of the sub-function/job family. The Business Risk and Control Officer will be...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- Citigroup (Tampa, FL)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... + Escalation + Artefacts Management **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:**… more
- Citigroup (Tampa, FL)
- …team member, you will be executing assigned quality assurance testing of the Manager 's Control Assessment (MCA) documentation (MCA; AKA Risk and Control ... at a medium to large financial services firm. + Regulatory Reporting and related process experience such as, but...Management experience. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- Citigroup (Tampa, FL)
- **The SVP Business Risk and Control Officer is...purpose of this role is the execution of the Manager 's Control Assessment (MCA) Quality Assurance (QA) ... to achieve high quality, complete, and accurate QA and control assessments.** **Apply knowledge of the business ,...medium to large financial services firm. + Experience with Regulatory Reporting such as RWA, FFIEC 031, FR Y9C,… more
- Citigroup (Tampa, FL)
- …and related controls, and reducing operational risk events. The Financial Crimes Risk and Control Manager is a specialist providing first line of defense in the ... anti-bribery, and fraud controls + Assessing the impact of issues/violations (legal/ regulatory , policy, reputational) and dimensioning control process gaps to… more
- Citigroup (Tampa, FL)
- … control / audit related requests as needed. + Serve as partner on Manager Control Assessment (MCA) Quarterly Risk Assessment and the Annual Risk Assessment ... The Business Risk Senior Manager accomplishes results...who fail to maintain these standards. + Manage quality control and validation efforts to address regulatory … more
- Citigroup (Tampa, FL)
- …summarize overall status for management reporting. + Escalate audit concerns to the CDO Risk & Control Manager and CDO Risk & Control Head. + Facilitate the ... 2nd and 3rd lines of defense, O&T Risk and Control , Data Governance Officers, and other CDO business...related to the end-to-end data architecture for risk, financial, regulatory , and management information. The CDO defines and enforces… more
- Citigroup (Tampa, FL)
- …assessing end to end risks and controls design to determine gaps in existing Manager Control Assessment (MCA) framework for selected processes. Assist in writing ... Citigroup Global Markets Inc. seeks a Business Risk Manager for its Tampa,...Risks / Regulations to determine Target Process inventory. Identify Regulatory SMEs and firm-wide business / functional… more
- Citigroup (Tampa, FL)
- …audits, business continuity activities or addressing regulatory issues. The Business Unit Group Manager may coordinate and manage activities such as the ... The Business Unit Group Manager is a...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- MUFG (Tampa, FL)
- …portfolio and enterprise including industry trends, business risks, control frameworks, management strategy, banking/ regulatory practices; and understands ... to stakeholders and related risk management functions. + Continuously monitor the business for changes impacting the control environment and determine potential… more
- Citigroup (Tampa, FL)
- …teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports + ... The Senior Audit Manager is a senior level role responsible for...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more