- TD Bank (New York, NY)
- …of Business:** Financial Crime Risk Management **Job Description:** The Senior AML Specialist - Sanction Screening role leads the development of enterprise programs ... compliance with regulations and identifying areas for improvement. The Senior AML Specialist - Sanction Screening role will report to the AVP, Sanctions Screening… more
- TD Bank (New York, NY)
- …**Job Description:** **Department Overview** The Senior Compliance Manager - Credit Card Regulatory Oversight will be largely focused on managing the efforts of ... business needs + Managing and/or performing independent compliance reviews of regulatory requirements impacting the products and processes supported + Providing… more
- WSP USA (New York, NY)
- …the IT Service Manager. **Position Summary** **The Software Asset Management Specialist ** will be responsible for software asset management lifecycle operational ... especially for onboarding and to improve business productivity. + Respond to escalations and licensing queries from stakeholders. + Ensure compliant use of the… more
- Citigroup (New York, NY)
- The Payments Controls and Regulatory Management Risk Director is a senior specialist who sits in the Payments business and will work globally to make sure a ... robust framework exists to manage and mitigate operational, compliance and regulatory risks across the business. This role will work with Product Managers and… more
- Morgan Stanley (New York, NY)
- …>Provide oversight on the review and resolve of negative news and sanctions escalations >Develop and communicate a GFC risk view with respect to clients, ... of escalation on sanctions questions and provide support in connection with regulatory interpretation and application of facts in connection with policies >Assist… more
- M&T Bank (New York, NY)
- …Bankers. Provide coaching and guidance to improve and reduce future problem resolution/ escalations . + Engages with all team members and business partners as ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promotes an environment that supports diversity… more
- Morgan Stanley (New York, NY)
- …risk mitigants * Serve as a point of contact for questions, issues and escalations related to the review of certain clients AML risk factors * Coordinate with ... Client Onboarding and Regulatory Services ("CORS"), Global Financial Crimes ("GFC"), or other...on complex files * Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or… more
- Morgan Stanley (New York, NY)
- …to senior stakeholders from the business/region * Preparing presentations on GFC escalations and large-scale initiatives for Committees within the GFC Governance and ... communicating to relevant stakeholders * Coordinating GFC's use of the Firm's regulatory change management tool (Themis) and serving as GFC's representative on the… more